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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOS icon
651
Xos
XOS
$37.6M
$796K 0.01%
8,428
-4,905
-37% -$606K
MDAI icon
652
Spectral AI
MDAI
$56.3M
$793K 0.01%
+80,801
New +$792K
RITM icon
653
Rithm Capital
RITM
$5.7B
$789K 0.01%
73,700
-210,300
-74% -$2.35M
CRC icon
654
California Resources
CRC
$4.64B
$787K 0.01%
18,429
-44,647
-71% -$1.91M
PLD icon
655
Prologis
PLD
$132B
$749K 0.01%
+4,450
New +$664K
NVR icon
656
NVR
NVR
$17.1B
$727K 0.01%
+123
New +$649K
ADT icon
657
ADT
ADT
$5.6B
$726K 0.01%
86,276
+14,291
+20% +$122K
KRC icon
658
Kilroy Realty
KRC
$4.42B
$678K 0.01%
10,200
-54,200
-84% -$3.7M
BDN
659
Brandywine Realty Trust
BDN
$560M
$668K 0.01%
+49,800
New +$684K
NNN icon
660
NNN REIT
NNN
$8.99B
$659K 0.01%
+13,700
New +$628K
WTI icon
661
PUT
W&T Offshore
WTI
$519M
$654K 0.01%
1,453,100
+195,300
+16% +$752K
HOG icon
662
PUT
Harley-Davidson
HOG
$2.72B
$653K 0.01%
258,600
+148,600
+135% +$5.55M
CHPMW
663
DELISTED
CHP Merger Corp. Warrant
CHPMW
$626K 0.01%
1,292,739
+34,673
+3% +$20.2K
ONL
664
Orion Office REIT
ONL
$162M
$618K 0.01%
+33,100
New +$654K
EVLVW
665
DELISTED
Evolv Technologies Warrant
EVLVW
$609K 0.01%
773,585
+20,648
+3% +$24.3K
ENDP
666
PUT
DELISTED
Endo International plc
ENDP
$589K 0.01%
579,400
+263,000
+83% +$1.27M
DISH
667
PUT
DELISTED
DISH Network Corp.
DISH
$583K 0.01%
95,100
+10,600
+13% +$395K
RCL icon
668
PUT
Royal Caribbean
RCL
$86.1B
$490K ﹤0.01%
30,300
+5,000
+20% +$406K
SHACW
669
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$477K ﹤0.01%
866,222
– –
VYGG.WS
670
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$466K ﹤0.01%
411,009
+11,024
+3% +$15.5K
CONXW
671
DELISTED
CONX Corp. Warrant
CONXW
$444K ﹤0.01%
513,762
+13,780
+3% +$15K
SONDW
672
DELISTED
Sonder Holdings Inc Warrants
SONDW
$441K ﹤0.01%
236,450
+6,341
+3% +$11.1K
TSLA icon
673
PUT
Tesla
TSLA
$1.29T
$439K ﹤0.01%
141,600
-180,000
-56% -$60.4M
NHICW
674
DELISTED
NewHold Investment Corp. II Warrant
NHICW
$437K ﹤0.01%
+866,250
New +$434K
RGTIW icon
675
Rigetti Computing Warrants
RGTIW
$171M
$430K ﹤0.01%
179,933
+4,819
+3% +$11.5K
25 26
27
28 29

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.