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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
XOS icon
651
Xos
XOS
$41.9M
$796K 0.01%
8,428
-4,905
-37% -$606K
2020 Q4
4 quarters
MDAI icon
652
Spectral AI
MDAI
$49.2M
$793K 0.01%
+80,801
New +$792K
2021 Q4
0 quarters
RITM icon
653
Rithm Capital
RITM
$4.66B
$789K 0.01%
73,700
-210,300
-74% -$2.35M
2020 Q3
5 quarters
CRC icon
654
California Resources
CRC
$4.8B
$787K 0.01%
18,429
-44,647
-71% -$1.91M
2020 Q4
4 quarters
PLD icon
655
Prologis
PLD
$124B
$749K 0.01%
+4,450
New +$664K
2021 Q4
0 quarters
NVR icon
656
NVR
NVR
$15.3B
$727K 0.01%
+123
New +$649K
2021 Q4
0 quarters
ADT icon
657
ADT
ADT
$4.82B
$726K 0.01%
86,276
+14,291
+20% +$122K
2018 Q2
14 quarters
KRC icon
658
Kilroy Realty
KRC
$3.87B
$678K 0.01%
10,200
-54,200
-84% -$3.7M
2020 Q4
4 quarters
BDN icon
659
Brandywine Realty Trust
BDN
$436M
$668K 0.01%
+49,800
New +$684K
2021 Q4
0 quarters
NNN icon
660
NNN REIT
NNN
$7.83B
$659K 0.01%
+13,700
New +$628K
2021 Q4
0 quarters
WTI icon
661
PUT
W&T Offshore
WTI
$551M
$654K 0.01%
1,453,100
+195,300
+16% +$752K
2021 Q2
2 quarters
HOG icon
662
PUT
Harley-Davidson
HOG
$2.81B
$653K 0.01%
258,600
+148,600
+135% +$5.55M
2020 Q1
7 quarters
CHPMW
663
DELISTED
CHP Merger Corp. Warrant
CHPMW
$626K 0.01%
1,292,739
+34,673
+3% +$20.2K
2021 Q1
3 quarters
ONL icon
664
Orion Office REIT
ONL
$120M
$618K 0.01%
+33,100
New +$654K
2021 Q4
0 quarters
EVLVW icon
665
DELISTED
Evolv Technologies Warrant
EVLVW
$609K 0.01%
773,585
+20,648
+3% +$24.3K
2021 Q3
1 quarter
ENDP
666
PUT
DELISTED
Endo International plc
ENDP
$589K 0.01%
579,400
+263,000
+83% +$1.27M
2021 Q2
2 quarters
DISH
667
PUT
DELISTED
DISH Network Corp.
DISH
$583K 0.01%
95,100
+10,600
+13% +$395K
2021 Q2
2 quarters
RCL icon
668
PUT
Royal Caribbean
RCL
$73.4B
$490K ﹤0.01%
30,300
+5,000
+20% +$406K
2021 Q2
2 quarters
SHACW
669
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$477K ﹤0.01%
866,222
– –
2021 Q1
3 quarters
VYGG.WS
670
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$466K ﹤0.01%
411,009
+11,024
+3% +$15.5K
2021 Q1
3 quarters
CONXW icon
671
DELISTED
CONX Corp. Warrant
CONXW
$444K ﹤0.01%
513,762
+13,780
+3% +$15K
2021 Q1
3 quarters
SONDW icon
672
DELISTED
Sonder Holdings Inc Warrants
SONDW
$441K ﹤0.01%
236,450
+6,341
+3% +$11.1K
2021 Q2
2 quarters
TSLA icon
673
PUT
Tesla
TSLA
$1.45T
$439K ﹤0.01%
141,600
-180,000
-56% -$60.4M
2018 Q2
14 quarters
NHICW
674
DELISTED
NewHold Investment Corp. II Warrant
NHICW
$437K ﹤0.01%
+866,250
New +$434K
2021 Q4
0 quarters
RGTIW icon
675
Rigetti Computing Warrants
RGTIW
$55.3M
$430K ﹤0.01%
179,933
+4,819
+3% +$11.5K
2021 Q3
1 quarter
25 26
27
28 29

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Alpha Cubed Investments
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.