UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CPE
651
PUT
DELISTED
Callon Petroleum Company
CPE
$327K ﹤0.01%
74,400
– –
2021 Q2
1 quarter
JOFFW
652
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$324K ﹤0.01%
517,766
+284,442
+122% +$227K
2021 Q2
1 quarter
IMPX.WS
653
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$324K ﹤0.01%
499,982
– –
2021 Q1
2 quarters
RCL icon
654
PUT
Royal Caribbean
RCL
$73.4B
$323K ﹤0.01%
25,300
– –
2021 Q2
1 quarter
NVTSW icon
655
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$319K ﹤0.01%
166,660
– –
2021 Q1
2 quarters
GOAC.WS
656
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$309K ﹤0.01%
416,651
– –
2021 Q1
2 quarters
GRNAW
657
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$306K ﹤0.01%
299,989
– –
2021 Q1
2 quarters
FCX icon
658
PUT
Freeport-McMoran
FCX
$100B
$300K ﹤0.01%
+500,000
New +$17.6M
2021 Q3
0 quarters
HTPA.WS
659
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$299K ﹤0.01%
199,993
– –
2021 Q1
2 quarters
ENDP
660
PUT
DELISTED
Endo International plc
ENDP
$296K ﹤0.01%
316,400
+225,000
+246% +$795K
2021 Q2
1 quarter
COOLW icon
661
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$285K ﹤0.01%
333,321
– –
2021 Q1
2 quarters
ISPOW icon
662
DELISTED
Inspirato Inc Warrant
ISPOW
$282K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
HZON.WS
663
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$279K ﹤0.01%
308,322
– –
2021 Q1
2 quarters
HOG icon
664
PUT
Harley-Davidson
HOG
$2.81B
$272K ﹤0.01%
110,000
– –
2020 Q1
6 quarters
BSN.WS
665
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$267K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
LUMN icon
666
PUT
Lumen Technologies, Inc. Common Stock
LUMN
$4.69B
$258K ﹤0.01%
128,000
– –
2021 Q2
1 quarter
DISH
667
PUT
DELISTED
DISH Network Corp.
DISH
$257K ﹤0.01%
84,500
+50,000
+145% +$2.13M
2021 Q2
1 quarter
JSPRW icon
668
DELISTED
Japer Therapeutics Warrants
JSPRW
$256K ﹤0.01%
179,723
– –
2021 Q1
2 quarters
BTAQW
669
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$248K ﹤0.01%
374,987
– –
2021 Q1
2 quarters
LEGOW icon
670
DELISTED
Legato Merger Corp. Warrant
LEGOW
$248K ﹤0.01%
98,810
-150,588
-60% -$350K
2021 Q1
2 quarters
AVAN.WS
671
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$246K ﹤0.01%
374,987
– –
2021 Q1
2 quarters
TACA.WS
672
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$242K ﹤0.01%
374,987
– –
2021 Q1
2 quarters
HIGA.WS
673
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$230K ﹤0.01%
333,321
– –
2021 Q1
2 quarters
NCLH icon
674
PUT
Norwegian Cruise Line
NCLH
$6.83B
$228K ﹤0.01%
47,200
-60,500
-56% -$1.54M
2021 Q2
1 quarter
RBAC.WS
675
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$226K ﹤0.01%
299,989
– –
2021 Q1
2 quarters
25 26
27
28 29

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.