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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$2B
Cap. Flow %
28.87%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV icon
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 26.57%
2 Healthcare 17.39%
3 Miscellaneous 16.03%
4 Financials 10.17%
5 Industrials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ADERW
651
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$211K ﹤0.01%
+249,991
New +$230K
2021 Q1
0 quarters
PARAW icon
652
Banzai International Warrant
PARAW
$137K
$201K ﹤0.01%
+249,991
New +$286K
2021 Q1
0 quarters
LDTCW icon
653
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$197K ﹤0.01%
+199,992
New +$258K
2021 Q1
0 quarters
AKICW
654
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$196K ﹤0.01%
+216,658
New +$239K
2021 Q1
0 quarters
PNTM.WS
655
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$195K ﹤0.01%
+266,657
New +$267K
2021 Q1
0 quarters
RCHGW
656
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$195K ﹤0.01%
+249,991
New +$322K
2021 Q1
0 quarters
LFTRW
657
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$194K ﹤0.01%
+166,660
New +$342K
2021 Q1
0 quarters
SWBK.WS
658
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
$194K ﹤0.01%
+99,996
New +$234K
2021 Q1
0 quarters
LEGOW icon
659
DELISTED
Legato Merger Corp. Warrant
LEGOW
$192K ﹤0.01%
+399,985
New +$227K
2021 Q1
0 quarters
OCA.WS
660
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$189K ﹤0.01%
+234,992
New +$352K
2021 Q1
0 quarters
SCPE.WS
661
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$188K ﹤0.01%
+102,700
New +$167K
2021 Q1
0 quarters
MSPRZ
662
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$187K ﹤0.01%
+249,991
New +$313K
2021 Q1
0 quarters
PMVC.WS
663
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$187K ﹤0.01%
+249,991
New +$310K
2021 Q1
0 quarters
AJAX.WS
664
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$187K ﹤0.01%
+112,496
New +$332K
2021 Q1
0 quarters
GMBTW
665
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$178K ﹤0.01%
+166,660
New +$191K
2021 Q1
0 quarters
DCGOW icon
666
DELISTED
DocGo Inc. Warrants
DCGOW
$177K ﹤0.01%
+166,660
New +$258K
2021 Q1
0 quarters
BSN.WS
667
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$167K ﹤0.01%
+249,991
New +$307K
2021 Q1
0 quarters
HOG icon
668
PUT
Harley-Davidson
HOG
$2.89B
$166K ﹤0.01%
107,400
+7,400
+7% +$275K
2020 Q1
4 quarters
PDYNW icon
669
DELISTED
Palladyne AI Corp Warrants
PDYNW
$166K ﹤0.01%
+249,992
New +$179K
2021 Q1
0 quarters
AEACW
670
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$166K ﹤0.01%
+249,991
New +$178K
2021 Q1
0 quarters
TMTSW icon
671
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$161K ﹤0.01%
+249,991
New +$289K
2021 Q1
0 quarters
ENJYW
672
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$159K ﹤0.01%
+124,996
New +$212K
2021 Q1
0 quarters
ZNTEW
673
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$159K ﹤0.01%
+124,996
New +$313K
2021 Q1
0 quarters
IIIIW
674
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$158K ﹤0.01%
+166,661
New +$277K
2021 Q1
0 quarters
MUDSW
675
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$157K ﹤0.01%
+249,828
New +$250K
2021 Q1
0 quarters
25 26
27
28 29

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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.