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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADERW
651
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$211K ﹤0.01%
+249,991
New +$230K
BNZIW icon
652
Banzai International Warrant
BNZIW
$129K
$201K ﹤0.01%
+249,991
New +$286K
LDTCW
653
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$197K ﹤0.01%
+199,992
New +$258K
AKICW
654
DELISTED
Sports Ventures Acquisition Corp. Warrant
AKICW
$196K ﹤0.01%
+216,658
New +$239K
PNTM.WS
655
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$195K ﹤0.01%
+266,657
New +$267K
RCHGW
656
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$195K ﹤0.01%
+249,991
New +$322K
LFTRW
657
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$194K ﹤0.01%
+166,660
New +$342K
SWBK.WS
658
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
$194K ﹤0.01%
+99,996
New +$234K
LEGOW
659
DELISTED
Legato Merger Corp. Warrant
LEGOW
$192K ﹤0.01%
+399,985
New +$227K
OCA.WS
660
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$189K ﹤0.01%
+234,992
New +$352K
SCPE.WS
661
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$188K ﹤0.01%
+102,700
New +$167K
MSPRZ
662
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$187K ﹤0.01%
+249,991
New +$313K
PMVC.WS
663
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$187K ﹤0.01%
+249,991
New +$310K
AJAX.WS
664
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$187K ﹤0.01%
+112,496
New +$332K
GMBTW
665
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$178K ﹤0.01%
+166,660
New +$191K
DCGOW
666
DELISTED
DocGo Inc. Warrants
DCGOW
$177K ﹤0.01%
+166,660
New +$258K
BSN.WS
667
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$167K ﹤0.01%
+249,991
New +$307K
HOG icon
668
PUT
Harley-Davidson
HOG
$2.71B
$166K ﹤0.01%
107,400
+7,400
+7% +$275K
PDYNW icon
669
Palladyne AI Corp Warrants
PDYNW
$156K
$166K ﹤0.01%
+249,992
New +$179K
AEACW
670
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$166K ﹤0.01%
+249,991
New +$178K
TMTSW
671
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$161K ﹤0.01%
+249,991
New +$289K
ENJYW
672
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$159K ﹤0.01%
+124,996
New +$212K
ZNTEW
673
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$159K ﹤0.01%
+124,996
New +$313K
IIIIW
674
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$158K ﹤0.01%
+166,661
New +$277K
MUDSW
675
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$157K ﹤0.01%
+249,828
New +$250K
25 26
27
28 29

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SAG
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CGL
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.