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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CPSR.WS icon
626
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$465K ﹤0.01%
534,553
– –
2021 Q1
2 quarters
RNWWW
627
DELISTED
ReNew Energy Global PLC Warrant
RNWWW
$459K ﹤0.01%
+250,979
New +$401K
2021 Q3
0 quarters
NOACW
628
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$437K ﹤0.01%
824,970
– –
2021 Q1
2 quarters
EQD.WS
629
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$431K ﹤0.01%
481,870
+81,885
+20% +$84.8K
2021 Q1
2 quarters
BTWN
630
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$407K ﹤0.01%
+41,481
New +$409K
2021 Q3
0 quarters
PCG icon
631
CALL
PG&E
PCG
$38.7B
$404K ﹤0.01%
+514,400
New +$4.86M
2021 Q3
0 quarters
TMTSW icon
632
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$404K ﹤0.01%
249,991
– –
2021 Q1
2 quarters
SCVX.WS
633
DELISTED
SCVX Corp.
SCVX.WS
$396K ﹤0.01%
515,804
– –
2021 Q1
2 quarters
SONDW icon
634
DELISTED
Sonder Holdings Inc Warrants
SONDW
$393K ﹤0.01%
230,109
– –
2021 Q2
1 quarter
BOAC.WS
635
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$385K ﹤0.01%
381,002
– –
2021 Q1
2 quarters
RPT icon
636
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$378K ﹤0.01%
29,600
+4,400
+17% +$56.1K
2021 Q2
1 quarter
WTI icon
637
PUT
W&T Offshore
WTI
$569M
$377K ﹤0.01%
1,257,800
– –
2021 Q2
1 quarter
FMAC.WS icon
638
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$376K ﹤0.01%
299,989
– –
2021 Q1
2 quarters
ASZ.WS
639
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$375K ﹤0.01%
362,745
– –
2021 Q2
1 quarter
CORZW icon
640
DELISTED
Core Scientific, Inc. Warrant
CORZW
$373K ﹤0.01%
149,994
– –
2021 Q2
1 quarter
ASAQ.WS
641
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$371K ﹤0.01%
549,979
– –
2021 Q1
2 quarters
YAC.WS
642
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$362K ﹤0.01%
333,321
– –
2021 Q1
2 quarters
CND.WS
643
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$356K ﹤0.01%
199,795
-50,196
-20% -$93.3K
2021 Q1
2 quarters
SEAH.WS
644
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$356K ﹤0.01%
149,106
-100,391
-40% -$192K
2021 Q1
2 quarters
STWOW
645
DELISTED
ACON S2 Acquisition Corp Warrant
STWOW
$353K ﹤0.01%
283,323
– –
2021 Q1
2 quarters
IPOF.WS
646
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$352K ﹤0.01%
187,493
– –
2021 Q1
2 quarters
NAACW
647
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$345K ﹤0.01%
494,982
– –
2021 Q1
2 quarters
ENPC.WS
648
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$339K ﹤0.01%
437,482
– –
2021 Q1
2 quarters
AEHAU
649
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
$335K ﹤0.01%
+33,024
New +$333K
2021 Q3
0 quarters
OACB.WS
650
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$332K ﹤0.01%
374,987
– –
2021 Q1
2 quarters
24 25
26
27 28

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.