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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMYI.WS
626
DELISTED
dMY Technology Group, Inc. III Redeemable warrants, each whole warrant exercisable for one share of
DMYI.WS
$287K ﹤0.01%
+124,996
New +$367K
MAACW
627
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$287K ﹤0.01%
+324,776
New +$454K
ABLLW
628
DELISTED
Abacus Life Warrant
ABLLW
$285K ﹤0.01%
+349,987
New +$469K
FPAY
629
DELISTED
FlexShopper
FPAY
$284K ﹤0.01%
109,480
– –
TACA.WS
630
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$274K ﹤0.01%
+374,987
New +$504K
HLMNW
631
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
$274K ﹤0.01%
+183,326
New +$319K
STWOW
632
DELISTED
ACON S2 Acquisition Corp Warrant
STWOW
$269K ﹤0.01%
+283,323
New +$493K
F icon
633
CALL
Ford
F
$55.7B
$265K ﹤0.01%
1,250,000
+1,050,000
+525% +$12M
CAS.WS
634
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$262K ﹤0.01%
+299,989
New +$394K
BURU.WS
635
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$261K ﹤0.01%
+249,991
New +$421K
GRNAW
636
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$259K ﹤0.01%
+299,793
New +$312K
SBG.WS
637
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
$252K ﹤0.01%
+249,991
New +$335K
BWACW
638
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$248K ﹤0.01%
+249,991
New +$380K
IGACW
639
DELISTED
IG Acquisition Corp. Warrant
IGACW
$245K ﹤0.01%
+249,991
New +$396K
ETACW
640
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$239K ﹤0.01%
+249,991
New +$420K
TEKKW
641
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$238K ﹤0.01%
+249,991
New +$413K
SFRWW
642
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$237K ﹤0.01%
+249,991
New +$389K
NVTSW
643
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$237K ﹤0.01%
+166,660
New +$399K
VMACW
644
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$235K ﹤0.01%
+384,748
New +$333K
PIPP.WS
645
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$230K ﹤0.01%
+158,328
New +$414K
HTPA.WS
646
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$227K ﹤0.01%
+199,993
New +$342K
PIAI.WS
647
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$224K ﹤0.01%
+266,656
New +$403K
CTAC.WS
648
DELISTED
Cerberus Telecom Acquisition Corp. Warrants included as part of the Units, each whole warrant exerci
CTAC.WS
$223K ﹤0.01%
+217,514
New +$351K
CND.WS
649
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$222K ﹤0.01%
+249,991
New +$335K
CRU.WS
650
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$220K ﹤0.01%
+158,328
New +$247K
24 25
26
27 28

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SAG
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ACI
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CGL
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CB
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.