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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DM
626
CALL
DELISTED
Desktop Metal, Inc.
DM
– –
-19,186
Closed -$504K
DM
627
DELISTED
Desktop Metal, Inc.
DM
– –
-46,875
Closed -$5.06M
MRO
628
DELISTED
Marathon Oil Corporation
MRO
– –
-400,000
Closed -$1.64M
DNMR
629
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-22,812
Closed -$12.2M
SOLO
630
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-342,157
Closed -$402K
GOEV
631
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-408
Closed -$436K
ID
632
CALL
DELISTED
PARTS iD, Inc.
ID
– –
-1,832,783
Closed -$920K
APPH
633
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-445,312
Closed -$5.61M
UNVR
634
DELISTED
Univar Solutions Inc.
UNVR
– –
-85,000
Closed -$1.44M
STOR
635
DELISTED
STORE Capital Corporation
STOR
– –
-29,800
Closed -$817K
BTRS
636
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-298,750
Closed -$417K
BTRS
637
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-684,373
Closed -$7.15M
LOTZ
638
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-684,372
Closed -$7.04M
UPH
639
DELISTED
UpHealth, Inc.
UPH
– –
-46,858
Closed -$4.76M
ESSCR
640
DELISTED
East Stone Acquisition Corporation Right
ESSCR
– –
-556,206
Closed -$121K
RMO
641
DELISTED
Romeo Power, Inc.
RMO
– –
-139,341
Closed -$1.49M
PAE
642
CALL
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-155,912
Closed -$328K
TRIT
643
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-296,562
Closed -$3.08M
MDLA
644
DELISTED
Medallia, Inc.
MDLA
– –
-39,500
Closed -$1.08M
GNRS
645
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-456,249
Closed -$4.46M
CIIC
646
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-1,171,875
Closed -$21.2M
NGHC
647
DELISTED
National General Holdings Corp
NGHC
– –
-1,799,294
Closed -$60.7M
RMG.U
648
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-75,338
Closed -$848K
TCO
649
DELISTED
Taubman Centers Inc.
TCO
– –
-1,091,814
Closed -$36.3M
GLIBA
650
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-1,134,320
Closed -$93M
23 24 25
26
27

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SAG
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ACI
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TCOV
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.