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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DM icon
626
CALL
DELISTED
Desktop Metal, Inc.
DM
– –
-19,186
Closed -$504K –
DM icon
627
DELISTED
Desktop Metal, Inc.
DM
– –
-46,875
Closed -$5.06M –
MRO icon
628
DELISTED
Marathon Oil Corporation
MRO
– –
-400,000
Closed -$1.64M –
DNMR icon
629
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-22,812
Closed -$12.2M –
SOLO
630
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-342,157
Closed -$402K –
GOEV icon
631
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-408
Closed -$436K –
ID
632
CALL
DELISTED
PARTS iD, Inc.
ID
– –
-1,832,783
Closed -$920K –
APPH
633
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-445,312
Closed -$5.61M –
UNVR
634
DELISTED
Univar Solutions Inc.
UNVR
– –
-85,000
Closed -$1.44M –
STOR
635
DELISTED
STORE Capital Corporation
STOR
– –
-29,800
Closed -$817K –
BTRS
636
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-298,750
Closed -$417K –
BTRS
637
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-684,373
Closed -$7.15M –
LOTZ
638
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-684,372
Closed -$7.04M –
UPH
639
DELISTED
UpHealth, Inc.
UPH
– –
-46,858
Closed -$4.76M –
ESSCR icon
640
DELISTED
East Stone Acquisition Corporation Right
ESSCR
– –
-556,206
Closed -$121K –
RMO
641
DELISTED
Romeo Power, Inc.
RMO
– –
-139,341
Closed -$1.49M –
PAE
642
CALL
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-155,912
Closed -$328K –
TRIT
643
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-296,562
Closed -$3.08M –
MDLA
644
DELISTED
Medallia, Inc.
MDLA
– –
-39,500
Closed -$1.08M –
GNRS
645
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-456,249
Closed -$4.46M –
CIIC
646
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-1,171,875
Closed -$21.2M –
NGHC
647
DELISTED
National General Holdings Corp
NGHC
– –
-1,799,294
Closed -$60.7M –
RMG.U
648
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-75,338
Closed -$848K –
TCO
649
DELISTED
Taubman Centers Inc.
TCO
– –
-1,091,814
Closed -$36.3M –
GLIBA
650
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-1,134,320
Closed -$93M –
23 24 25
26
27

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.