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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$330M
Cap. Flow %
8.14%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155
Avg Time Held Equity + Options
4.2 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.5 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
K icon
Kellanova
K
+$269M
2
SRCL icon
Stericycle Inc
SRCL
+$141M
3
MRO icon
Marathon Oil Corporation
MRO
+$108M
4
CHX icon
ChampionX
CHX
+$103M
5
SPR icon
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN icon
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE icon
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN icon
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X icon
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VAC icon
601
Marriott Vacations Worldwide
VAC
$3.62B
– –
-29,100
Closed -$2.54M –
VERA icon
602
PUT
Vera Therapeutics
VERA
$2.15B
– –
-30,000
Closed -$58.5K –
VMC icon
603
Vulcan Materials
VMC
$31.7B
– –
-16,000
Closed -$3.98M –
VRDN icon
604
Viridian Therapeutics
VRDN
$2.11B
– –
-10,057
Closed -$131K –
WDC icon
605
Western Digital
WDC
$149B
– –
-46,305
Closed -$2.34M –
WOLF icon
606
Wolfspeed
WOLF
$1.62B
– –
-115,000
Closed -$2.62M –
XFOR icon
607
CALL
X4 Pharmaceuticals
XFOR
$289M
– –
-6,667
Closed -$5K –
XLV icon
608
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-45,000
Closed -$23.4K –
XME icon
609
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-104,900
Closed -$152K –
XPO icon
610
XPO
XPO
$21.5B
– –
-28,540
Closed -$3.03M –
ZG icon
611
Zillow
ZG
$6.72B
– –
-37,500
Closed -$1.69M –
ZM icon
612
Zoom
ZM
$28.5B
– –
-12,500
Closed -$740K –
ZTO icon
613
ZTO Express
ZTO
$15.1B
– –
-126,151
Closed -$2.62M –
GEV icon
614
GE Vernova
GEV
$268B
– –
-21,430
Closed -$3.68M –
VEEA
615
Veea Inc
VEEA
$17.7M
– –
-7,972
Closed -$1.67M –
TPC icon
616
PUT
Tutor Perini Cor
TPC
$4.38B
– –
-90,000
Closed -$12.6K –
ITCI icon
617
PUT
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-15,000
Closed -$14.6K –
ROIC icon
618
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-339,896
Closed -$4.22M –
RVNC icon
619
CALL
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-120,000
Closed -$3K –
RVNC icon
620
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-325,314
Closed -$836K –
CSLM icon
621
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
– –
-156,317
Closed -$1.76M –
AKTS icon
622
DELISTED
Akoustis Technologies Inc
AKTS
– –
-2,000,000
Closed -$264K –
RRAC icon
623
DELISTED
Rigel Resource Acquisition Corp.
RRAC
– –
-462,203
Closed -$5.24M –
PETQ icon
624
PUT
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-50,000
Closed -$18.8K –
BHAC icon
625
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
– –
-54,209
Closed -$577K –
22 23 24
25
26

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UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $330M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.