We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$454M
Cap. Flow %
11.2%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155

Top Buys

Rank Stock Value
1
K
Kellanova
K
+$269M
2
SRCL
Stericycle Inc
SRCL
+$141M
3
MRO
Marathon Oil Corporation
MRO
+$108M
4
CHX
ChampionX
CHX
+$103M
5
SPR
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAC icon
601
Marriott Vacations Worldwide
VAC
$4.28B
– –
-29,100
Closed -$2.54M
VERA icon
602
PUT
Vera Therapeutics
VERA
$2.31B
– –
-30,000
Closed -$58.5K
VMC icon
603
Vulcan Materials
VMC
$36.9B
– –
-16,000
Closed -$3.98M
VRDN icon
604
Viridian Therapeutics
VRDN
$2.6B
– –
-10,057
Closed -$131K
WDC icon
605
Western Digital
WDC
$149B
– –
-46,305
Closed -$2.34M
WOLF icon
606
Wolfspeed
WOLF
$1.67B
– –
-115,000
Closed -$2.62M
XFOR icon
607
CALL
X4 Pharmaceuticals
XFOR
$427M
– –
-6,667
Closed -$5K
XLV icon
608
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-45,000
Closed -$23.4K
XME icon
609
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.39B
– –
-104,900
Closed -$152K
XPO icon
610
XPO
XPO
$23.5B
– –
-28,540
Closed -$3.03M
ZG icon
611
Zillow
ZG
$7.54B
– –
-37,500
Closed -$1.69M
ZM icon
612
Zoom
ZM
$30.5B
– –
-12,500
Closed -$740K
ZTO icon
613
ZTO Express
ZTO
$17.9B
– –
-126,151
Closed -$2.62M
GEV icon
614
GE Vernova
GEV
$264B
– –
-21,430
Closed -$3.68M
VEEA
615
Veea Inc
VEEA
$8.64M
– –
-159,438
Closed -$1.67M
TPC
616
PUT
Tutor Perini Cor
TPC
$5.11B
– –
-90,000
Closed -$12.6K
ITCI
617
PUT
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-15,000
Closed -$14.6K
ROIC
618
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-339,896
Closed -$4.22M
RVNC
619
CALL
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-120,000
Closed -$3K
RVNC
620
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-325,314
Closed -$836K
CSLM
621
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
– –
-156,317
Closed -$1.76M
AKTS
622
DELISTED
Akoustis Technologies Inc
AKTS
– –
-2,000,000
Closed -$264K
RRAC
623
DELISTED
Rigel Resource Acquisition Corp.
RRAC
– –
-462,203
Closed -$5.24M
PETQ
624
PUT
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-50,000
Closed -$18.8K
BHAC
625
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
– –
-54,209
Closed -$577K
22 23 24
25
26

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $454M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.