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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ONON icon
601
On Holding
ONON
$11.7B
$951K 0.01%
+31,547
New +$1.11M
2021 Q3
0 quarters
CYXT
602
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$918K 0.01%
99,254
+3,675
+4% +$34.4K
2020 Q4
3 quarters
RIG icon
603
PUT
Transocean
RIG
$6.29B
$885K 0.01%
1,707,000
– –
2018 Q2
13 quarters
CCI icon
604
Crown Castle
CCI
$33.4B
$884K 0.01%
+5,100
New +$986K
2021 Q3
0 quarters
EVOJ
605
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$827K 0.01%
+85,333
New +$827K
2021 Q3
0 quarters
PDM icon
606
Piedmont Realty Trust
PDM
$1.11B
$743K 0.01%
42,600
-11,100
-21% -$202K
2020 Q3
4 quarters
IIAC.WS
607
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$737K 0.01%
566,645
– –
2021 Q1
2 quarters
FAZE
608
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$724K 0.01%
+74,303
New +$721K
2021 Q3
0 quarters
HYG icon
609
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$690K 0.01%
2,000,000
-1,250,000
-38% -$110M
2018 Q4
11 quarters
QQQ icon
610
PUT
Invesco QQQ Trust
QQQ
$489B
$683K 0.01%
+54,000
New +$19.9M
2021 Q3
0 quarters
CHPMW
611
DELISTED
CHP Merger Corp. Warrant
CHPMW
$673K 0.01%
1,258,066
– –
2021 Q1
2 quarters
GSDWU
612
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$641K 0.01%
+62,946
New +$634K
2021 Q3
0 quarters
LICY.WS icon
613
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
$604K ﹤0.01%
+250,979
New +$461K
2021 Q3
0 quarters
CONXW icon
614
DELISTED
CONX Corp. Warrant
CONXW
$587K ﹤0.01%
499,982
– –
2021 Q1
2 quarters
ADT icon
615
ADT
ADT
$4.8B
$582K ﹤0.01%
71,985
– –
2018 Q2
13 quarters
STLNW icon
616
Starling Oncology Warrant
STLNW
$1.97M
$577K ﹤0.01%
372,284
– –
2021 Q1
2 quarters
BNNRU
617
DELISTED
Banner Acquisition Corp. Units
BNNRU
$566K ﹤0.01%
+56,922
New +$565K
2021 Q3
0 quarters
HZAC.WS
618
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
$562K ﹤0.01%
333,321
– –
2021 Q1
2 quarters
VYGG.WS
619
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$538K ﹤0.01%
399,985
– –
2021 Q1
2 quarters
ESMT
620
DELISTED
EngageSmart, Inc.
ESMT
$511K ﹤0.01%
+15,000
New +$515K
2021 Q3
0 quarters
PUCK icon
621
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$488K ﹤0.01%
+50,196
New +$485K
2021 Q3
0 quarters
NRAC
622
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$487K ﹤0.01%
+50,196
New +$486K
2021 Q3
0 quarters
SHACW
623
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$478K ﹤0.01%
866,222
– –
2021 Q1
2 quarters
MAACW
624
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$478K ﹤0.01%
324,989
– –
2021 Q1
2 quarters
CCAC.WS
625
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$473K ﹤0.01%
602,262
– –
2021 Q1
2 quarters
23 24
25
26 27

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.