We are live on ! Find out more
UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$2B
Cap. Flow %
28.87%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV icon
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 26.57%
2 Healthcare 17.39%
3 Miscellaneous 16.03%
4 Financials 10.17%
5 Industrials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SEAH.WS
601
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$407K 0.01%
+374,987
New +$579K
2021 Q1
0 quarters
RBAC.WS
602
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$406K 0.01%
+299,989
New +$573K
2021 Q1
0 quarters
AVAN.WS
603
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$403K 0.01%
+374,987
New +$661K
2021 Q1
0 quarters
BOAC.WS
604
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$400K 0.01%
+249,991
New +$540K
2021 Q1
0 quarters
INNV icon
605
InnovAge Holding
INNV
$1.24B
$387K 0.01%
+15,000
New +$370K
2021 Q1
0 quarters
CPSR.WS icon
606
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$385K 0.01%
+534,553
New +$703K
2021 Q1
0 quarters
GOAC.WS
607
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$384K 0.01%
+416,651
New +$631K
2021 Q1
0 quarters
RITM icon
608
Rithm Capital
RITM
$4.86B
$372K 0.01%
33,100
-291,400
-90% -$2.97M
2020 Q3
2 quarters
ENPC.WS
609
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$369K 0.01%
+437,196
New +$1.16M
2021 Q1
0 quarters
HZAC.WS
610
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
$365K 0.01%
+333,103
New +$563K
2021 Q1
0 quarters
QELLW
611
DELISTED
Qell Acquisition Corp. Warrant
QELLW
$358K 0.01%
+208,326
New +$614K
2021 Q1
0 quarters
BOWXW
612
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$355K 0.01%
+166,494
New +$288K
2021 Q1
0 quarters
TWCTW
613
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$353K 0.01%
+333,103
New +$610K
2021 Q1
0 quarters
NAACW
614
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$344K 0.01%
+494,982
New +$379K
2021 Q1
0 quarters
XPOA.WS
615
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$341K ﹤0.01%
+266,656
New +$568K
2021 Q1
0 quarters
HIGA.WS
616
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$334K ﹤0.01%
+333,321
New +$490K
2021 Q1
0 quarters
APSG.WS
617
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$321K ﹤0.01%
+250,979
New +$486K
2021 Q1
0 quarters
HAACW
618
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$319K ﹤0.01%
+124,996
New +$425K
2021 Q1
0 quarters
SFTW.WS
619
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$319K ﹤0.01%
+187,358
New +$394K
2021 Q1
0 quarters
COOLW icon
620
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$313K ﹤0.01%
+333,321
New +$421K
2021 Q1
0 quarters
NMMCW
621
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$310K ﹤0.01%
+249,828
New +$395K
2021 Q1
0 quarters
FREEW icon
622
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$301K ﹤0.01%
+144,600
New +$265K
2021 Q1
0 quarters
EMPW.WS
623
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$295K ﹤0.01%
+249,991
New +$319K
2021 Q1
0 quarters
NAPA icon
624
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$294K ﹤0.01%
+17,523
New +$316K
2021 Q1
0 quarters
ADC icon
625
Agree Realty
ADC
$8.34B
$291K ﹤0.01%
4,316
-188,984
-98% -$12.3M
2019 Q4
5 quarters
23 24
25
26 27

Similar funds

FineMark National Bank & Trust
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
Alpha Cubed Investments
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.