We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEAH.WS
601
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$407K 0.01%
+374,987
New +$579K
RBAC.WS
602
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$406K 0.01%
+299,989
New +$573K
AVAN.WS
603
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$403K 0.01%
+374,987
New +$661K
BOAC.WS
604
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$400K 0.01%
+249,991
New +$540K
INNV icon
605
InnovAge Holding
INNV
$1.52B
$387K 0.01%
+15,000
New +$370K
CPSR.WS
606
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$385K 0.01%
+534,553
New +$703K
GOAC.WS
607
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$384K 0.01%
+416,651
New +$631K
RITM icon
608
Rithm Capital
RITM
$5.69B
$372K 0.01%
33,100
-291,400
-90% -$2.97M
ENPC.WS
609
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$369K 0.01%
+437,196
New +$1.16M
HZAC.WS
610
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
$365K 0.01%
+333,103
New +$563K
QELLW
611
DELISTED
Qell Acquisition Corp. Warrant
QELLW
$358K 0.01%
+208,326
New +$614K
BOWXW
612
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$355K 0.01%
+166,494
New +$288K
TWCTW
613
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$353K 0.01%
+333,103
New +$610K
NAACW
614
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$344K 0.01%
+494,982
New +$379K
XPOA.WS
615
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
$341K ﹤0.01%
+266,656
New +$568K
HIGA.WS
616
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$334K ﹤0.01%
+333,321
New +$490K
APSG.WS
617
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$321K ﹤0.01%
+250,979
New +$486K
HAACW
618
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$319K ﹤0.01%
+124,996
New +$425K
SFTW.WS
619
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$319K ﹤0.01%
+187,358
New +$394K
COOLW
620
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$313K ﹤0.01%
+333,321
New +$421K
NMMCW
621
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$310K ﹤0.01%
+249,828
New +$395K
FREEW
622
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$301K ﹤0.01%
+144,600
New +$265K
EMPW.WS
623
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$295K ﹤0.01%
+249,991
New +$319K
NAPA
624
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$294K ﹤0.01%
+17,523
New +$316K
ADC icon
625
Agree Realty
ADC
$9.41B
$291K ﹤0.01%
4,316
-188,984
-98% -$12.3M
23 24
25
26 27

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.