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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MP icon
601
MP Materials
MP
$8.45B
– –
-410,624
Closed -$5.58M
MPC icon
602
Marathon Petroleum
MPC
$84B
– –
-87,500
Closed -$3.14M
MVST icon
603
Microvast
MVST
$261M
– –
-456,248
Closed -$4.64M
NEE icon
604
NextEra Energy
NEE
$176B
– –
-24,000
Closed -$1.67M
NI icon
605
NiSource
NI
$20.8B
– –
-125,000
Closed -$2.75M
O icon
606
Realty Income
O
$59B
– –
-24,149
Closed -$1.42M
OPEN icon
607
CALL
Opendoor
OPEN
$3.34B
– –
-338,941
Closed -$1.83M
PEG icon
608
Public Service Enterprise Group
PEG
$37.4B
– –
-12,500
Closed -$686K
PRCH icon
609
Porch Group
PRCH
$1.75B
– –
-456,248
Closed -$5.1M
QID icon
610
CALL
ProShares UltraShort QQQ
QID
$253M
– –
-5,000
Closed -$9K
RPRX icon
611
Royalty Pharma
RPRX
$25.4B
– –
-65,711
Closed -$2.76M
SBRA icon
612
Sabra Healthcare REIT
SBRA
$5.34B
– –
-431,700
Closed -$5.95M
SDGR icon
613
Schrodinger
SDGR
$1.33B
– –
-24,000
Closed -$1.14M
FIRY
614
CALL
Firy Inc
FIRY
$156M
– –
-36,914
Closed -$2.39M
FIRY
615
Firy Inc
FIRY
$156M
– –
-46,875
Closed -$11.4M
SPRU icon
616
CALL
Spruce Power Holding Corp
SPRU
$42.2M
– –
-22,636
Closed -$680K
UUP icon
617
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
– –
-250,000
Closed -$4K
VREX icon
618
PUT
Varex Imaging
VREX
$516M
– –
-100,000
Closed -$12K
VRM icon
619
Vroom Inc
VRM
$48.3M
– –
-393
Closed -$1.63M
W icon
620
Wayfair
W
$14.3B
– –
-18,000
Closed -$5.24M
XLF icon
621
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-2,000,000
Closed -$125K
XLK icon
622
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-60,000
Closed -$3.5M
GTM
623
ZoomInfo Technologies
GTM
$1.21B
– –
-60,179
Closed -$2.59M
TXNM
624
TXNM Energy Inc
TXNM
$5.92B
– –
-25,000
Closed -$1.03M
CTEV
625
Claritev Corp
CTEV
$458M
– –
-108,680
Closed -$44.6M
23 24
25
26 27

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.