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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MP icon
601
MP Materials
MP
$7.78B
– –
-410,624
Closed -$5.58M –
MPC icon
602
Marathon Petroleum
MPC
$129B
– –
-87,500
Closed -$3.14M –
MVST icon
603
Microvast
MVST
$210M
– –
-456,248
Closed -$4.64M –
NEE icon
604
NextEra Energy
NEE
$163B
– –
-24,000
Closed -$1.67M –
NI icon
605
NiSource
NI
$19.8B
– –
-125,000
Closed -$2.75M –
O icon
606
Realty Income
O
$51.6B
– –
-24,149
Closed -$1.42M –
OPEN icon
607
CALL
Opendoor
OPEN
$2.03B
– –
-338,941
Closed -$1.83M –
PEG icon
608
Public Service Enterprise Group
PEG
$35.4B
– –
-12,500
Closed -$686K –
PRCH icon
609
Porch Group
PRCH
$2.01B
– –
-456,248
Closed -$5.1M –
QID icon
610
CALL
ProShares UltraShort QQQ
QID
$211M
– –
-5,000
Closed -$9K –
RPRX icon
611
Royalty Pharma
RPRX
$25.5B
– –
-65,711
Closed -$2.76M –
SBRA icon
612
Sabra Healthcare REIT
SBRA
$4.89B
– –
-431,700
Closed -$5.95M –
SDGR icon
613
Schrodinger
SDGR
$1.93B
– –
-24,000
Closed -$1.14M –
FIRY icon
614
CALL
Firy Inc
FIRY
$200M
– –
-36,914
Closed -$2.39M –
FIRY icon
615
Firy Inc
FIRY
$200M
– –
-46,875
Closed -$11.4M –
SPRU icon
616
CALL
Spruce Power Holding Corp
SPRU
$29.5M
– –
-22,636
Closed -$680K –
UUP icon
617
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$463M
– –
-250,000
Closed -$4K –
VREX icon
618
PUT
Varex Imaging
VREX
$784M
– –
-100,000
Closed -$12K –
VRM icon
619
Vroom Inc
VRM
$46.1M
– –
-393
Closed -$1.63M –
W icon
620
Wayfair
W
$14.6B
– –
-18,000
Closed -$5.24M –
XLF icon
621
CALL
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-2,000,000
Closed -$125K –
XLK icon
622
State Street Technology Select Sector SPDR ETF
XLK
$129B
– –
-60,000
Closed -$3.5M –
GTM icon
623
ZoomInfo Technologies
GTM
$1.14B
– –
-60,179
Closed -$2.59M –
TXNM icon
624
TXNM Energy Inc
TXNM
$6.44B
– –
-25,000
Closed -$1.03M –
CTEV icon
625
Claritev Corp
CTEV
$412M
– –
-108,680
Closed -$44.6M –
23 24
25
26 27

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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.