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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$11.3B
AUM Growth
+$671M
Cap. Flow
-$239M
Cap. Flow %
-2.11%
Top 10 Hldgs %
31.33%
Holding
656
New
149
Increased
93
Reduced
134
Closed
233
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.8 quarters

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$494M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$346M
3
CB icon
CHUBB CORPORATION
CB
+$335M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$131M

Top Sells

Rank Stock Value
1
HCC icon
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$159M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$121M
4
NUE icon
Nucor
NUE
+$109M
5
CYN icon
CITY NATIONAL CORPORATION
CYN
+$106M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.82%
2 Industrials 18.29%
3 Financials 14.08%
4 Consumer Staples 12%
5 Consumer Discretionary 11.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CYN icon
601
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-1,208,232
Closed -$106M –
HCBK
602
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-11,879,502
Closed -$121M –
HCC icon
603
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-2,814,188
Closed -$218M –
THOR
604
DELISTED
THORATEC CORPORATION
THOR
– –
-680,633
Closed -$43.1M –
HME
605
DELISTED
HOME PROPERTIES, INC
HME
– –
-651,769
Closed -$48.7M –
KYTH
606
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
– –
-130,197
Closed -$9.76M –
RYL
607
DELISTED
RYLAND GROUP INC
RYL
– –
-9,886
Closed -$404K –
CJES
608
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-1,125,468
Closed -$3.96M –
HOT
609
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-191,964
Closed -$12.8M –
SBNY
610
DELISTED
Signature Bank
SBNY
– –
-33,500
Closed -$4.61M –
WLL
611
DELISTED
Whiting Petroleum Corporation
WLL
– –
-2,369
Closed -$10.9M –
ORBC
612
DELISTED
ORBCOMM, Inc.
ORBC
– –
-168,686
Closed -$942K –
UN
613
DELISTED
Unilever NV New York Registry Shares
UN
– –
-37,500
Closed -$1.51M –
REXX
614
DELISTED
Rex Energy Corporation
REXX
– –
-177,262
Closed -$3.67M –
VXX icon
615
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-4,688
Closed -$10K –
STL
616
DELISTED
Sterling Bancorp
STL
– –
-250,000
Closed -$3.72M –
IMS
617
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
– –
-162,500
Closed -$4.73M –
21 22 23 24
25

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CGL
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 656 positions worth $11.3B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor's Q4 2015 filing shows 149 new, 93 increased, 134 reduced and 233 closed positions. Its largest new stake was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $218M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • UBS O'Connor's largest Q4 2015 buy was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M.
  • UBS O'Connor added most to BROADCOM CORP CL-A in Q4 2015, an estimated $494M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $109M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 31% of its $11.3B portfolio in Q4 2015.
  • UBS O'Connor opened 149 new positions and closed 233 in Q4 2015.
  • UBS O'Connor's portfolio value rose 6.3% quarter-over-quarter to $11.3B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.