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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
576
PUT
Invesco QQQ Trust
QQQ
$484B
$524K 0.01%
+207,000
New +$66.2M
SYM icon
577
Symbotic
SYM
$5.22B
$505K 0.01%
+50,033
New +$512K
SVFB
578
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$505K 0.01%
+50,033
New +$518K
TIL icon
579
Instil Bio
TIL
$50.3M
$502K 0.01%
+1,000
New +$513K
LTHM
580
PUT
DELISTED
Livent Corporation
LTHM
$502K 0.01%
+300,000
New +$5.89M
BGRYW
581
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$495K 0.01%
+249,990
New +$552K
IPOF.WS
582
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$489K 0.01%
+187,493
New +$774K
ENDP
583
DELISTED
Endo International plc
ENDP
$478K 0.01%
64,474
+4,465
+7% +$36.2K
IIAC.WS
584
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$478K 0.01%
+566,645
New +$856K
RMGBW
585
DELISTED
RMG Acquisition Corp. II Warrant
RMGBW
$478K 0.01%
+333,321
New +$743K
OACB.WS
586
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$469K 0.01%
+374,987
New +$731K
FMAC.WS
587
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$468K 0.01%
+299,989
New +$719K
YAC.WS
588
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$467K 0.01%
+333,321
New +$570K
HYZNW
589
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$466K 0.01%
+249,991
New +$704K
FAII.WS
590
DELISTED
Fortress Value Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
FAII.WS
$464K 0.01%
+301,034
New +$721K
IMPX.WS
591
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$462K 0.01%
+499,982
New +$814K
GLHAU
592
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$453K 0.01%
+45,171
New +$451K
IACA.WS
593
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$449K 0.01%
+199,993
New +$654K
LEGN icon
594
Legend Biotech
LEGN
$4.01B
$435K 0.01%
+15,000
New +$409K
ALTUW
595
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$433K 0.01%
+250,979
New +$597K
EQD.WS
596
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$426K 0.01%
+399,985
New +$659K
PDAC.WS
597
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
$423K 0.01%
+250,979
New +$681K
FGNA.WS
598
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$414K 0.01%
+274,990
New +$464K
BTAQW
599
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$412K 0.01%
+374,987
New +$773K
ASAQ.WS
600
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$410K 0.01%
+549,979
New +$669K
22 23
24
25 26

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SAG
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ACI
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RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.