UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$2B
Cap. Flow %
28.87%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV icon
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 26.57%
2 Healthcare 17.39%
3 Miscellaneous 16.03%
4 Financials 10.17%
5 Industrials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
QQQ icon
576
PUT
Invesco QQQ Trust
QQQ
$487B
$524K 0.01%
+207,000
New +$66.2M
2021 Q1
0 quarters
SYM icon
577
Symbotic
SYM
$4.92B
$505K 0.01%
+50,033
New +$512K
2021 Q1
0 quarters
SVFB
578
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$505K 0.01%
+50,033
New +$518K
2021 Q1
0 quarters
TIL icon
579
Instil Bio
TIL
$41.1M
$502K 0.01%
+1,000
New +$513K
2021 Q1
0 quarters
LTHM
580
PUT
DELISTED
Livent Corporation
LTHM
$502K 0.01%
+300,000
New +$5.89M
2021 Q1
0 quarters
BGRYW
581
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$495K 0.01%
+249,990
New +$552K
2021 Q1
0 quarters
IPOF.WS
582
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$489K 0.01%
+187,493
New +$774K
2021 Q1
0 quarters
ENDP
583
DELISTED
Endo International plc
ENDP
$478K 0.01%
64,474
+4,465
+7% +$36.2K
2019 Q2
7 quarters
IIAC.WS
584
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$478K 0.01%
+566,645
New +$856K
2021 Q1
0 quarters
RMGBW
585
DELISTED
RMG Acquisition Corp. II Warrant
RMGBW
$478K 0.01%
+333,321
New +$743K
2021 Q1
0 quarters
OACB.WS
586
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$469K 0.01%
+374,987
New +$731K
2021 Q1
0 quarters
FMAC.WS icon
587
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$468K 0.01%
+299,989
New +$719K
2021 Q1
0 quarters
YAC.WS
588
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$467K 0.01%
+333,321
New +$570K
2021 Q1
0 quarters
HYZNW icon
589
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$466K 0.01%
+249,991
New +$704K
2021 Q1
0 quarters
FAII.WS
590
DELISTED
Fortress Value Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
FAII.WS
$464K 0.01%
+301,034
New +$721K
2021 Q1
0 quarters
IMPX.WS
591
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$462K 0.01%
+499,982
New +$814K
2021 Q1
0 quarters
GLHAU
592
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$453K 0.01%
+45,171
New +$451K
2021 Q1
0 quarters
IACA.WS
593
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$449K 0.01%
+199,993
New +$654K
2021 Q1
0 quarters
LEGN icon
594
Legend Biotech
LEGN
$3.76B
$435K 0.01%
+15,000
New +$409K
2021 Q1
0 quarters
ALTUW
595
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$433K 0.01%
+250,979
New +$597K
2021 Q1
0 quarters
EQD.WS
596
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$426K 0.01%
+399,985
New +$659K
2021 Q1
0 quarters
PDAC.WS
597
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
$423K 0.01%
+250,979
New +$681K
2021 Q1
0 quarters
FGNA.WS
598
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$414K 0.01%
+274,990
New +$464K
2021 Q1
0 quarters
BTAQW
599
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$412K 0.01%
+374,987
New +$773K
2021 Q1
0 quarters
ASAQ.WS
600
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$410K 0.01%
+549,979
New +$669K
2021 Q1
0 quarters
22 23
24
25 26

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.