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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZSPH
576
DELISTED
ZS PHARMA INC COMS TK (DE)
ZSPH
– –
-8,151
Closed -$535K
AWAY
577
DELISTED
HOMEAWAY INC COM
AWAY
– –
-1,228,147
Closed -$32.6M
CYN
578
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-1,208,232
Closed -$106M
HCBK
579
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-6,174,952
Closed -$62.8M
HCC
580
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-2,814,188
Closed -$218M
THOR
581
DELISTED
THORATEC CORPORATION
THOR
– –
-353,819
Closed -$22.4M
HME
582
DELISTED
HOME PROPERTIES, INC
HME
– –
-327,784
Closed -$24.5M
KYTH
583
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
– –
-65,479
Closed -$4.91M
RYL
584
DELISTED
RYLAND GROUP INC
RYL
– –
-4,943
Closed -$202K
CJES
585
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-562,734
Closed -$1.98M
HOT
586
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-95,982
Closed -$6.38M
SBNY
587
DELISTED
Signature Bank
SBNY
– –
-16,750
Closed -$2.3M
WLL
588
DELISTED
Whiting Petroleum Corporation
WLL
– –
-1,185
Closed -$5.43M
ORBC
589
DELISTED
ORBCOMM, Inc.
ORBC
– –
-84,343
Closed -$471K
UN
590
DELISTED
Unilever NV New York Registry Shares
UN
– –
-18,750
Closed -$754K
REXX
591
DELISTED
Rex Energy Corporation
REXX
– –
-88,631
Closed -$1.83M
STL
592
DELISTED
Sterling Bancorp
STL
– –
-125,000
Closed -$1.86M
IMS
593
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
– –
-81,250
Closed -$2.36M
20 21 22 23
24

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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.