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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
551
Crown Castle
CCI
$32.1B
$2.09M 0.02%
10,000
+4,900
+96% +$905K
UDR icon
552
UDR
UDR
$12.3B
$2.08M 0.02%
34,600
-66,200
-66% -$3.72M
GFX
553
DELISTED
Golden Falcon Acquisition Corp.
GFX
$2.07M 0.02%
211,370
+5,670
+3% +$55.5K
NRGV icon
554
Energy Vault
NRGV
$634M
$2.06M 0.02%
208,054
-554,088
-73% -$5.5M
TYGO icon
555
Tigo Energy
TYGO
$94.4M
$2.06M 0.02%
206,308
+5,525
+3% +$54.6K
OLITU
556
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$2.06M 0.02%
+206,308
New +$2.07M
CERO
557
DELISTED
CERo Therapeutics
CERO
$2.04M 0.02%
+103
New +$2.04M
QTI
558
QT Imaging Holdings
QTI
$37.6M
$2.04M 0.02%
+206,308
New +$2.04M
MTRY
559
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
$2.04M 0.02%
+206,308
New +$2.04M
NGC
560
DELISTED
Northern Genesis Acquisition Corp. III
NGC
$2.04M 0.02%
209,753
+5,618
+3% +$54.9K
WEL.U
561
DELISTED
Integrated Wellness Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
WEL.U
$2.04M 0.02%
+202,271
New +$2.04M
FRSG
562
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$2.03M 0.02%
205,303
-94,893
-32% -$941K
LION
563
DELISTED
Lionheart III Corp Class A Common Stock
LION
$2.03M 0.02%
+206,308
New +$2.04M
FRBNU
564
DELISTED
Forbion European Acquisition Corp. Unit
FRBNU
$2.03M 0.02%
+202,271
New +$2.03M
TCAC
565
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
$2.02M 0.02%
205,504
+5,504
+3% +$54K
SYM icon
566
Symbotic
SYM
$5.22B
$2.02M 0.02%
202,271
-299,524
-60% -$2.98M
CPTK
567
DELISTED
Crown PropTech Acquisitions
CPTK
$2.02M 0.02%
204,286
+5,479
+3% +$53.9K
SWSS
568
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
$2.02M 0.02%
+412,616
New +$2.03M
RVAC
569
DELISTED
Riverview Acquisition Corp. Class A Common Stock
RVAC
$2.01M 0.02%
+206,308
New +$2.01M
FLYX icon
570
flyExclusive
FLYX
$62.1M
$2M 0.02%
205,504
+5,504
+3% +$53.5K
ITQ
571
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
$1.96M 0.02%
201,520
+1,527
+0.8% +$14.9K
MAA icon
572
Mid-America Apartment Communities
MAA
$15.7B
$1.96M 0.02%
8,550
-22,410
-72% -$4.63M
LITT
573
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$1.95M 0.02%
201,150
+5,386
+3% +$52.4K
LUV icon
574
Southwest Airlines
LUV
$23B
$1.93M 0.02%
45,000
-25,000
-36% -$1.17M
ET icon
575
Energy Transfer Partners
ET
$69.3B
$1.89M 0.02%
+230,000
New +$2.09M
21 22
23
24 25

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.