UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CCI icon
551
Crown Castle
CCI
$33.8B
$2.09M 0.02%
10,000
+4,900
+96% +$905K
2021 Q3
1 quarter
UDR icon
552
UDR
UDR
$10.9B
$2.08M 0.02%
34,600
-66,200
-66% -$3.72M
2021 Q2
2 quarters
GFX
553
DELISTED
Golden Falcon Acquisition Corp.
GFX
$2.07M 0.02%
211,370
+5,670
+3% +$55.5K
2021 Q1
3 quarters
NRGV icon
554
Energy Vault
NRGV
$527M
$2.06M 0.02%
208,054
-554,088
-73% -$5.5M
2021 Q2
2 quarters
TYGO icon
555
Tigo Energy
TYGO
$67.2M
$2.06M 0.02%
206,308
+5,525
+3% +$54.6K
2021 Q3
1 quarter
OLITU
556
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$2.06M 0.02%
+206,308
New +$2.07M
2021 Q4
0 quarters
CERO icon
557
DELISTED
CERo Therapeutics
CERO
$2.04M 0.02%
+103
New +$2.04M
2021 Q4
0 quarters
QTI icon
558
QT Imaging Holdings
QTI
$36.6M
$2.04M 0.02%
+206,308
New +$2.04M
2021 Q4
0 quarters
MTRY
559
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
$2.04M 0.02%
+206,308
New +$2.04M
2021 Q4
0 quarters
NGC
560
DELISTED
Northern Genesis Acquisition Corp. III
NGC
$2.04M 0.02%
209,753
+5,618
+3% +$54.9K
2021 Q2
2 quarters
WEL.U icon
561
DELISTED
Integrated Wellness Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
WEL.U
$2.04M 0.02%
+202,271
New +$2.04M
2021 Q4
0 quarters
FRSG
562
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$2.03M 0.02%
205,303
-94,893
-32% -$941K
2021 Q2
2 quarters
LION icon
563
DELISTED
Lionheart III Corp Class A Common Stock
LION
$2.03M 0.02%
+206,308
New +$2.04M
2021 Q4
0 quarters
FRBNU
564
DELISTED
Forbion European Acquisition Corp. Unit
FRBNU
$2.03M 0.02%
+202,271
New +$2.03M
2021 Q4
0 quarters
TCAC
565
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
$2.02M 0.02%
205,504
+5,504
+3% +$54K
2021 Q2
2 quarters
SYM icon
566
Symbotic
SYM
$4.92B
$2.02M 0.02%
202,271
-299,524
-60% -$2.98M
2021 Q1
3 quarters
CPTK
567
DELISTED
Crown PropTech Acquisitions
CPTK
$2.02M 0.02%
204,286
+5,479
+3% +$53.9K
2021 Q2
2 quarters
SWSS
568
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
$2.02M 0.02%
+412,616
New +$2.03M
2021 Q4
0 quarters
RVAC
569
DELISTED
Riverview Acquisition Corp. Class A Common Stock
RVAC
$2.01M 0.02%
+206,308
New +$2.01M
2021 Q4
0 quarters
FLYX icon
570
flyExclusive
FLYX
$62.1M
$2M 0.02%
205,504
+5,504
+3% +$53.5K
2021 Q3
1 quarter
ITQ
571
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
$1.96M 0.02%
201,520
+1,527
+0.8% +$14.9K
2021 Q2
2 quarters
MAA icon
572
Mid-America Apartment Communities
MAA
$13.4B
$1.96M 0.02%
8,550
-22,410
-72% -$4.63M
2019 Q1
11 quarters
LITT
573
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$1.95M 0.02%
201,150
+5,386
+3% +$52.4K
2021 Q3
1 quarter
LUV icon
574
Southwest Airlines
LUV
$19.2B
$1.93M 0.02%
45,000
-25,000
-36% -$1.17M
2021 Q2
2 quarters
ET icon
575
Energy Transfer Partners
ET
$69.7B
$1.89M 0.02%
+230,000
New +$2.09M
2021 Q4
0 quarters
21 22
23
24 25

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ACI
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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.