We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOST icon
551
Toast
TOST
$19.9B
$1.75M 0.01%
+35,000
New +$1.91M
DFLI icon
552
Dragonfly Energy
DFLI
$18.8M
$1.75M 0.01%
+1,952
New +$1.74M
PHIC
553
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$1.73M 0.01%
176,472
– –
HHLA
554
DELISTED
HH&L Acquisition Co.
HHLA
$1.71M 0.01%
+176,288
New +$1.71M
BRIV
555
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$1.69M 0.01%
+173,719
New +$1.68M
LAW icon
556
CS Disco
LAW
$279M
$1.68M 0.01%
+35,000
New +$1.77M
LAMR icon
557
Lamar Advertising Co
LAMR
$16.3B
$1.67M 0.01%
+14,700
New +$1.61M
CORS
558
DELISTED
Corsair Partnering Corporation
CORS
$1.66M 0.01%
+168,597
New +$1.65M
GSAH.WS
559
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$1.64M 0.01%
770,244
– –
PATH icon
560
UiPath
PATH
$7.79B
$1.58M 0.01%
+30,000
New +$1.82M
CENQU
561
DELISTED
CENAQ Energy Corp. Unit
CENQU
$1.55M 0.01%
+154,503
New +$1.54M
LEAP
562
DELISTED
Ribbit LEAP, Ltd.
LEAP
$1.52M 0.01%
150,543
+549
+0.4% +$5.64K
REVEU
563
DELISTED
Alpine Acquisition Corp Unit
REVEU
$1.52M 0.01%
+150,587
New +$1.52M
WINVU
564
DELISTED
WinVest Acquisition Corp. Unit
WINVU
$1.5M 0.01%
+145,568
New +$1.48M
ZFOX
565
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$1.5M 0.01%
149,797
– –
DCRC
566
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
$1.49M 0.01%
148,630
-100,391
-40% -$1M
NSTC
567
DELISTED
Northern Star Investment Corp. III
NSTC
$1.48M 0.01%
152,207
+2,109
+1% +$20.5K
PACX
568
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.48M 0.01%
149,110
– –
GSQB
569
DELISTED
G Squared Ascend II Inc.
GSQB
$1.47M 0.01%
+150,587
New +$1.47M
NSTD
570
DELISTED
Northern Star Investment Corp. IV
NSTD
$1.47M 0.01%
150,098
– –
BLNG
571
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
$1.47M 0.01%
+151,651
New +$1.47M
BLTS
572
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$1.47M 0.01%
150,587
– –
NVSA
573
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$1.47M 0.01%
150,382
+382
+0.3% +$3.7K
SPWR icon
574
SunPower Inc
SPWR
$53.5M
$1.46M 0.01%
150,000
– –
MACC
575
DELISTED
Mission Advancement Corp.
MACC
$1.46M 0.01%
150,098
– –
21 22
23
24 25

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.