UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
Turnover
54.76%
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.2
years
Top 20 Avg Time Held Equity + Options
0.2
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
551
Toast
TOST
$17.1B
| $1.75M | 0.01% |
+35,000
| New | +$1.91M |
2021 Q3
0 quarters
|
|
552
Dragonfly Energy
DFLI
$5.49M
| $1.75M | 0.01% |
+244
| New | +$1.74M |
2021 Q3
0 quarters
|
|
|
PHIC
553
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
| $1.73M | 0.01% |
176,472
| – | – |
2021 Q1
2 quarters
|
|
|
HHLA
554
DELISTED
HH&L Acquisition Co.
HHLA
| $1.71M | 0.01% |
+176,288
| New | +$1.71M |
2021 Q3
0 quarters
|
|
|
BRIV
555
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
| $1.69M | 0.01% |
+173,719
| New | +$1.68M |
2021 Q3
0 quarters
|
|
556
CS Disco
LAW
$282M
| $1.68M | 0.01% |
+35,000
| New | +$1.77M |
2021 Q3
0 quarters
|
|
557
Lamar Advertising Co
LAMR
$14.8B
| $1.67M | 0.01% |
+14,700
| New | +$1.61M |
2021 Q3
0 quarters
|
|
|
CORS
558
DELISTED
Corsair Partnering Corporation
CORS
| $1.66M | 0.01% |
+168,597
| New | +$1.65M |
2021 Q3
0 quarters
|
|
|
GSAH.WS
559
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
| $1.64M | 0.01% |
770,244
| – | – |
2021 Q1
2 quarters
|
|
560
UiPath
PATH
$6.79B
| $1.58M | 0.01% |
+30,000
| New | +$1.82M |
2021 Q3
0 quarters
|
|
|
CENQU
561
DELISTED
CENAQ Energy Corp. Unit
CENQU
| $1.55M | 0.01% |
+154,503
| New | +$1.54M |
2021 Q3
0 quarters
|
|
|
LEAP
562
DELISTED
Ribbit LEAP, Ltd.
LEAP
| $1.52M | 0.01% |
150,543
+549
| +0.4% | +$5.64K |
2020 Q4
3 quarters
|
|
|
REVEU
563
DELISTED
Alpine Acquisition Corp Unit
REVEU
| $1.52M | 0.01% |
+150,587
| New | +$1.52M |
2021 Q3
0 quarters
|
|
564
DELISTED
WinVest Acquisition Corp. Unit
WINVU
| $1.5M | 0.01% |
+145,568
| New | +$1.48M |
2021 Q3
0 quarters
|
|
565
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
| $1.5M | 0.01% |
149,797
| – | – |
2021 Q1
2 quarters
|
|
|
DCRC
566
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
| $1.49M | 0.01% |
148,630
-100,391
| -40% | -$1M |
2021 Q2
1 quarter
|
|
|
NSTC
567
DELISTED
Northern Star Investment Corp. III
NSTC
| $1.48M | 0.01% |
152,207
+2,109
| +1% | +$20.5K |
2021 Q2
1 quarter
|
|
|
PACX
568
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
| $1.48M | 0.01% |
149,110
| – | – |
2021 Q1
2 quarters
|
|
|
GSQB
569
DELISTED
G Squared Ascend II Inc.
GSQB
| $1.47M | 0.01% |
+150,587
| New | +$1.47M |
2021 Q3
0 quarters
|
|
|
NSTD
570
DELISTED
Northern Star Investment Corp. IV
NSTD
| $1.47M | 0.01% |
150,098
| – | – |
2021 Q2
1 quarter
|
|
|
BLNG
571
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
| $1.47M | 0.01% |
+151,651
| New | +$1.47M |
2021 Q3
0 quarters
|
|
|
BLTS
572
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
| $1.47M | 0.01% |
150,587
| – | – |
2021 Q1
2 quarters
|
|
|
NVSA
573
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
| $1.47M | 0.01% |
150,382
+382
| +0.3% | +$3.7K |
2021 Q2
1 quarter
|
|
574
SunPower Inc
SPWR
$53.1M
| $1.46M | 0.01% |
150,000
| – | – |
2021 Q2
1 quarter
|
|
|
MACC
575
DELISTED
Mission Advancement Corp.
MACC
| $1.46M | 0.01% |
150,098
| – | – |
2021 Q2
1 quarter
|
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.