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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKINW
551
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$738K 0.01%
+351,370
New +$862K
VER
552
DELISTED
VEREIT, Inc.
VER
$730K 0.01%
18,900
-22,100
-54% -$827K
GRSVW
553
DELISTED
Gores Holdings V, Inc. Warrant
GRSVW
$700K 0.01%
+449,983
New +$910K
SPNV.WS
554
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
$693K 0.01%
+366,653
New +$864K
CCAC.WS
555
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$690K 0.01%
+602,262
New +$1.18M
XLF icon
556
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$678K 0.01%
+2,000,000
New +$64.2M
SNPR.WS
557
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
$677K 0.01%
+199,993
New +$726K
PSTH.WS
558
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$675K 0.01%
+83,328
New +$959K
AONE.WS
559
DELISTED
one Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of
AONE.WS
$671K 0.01%
+249,991
New +$682K
SPRQ.WS
560
DELISTED
Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A Common Stock
SPRQ.WS
$669K 0.01%
+374,987
New +$865K
RBLX icon
561
Roblox
RBLX
$27B
$648K 0.01%
+10,000
New +$697K
NOACW
562
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$648K 0.01%
+824,970
New +$1.16M
SPAK
563
PUT
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$630K 0.01%
600,000
+462,300
+336% +$14M
HZON.WS
564
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$627K 0.01%
+308,322
New +$675K
BOLT icon
565
Bolt Biotherapeutics
BOLT
$7.78M
$625K 0.01%
+950
New +$618K
ADT icon
566
ADT
ADT
$5.58B
$608K 0.01%
71,985
+4,985
+7% +$43.2K
JBGS
567
JBG SMITH
JBGS
$708M
$601K 0.01%
18,900
-33,800
-64% -$1.07M
SCVX.WS
568
DELISTED
SCVX Corp.
SCVX.WS
$601K 0.01%
+616,195
New +$1.03M
CONXW
569
DELISTED
CONX Corp. Warrant
CONXW
$600K 0.01%
+499,982
New +$885K
PDM
570
Piedmont Realty Trust
PDM
$1.19B
$572K 0.01%
32,942
-37,158
-53% -$627K
PLUG icon
571
Plug Power
PLUG
$3.04B
$572K 0.01%
+15,969
New +$823K
FTCVW
572
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$572K 0.01%
+233,324
New +$552K
TOIIW
573
DELISTED
The Oncology Institute Warrant
TOIIW
$531K 0.01%
+372,284
New +$690K
SHACW
574
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$526K 0.01%
+866,222
New +$532K
GNPK.WS
575
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
$525K 0.01%
+249,991
New +$457K
21 22
23
24 25

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SAG
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ACI
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CGL
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.