UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$2B
Cap. Flow %
28.87%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV icon
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 26.57%
2 Healthcare 17.39%
3 Miscellaneous 16.03%
4 Financials 10.17%
5 Industrials 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SKINW icon
551
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$738K 0.01%
+351,370
New +$862K
2021 Q1
0 quarters
VER
552
DELISTED
VEREIT, Inc.
VER
$730K 0.01%
18,900
-22,100
-54% -$827K
2020 Q4
1 quarter
GRSVW
553
DELISTED
Gores Holdings V, Inc. Warrant
GRSVW
$700K 0.01%
+449,983
New +$910K
2021 Q1
0 quarters
SPNV.WS
554
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
$693K 0.01%
+366,653
New +$864K
2021 Q1
0 quarters
CCAC.WS
555
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$690K 0.01%
+602,262
New +$1.18M
2021 Q1
0 quarters
XLF icon
556
CALL
State Street Financial Select Sector SPDR ETF
XLF
$50.6B
$678K 0.01%
+2,000,000
New +$64.2M
2021 Q1
0 quarters
SNPR.WS
557
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
$677K 0.01%
+199,993
New +$726K
2021 Q1
0 quarters
PSTH.WS
558
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$675K 0.01%
+83,328
New +$959K
2021 Q1
0 quarters
AONE.WS
559
DELISTED
one Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of
AONE.WS
$671K 0.01%
+249,991
New +$682K
2021 Q1
0 quarters
SPRQ.WS
560
DELISTED
Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A Common Stock
SPRQ.WS
$669K 0.01%
+374,987
New +$865K
2021 Q1
0 quarters
RBLX icon
561
Roblox
RBLX
$34B
$648K 0.01%
+10,000
New +$697K
2021 Q1
0 quarters
NOACW
562
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$648K 0.01%
+824,970
New +$1.16M
2021 Q1
0 quarters
SPAK
563
PUT
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$630K 0.01%
600,000
+462,300
+336% +$14M
2020 Q4
1 quarter
HZON.WS
564
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$627K 0.01%
+308,322
New +$675K
2021 Q1
0 quarters
BOLT icon
565
Bolt Biotherapeutics
BOLT
$7.71M
$625K 0.01%
+950
New +$618K
2021 Q1
0 quarters
ADT icon
566
ADT
ADT
$4.8B
$608K 0.01%
71,985
+4,985
+7% +$43.2K
2018 Q2
11 quarters
JBGS icon
567
JBG SMITH
JBGS
$642M
$601K 0.01%
18,900
-33,800
-64% -$1.07M
2020 Q4
1 quarter
SCVX.WS
568
DELISTED
SCVX Corp.
SCVX.WS
$601K 0.01%
+616,195
New +$1.03M
2021 Q1
0 quarters
CONXW icon
569
DELISTED
CONX Corp. Warrant
CONXW
$600K 0.01%
+499,982
New +$885K
2021 Q1
0 quarters
PDM icon
570
Piedmont Realty Trust
PDM
$1.11B
$572K 0.01%
32,942
-37,158
-53% -$627K
2020 Q3
2 quarters
PLUG icon
571
Plug Power
PLUG
$2.03B
$572K 0.01%
+15,969
New +$823K
2021 Q1
0 quarters
FTCVW
572
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$572K 0.01%
+233,324
New +$552K
2021 Q1
0 quarters
STLNW icon
573
Starling Oncology Warrant
STLNW
$1.97M
$531K 0.01%
+372,284
New +$690K
2021 Q1
0 quarters
SHACW
574
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$526K 0.01%
+866,222
New +$532K
2021 Q1
0 quarters
GNPK.WS
575
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
$525K 0.01%
+249,991
New +$457K
2021 Q1
0 quarters
21 22
23
24 25

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $2B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 20% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.