UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCAC.WS
551
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$690K 0.01%
+602,262
New +$690K
SNPR.WS
552
DELISTED
Tortoise Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary shar
SNPR.WS
$677K 0.01%
+199,993
New +$677K
PSTH.WS
553
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$675K 0.01%
+83,328
New +$675K
AONE.WS
554
DELISTED
one Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of
AONE.WS
$671K 0.01%
+249,991
New +$671K
SPRQ.WS
555
DELISTED
Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A Common Stock
SPRQ.WS
$669K 0.01%
+374,987
New +$669K
RBLX icon
556
Roblox
RBLX
$88.5B
$648K 0.01%
+10,000
New +$648K
NOACW
557
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$648K 0.01%
+824,970
New +$648K
HZON.WS
558
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$627K 0.01%
+308,322
New +$627K
BOLT icon
559
Bolt Biotherapeutics
BOLT
$9.96M
$625K 0.01%
+950
New +$625K
ADT icon
560
ADT
ADT
$7.13B
$608K 0.01%
71,985
+4,985
+7% +$42.1K
JBGS
561
JBG SMITH
JBGS
$1.4B
$601K 0.01%
18,900
-33,800
-64% -$1.07M
SCVX.WS
562
DELISTED
SCVX Corp.
SCVX.WS
$601K 0.01%
+616,195
New +$601K
CONXW
563
DELISTED
CONX Corp. Warrant
CONXW
$600K 0.01%
+499,982
New +$600K
PDM
564
Piedmont Realty Trust, Inc.
PDM
$1.09B
$572K 0.01%
32,942
-37,158
-53% -$645K
PLUG icon
565
Plug Power
PLUG
$1.69B
$572K 0.01%
+15,969
New +$572K
FTCVW
566
DELISTED
FinTech Acquisition Corp. V Warrant
FTCVW
$572K 0.01%
+233,324
New +$572K
TOIIW
567
The Oncology Institute, Inc. Warrant
TOIIW
$9.91M
$531K 0.01%
+372,284
New +$531K
SHACW
568
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$526K 0.01%
+866,222
New +$526K
GNPK.WS
569
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
$525K 0.01%
+249,991
New +$525K
SYM icon
570
Symbotic
SYM
$5.37B
$505K 0.01%
+50,033
New +$505K
SVFB
571
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$505K 0.01%
+50,033
New +$505K
TIL icon
572
Instil Bio
TIL
$213M
$502K 0.01%
+1,000
New +$502K
BGRYW
573
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
$495K 0.01%
+249,990
New +$495K
IPOF.WS
574
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$489K 0.01%
+187,493
New +$489K
ENDP
575
DELISTED
Endo International plc
ENDP
$478K 0.01%
64,474
+4,465
+7% +$33.1K
21 22
23
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