We are live on
!
Find out more
UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
(+24%)
Cap. Flow
+$227M
Cap. Flow
% of AUM
4.63%
Top 10 Holdings %
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1.2
quarters
Avg Time Held Equity only
1.6
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1.2
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CXO
CONCHO RESOURCES INC.
CXO
|
+$216M |
| 2 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$210M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$200M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$101M |
| 5 |
XLNX
Xilinx Inc
XLNX
|
+$79.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$612M |
| 2 |
TD Ameritrade Holding Corp
AMTD
|
+$473M |
| 3 |
WMGI
Wright Medical Group Inc
WMGI
|
+$160M |
| 4 |
IMMU
Immunomedics Inc
IMMU
|
+$118M |
| 5 |
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
|
+$93M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.18% |
| 2 | Miscellaneous | 17.87% |
| 3 | Healthcare | 12.68% |
| 4 | Consumer Discretionary | 11.71% |
| 5 | Financials | 10.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
ENDP
551
PUT
DELISTED
Endo International plc
ENDP
| $22K | ﹤0.01% |
450,000
| – | – |
2018 Q2
10 quarters
|
|
552
PUT
ATI
ATI
$26.1B
| $11K | ﹤0.01% |
50,000
| – | – |
2019 Q1
7 quarters
|
|
553
PUT
Ericsson
ERIC
$31.1B
| $5K | ﹤0.01% |
215,000
| – | – |
2020 Q1
3 quarters
|
|
554
PUT
Harley-Davidson
HOG
$2.8B
| $2K | ﹤0.01% |
100,000
| – | – |
2020 Q1
3 quarters
|
|
555
PUT
Pitney Bowes
PBI
$2.3B
| $2K | ﹤0.01% |
61,600
| – | – |
2019 Q2
6 quarters
|
|
556
PUT
ADT
ADT
$4.7B
| $1K | ﹤0.01% |
51,800
| – | – |
2019 Q2
6 quarters
|
|
557
PUT
United Airlines
UAL
$34.9B
| $1K | ﹤0.01% |
67,000
-20,000
| -23% | -$809K |
2020 Q2
2 quarters
|
|
558
Adient
ADNT
$1.34B
| – | – |
-100,000
| Closed | -$1.73M | – |
|
559
Automatic Data Processing
ADP
$107B
| – | – |
-22,500
| Closed | -$3.14M | – |
|
560
Ameren
AEE
$28.3B
| – | – |
-25,000
| Closed | -$1.98M | – |
|
561
AES
AES
$10.7B
| – | – |
-25,000
| Closed | -$453K | – |
|
562
Aeva Technologies
AEVA
$952M
| – | – |
-136,875
| Closed | -$7.89M | – |
|
563
APA Corp
APA
$16.1B
| – | – |
-75,000
| Closed | -$710K | – |
|
564
AngloGold Ashanti
AU
$47.6B
| – | – |
-200,000
| Closed | -$5.28M | – |
|
565
AvePoint
AVPT
$3.1B
| – | – |
-912,497
| Closed | -$10.9M | – |
|
566
CALL
Bunge Global
BG
$19.7B
| – | – |
-25,000
| Closed | -$7K | – |
|
567
Booking.com
BKNG
$120B
| – | – |
-25,000
| Closed | -$1.71M | – |
|
568
CALL
DELISTED
Brooge Energy
BROG
| – | – |
-191,677
| Closed | -$96K | – |
|
569
BorgWarner
BWA
$12.5B
| – | – |
-213,153
| Closed | -$7.27M | – |
|
570
CALL
Carnival Corporation Ltd
CCL
$35.4B
| – | – |
-150,000
| Closed | -$6K | – |
|
571
Cardlytics
CDLX
$12.1M
| – | – |
-3,000
| Closed | -$2.12M | – |
|
572
CALL
ChargePoint
CHPT
$213M
| – | – |
-25,548
| Closed | -$2.4M | – |
|
|
573
ChargePoint
CHPT
$213M
| – | – |
-19,391
| Closed | -$6.05M | – |
|
574
CALL
Clover Health Investments
CLOV
$2.54B
| – | – |
-937,162
| Closed | -$3.6M | – |
|
|
575
Clover Health Investments
CLOV
$2.54B
| – | – |
-2,281,243
| Closed | -$28.4M | – |
|
Similar funds
FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q4 2020 Portfolio in Review
As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.
UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.
On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.
- UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
- UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
- UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
- UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
- UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
- UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
- UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.
Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.