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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENDP
551
PUT
DELISTED
Endo International plc
ENDP
$22K ﹤0.01%
450,000
– –
ATI icon
552
PUT
ATI
ATI
$30.5B
$11K ﹤0.01%
50,000
– –
ERIC icon
553
PUT
Ericsson
ERIC
$33.3B
$5K ﹤0.01%
215,000
– –
HOG icon
554
PUT
Harley-Davidson
HOG
$2.67B
$2K ﹤0.01%
100,000
– –
PBI icon
555
PUT
Pitney Bowes
PBI
$2.46B
$2K ﹤0.01%
61,600
– –
ADT icon
556
PUT
ADT
ADT
$5.59B
$1K ﹤0.01%
51,800
– –
UAL icon
557
PUT
United Airlines
UAL
$41.9B
$1K ﹤0.01%
67,000
-20,000
-23% -$809K
ADNT icon
558
Adient
ADNT
$1.45B
– –
-100,000
Closed -$1.73M
ADP icon
559
Automatic Data Processing
ADP
$109B
– –
-22,500
Closed -$3.14M
AEE icon
560
Ameren
AEE
$30B
– –
-25,000
Closed -$1.98M
AES icon
561
AES
AES
$10.5B
– –
-25,000
Closed -$453K
AEVA
562
Aeva Technologies
AEVA
$1.73B
– –
-136,875
Closed -$7.89M
APA icon
563
APA Corp
APA
$12.9B
– –
-75,000
Closed -$710K
AU icon
564
AngloGold Ashanti
AU
$44.3B
– –
-200,000
Closed -$5.28M
AVPT icon
565
AvePoint
AVPT
$2.71B
– –
-912,497
Closed -$10.9M
BG icon
566
CALL
Bunge Global
BG
$20.9B
– –
-25,000
Closed -$7K
BKNG icon
567
Booking.com
BKNG
$156B
– –
-25,000
Closed -$1.71M
BROG
568
CALL
DELISTED
Brooge Energy
BROG
– –
-191,677
Closed -$96K
BWA icon
569
BorgWarner
BWA
$13.4B
– –
-213,153
Closed -$7.27M
CCL icon
570
CALL
Carnival Corporation Ltd
CCL
$39.4B
– –
-150,000
Closed -$6K
CDLX icon
571
Cardlytics
CDLX
$20.7M
– –
-3,000
Closed -$2.12M
CHPT icon
572
CALL
ChargePoint
CHPT
$152M
– –
-25,548
Closed -$2.4M
CHPT icon
573
ChargePoint
CHPT
$152M
– –
-19,391
Closed -$6.05M
CLOV icon
574
CALL
Clover Health Investments
CLOV
$2.45B
– –
-937,162
Closed -$3.6M
CLOV icon
575
Clover Health Investments
CLOV
$2.45B
– –
-2,281,243
Closed -$28.4M
21 22
23
24 25

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.