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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZNP
551
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-26,100
Closed -$78K
BEL
552
DELISTED
Belmond Ltd.
BEL
– –
-80,000
Closed -$809K
IDTI
553
DELISTED
Integrated Device Technology I
IDTI
– –
-93,992
Closed -$1.91M
TFCFA
554
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-186,016
Closed -$5.02M
SONC
555
DELISTED
Sonic Corp
SONC
– –
-103,000
Closed -$2.36M
CORI
556
DELISTED
Corium International, Inc.
CORI
– –
-65,000
Closed -$608K
PX
557
DELISTED
Praxair Inc
PX
– –
-84,353
Closed -$8.59M
PNK
558
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-103,475
Closed -$3.5M
ANDV
559
DELISTED
Andeavor
ANDV
– –
-97,400
Closed -$9.47M
PAY
560
DELISTED
Verifone Systems Inc
PAY
– –
-75,000
Closed -$2.08M
TWX
561
DELISTED
Time Warner Inc
TWX
– –
-7,334
Closed -$504K
MON
562
DELISTED
Monsanto Co
MON
– –
-9,931
Closed -$848K
TESO
563
DELISTED
Tesco Corp
TESO
– –
-71,521
Closed -$511K
MYCC
564
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-38,832
Closed -$833K
KATE
565
DELISTED
Kate Spade & Company
KATE
– –
-150,000
Closed -$2.87M
EVER
566
DELISTED
Everbank Financial Corp
EVER
– –
-129,902
Closed -$2.51M
WCIC
567
DELISTED
WCI Communities, Inc.
WCIC
– –
-51,470
Closed -$1.17M
GGP
568
DELISTED
GGP Inc.
GGP
– –
-200,365
Closed -$5.2M
PPS
569
DELISTED
Post Properties
PPS
– –
-14,064
Closed -$820K
MRD
570
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-114,036
Closed -$2M
EMC
571
CALL
DELISTED
EMC CORPORATION
EMC
– –
-2,625,000
Closed -$102K
CVC
572
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-1,357,125
Closed -$44.1M
SNDK
573
PUT
DELISTED
SANDISK CORP
SNDK
– –
-150,000
Closed -$20K
HNT
574
DELISTED
HEALTH NET INC
HNT
– –
-532,643
Closed -$32.1M
DMND
575
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-272,740
Closed -$8.42M
20 21 22
23
24

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.