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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.68%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$11.3B
AUM Growth
+$671M
Cap. Flow
-$239M
Cap. Flow %
-2.11%
Top 10 Hldgs %
31.33%
Holding
656
New
149
Increased
93
Reduced
134
Closed
233
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.8 quarters

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$494M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$346M
3
CB icon
CHUBB CORPORATION
CB
+$335M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$131M

Top Sells

Rank Stock Value
1
HCC icon
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
SIAL
SIGMA - ALDRICH CORP
SIAL
+$159M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$121M
4
NUE icon
Nucor
NUE
+$109M
5
CYN icon
CITY NATIONAL CORPORATION
CYN
+$106M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.82%
2 Industrials 18.29%
3 Financials 14.08%
4 Consumer Staples 12%
5 Consumer Discretionary 11.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CBL icon
551
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-110,806
Closed -$1.52M –
CETV
552
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-463,192
Closed -$1M –
ETFC
553
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-190,600
Closed -$16K –
ETFC
554
DELISTED
E*Trade Financial Corporation
ETFC
– –
-244,000
Closed -$6.42M –
FSB
555
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-67,498
Closed -$1.51M –
NE icon
556
DELISTED
Noble Corporation
NE
– –
-599,540
Closed -$6.54M –
CHK icon
557
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-4,000
Closed -$156K –
AKS
558
CALL
DELISTED
AK Steel Holding Corp
AKS
– –
-1,000,000
Closed -$124K –
AKS
559
PUT
DELISTED
AK Steel Holding Corp
AKS
– –
-1,000,000
Closed -$56K –
INXN
560
DELISTED
Interxion Holding N.V.
INXN
– –
-100,000
Closed -$2.71M –
DERM icon
561
DELISTED
Dermira, Inc.
DERM
– –
-40,400
Closed -$942K –
HOS icon
562
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-636,686
Closed -$8.61M –
VSI
563
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-500,000
Closed -$16.3M –
CVRS
564
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-143,940
Closed -$444K –
APC icon
565
DELISTED
Anadarko Petroleum
APC
– –
-223,942
Closed -$13.5M –
GNCA
566
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-5,000
Closed -$274K –
WFT
567
DELISTED
Weatherford International plc
WFT
– –
-2,017,028
Closed -$17.1M –
HZNP
568
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-52,200
Closed -$156K –
BEL
569
DELISTED
Belmond Ltd.
BEL
– –
-160,000
Closed -$1.62M –
IDTI
570
DELISTED
Integrated Device Technology I
IDTI
– –
-187,984
Closed -$3.82M –
TFCFA
571
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-372,032
Closed -$10M –
SONC
572
DELISTED
Sonic Corp
SONC
– –
-206,000
Closed -$4.73M –
CORI
573
DELISTED
Corium International, Inc.
CORI
– –
-130,000
Closed -$1.22M –
PX icon
574
DELISTED
Praxair Inc
PX
– –
-168,706
Closed -$17.2M –
PNK
575
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-206,950
Closed -$7M –
21 22
23
24 25

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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 656 positions worth $11.3B, up 6.3% from $10.6B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor's Q4 2015 filing shows 149 new, 93 increased, 134 reduced and 233 closed positions. Its largest new stake was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $218M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • UBS O'Connor's largest Q4 2015 buy was TIME WARNER CABLE INC NEW COM STK: 1,020,664 shares worth $189M.
  • UBS O'Connor added most to BROADCOM CORP CL-A in Q4 2015, an estimated $494M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $109M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 31% of its $11.3B portfolio in Q4 2015.
  • UBS O'Connor opened 149 new positions and closed 233 in Q4 2015.
  • UBS O'Connor's portfolio value rose 6.3% quarter-over-quarter to $11.3B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.