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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ACHN
551
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-51,000
Closed -$417K –
WCG
552
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-18,000
Closed -$1M –
SRCI
553
DELISTED
SRC Energy Inc
SRCI
– –
-50,000
Closed -$366K –
HOS icon
554
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-188,600
Closed -$10.1M –
APC icon
555
DELISTED
Anadarko Petroleum
APC
– –
-33,042
Closed -$2.84M –
ARRY icon
556
DELISTED
Array Biopharma Inc
ARRY
– –
-200,000
Closed -$908K –
WFT
557
DELISTED
Weatherford International plc
WFT
– –
-500,000
Closed -$6.85M –
HZNP
558
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-120,000
Closed -$295K –
RDC
559
DELISTED
Rowan Companies Plc
RDC
– –
-333,802
Closed -$11.4M –
ECYT
560
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-38,000
Closed -$499K –
ESRX
561
DELISTED
Express Scripts Holding Company
ESRX
– –
-67,000
Closed -$4.13M –
AET
562
DELISTED
Aetna Inc
AET
– –
-34,000
Closed -$2.16M –
GXP
563
DELISTED
Great Plains Energy Incorporated
GXP
– –
-269,155
Closed -$6.07M –
IPXL
564
DELISTED
Impax Laboratories, Inc.
IPXL
– –
-137,000
Closed -$2.73M –
CAA
565
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-155,152
Closed -$6.46M –
CBF
566
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-470,428
Closed -$8.93M –
CEMP
567
DELISTED
Cempra, Inc.
CEMP
– –
-100,000
Closed -$783K –
BHI
568
CALL
DELISTED
Baker Hughes
BHI
– –
-35,200
Closed -$12K –
BHI
569
DELISTED
Baker Hughes
BHI
– –
-410,397
Closed -$19.8M –
YHOO
570
DELISTED
Yahoo Inc
YHOO
– –
-786,805
Closed -$19.8M –
FNBC
571
DELISTED
First NBC Bank Holding Company
FNBC
– –
-229,129
Closed -$5.59M –
ARIA
572
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-50,000
Closed -$874K –
GGP
573
DELISTED
GGP Inc.
GGP
– –
-1,897,428
Closed -$37.7M –
RAX
574
CALL
DELISTED
Rackspace Hosting Inc
RAX
– –
-25,000
Closed -$91K –
ITC
575
DELISTED
ITC HOLDINGS CORP
ITC
– –
-104,997
Closed -$3.19M –
21 22
23
24 25

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.