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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$454M
Cap. Flow %
11.2%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155

Top Buys

Rank Stock Value
1
K
Kellanova
K
+$269M
2
SRCL
Stericycle Inc
SRCL
+$141M
3
MRO
Marathon Oil Corporation
MRO
+$108M
4
CHX
ChampionX
CHX
+$103M
5
SPR
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
526
Emerson Electric
EMR
$87.5B
– –
-148,000
Closed -$16.3M
ENTG icon
527
Entegris
ENTG
$21.8B
– –
-22,400
Closed -$3.03M
ESTC icon
528
Elastic
ESTC
$7.27B
– –
-50,199
Closed -$5.72M
ETN icon
529
Eaton
ETN
$174B
– –
-42,700
Closed -$13.4M
ETSY icon
530
Etsy
ETSY
$7.55B
– –
-7,500
Closed -$442K
EXPE icon
531
Expedia Group
EXPE
$36.8B
– –
-2,600
Closed -$328K
EXPE icon
532
PUT
Expedia Group
EXPE
$36.8B
– –
-13,000
Closed -$67.6K
FIVN icon
533
FIVE9
FIVN
$2.17B
– –
-175,000
Closed -$7.72M
FTAI icon
534
FTAI Aviation
FTAI
$22.7B
– –
-91,250
Closed -$9.42M
GILD icon
535
CALL
Gilead Sciences
GILD
$162B
– –
-30,000
Closed -$7.8K
GILD icon
536
Gilead Sciences
GILD
$162B
– –
-10,000
Closed -$686K
H icon
537
PUT
Hyatt Hotels
H
$16.9B
– –
-16,000
Closed -$2K
HLT icon
538
PUT
Hilton Worldwide
HLT
$72.5B
– –
-15,500
Closed -$6.59K
HR icon
539
Healthcare Realty
HR
$6.92B
– –
-108,538
Closed -$1.79M
IBM icon
540
IBM
IBM
$220B
– –
-27,500
Closed -$4.76M
ICLR icon
541
Icon
ICLR
$12.4B
– –
-1,492
Closed -$468K
IMCR icon
542
PUT
Immunocore
IMCR
$1.75B
– –
-30,000
Closed -$94.5K
INSP icon
543
CALL
Inspire Medical Systems
INSP
$1.7B
– –
-12,000
Closed -$26.1K
IONS icon
544
CALL
Ionis Pharmaceuticals
IONS
$9.06B
– –
-18,000
Closed -$98.1K
IR icon
545
Ingersoll Rand
IR
$34.2B
– –
-93,000
Closed -$8.45M
IWM icon
546
PUT
iShares Russell 2000 ETF
IWM
$82.1B
– –
-180,000
Closed -$18.9K
JCI icon
547
Johnson Controls International
JCI
$93.6B
– –
-174,500
Closed -$11.6M
JNJ icon
548
Johnson & Johnson
JNJ
$619B
– –
-18,000
Closed -$2.63M
JNJ icon
549
PUT
Johnson & Johnson
JNJ
$619B
– –
-17,500
Closed -$19.9K
KLAC icon
550
KLA
KLAC
$252B
– –
-15,000
Closed -$1.24M
20 21
22
23 24

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $454M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.