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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
526
CALL
iShares MSCI Brazil ETF
EWZ
$8.97B
– –
-500,000
Closed -$233K
EXPE icon
527
Expedia Group
EXPE
$37.2B
– –
-3,000
Closed -$367K
FBIN icon
528
Fortune Brands Innovations
FBIN
$6.1B
– –
-75,150
Closed -$4.67M
FDX icon
529
FedEx
FDX
$75B
– –
-17,600
Closed -$4.66M
GKOS icon
530
Glaukos
GKOS
$10.4B
– –
-20,471
Closed -$1.54M
LKFT
531
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
– –
-10,888
Closed -$376K
GNTX icon
532
Gentex
GNTX
$5.08B
– –
-111,500
Closed -$3.63M
GPCR icon
533
Structure Therapeutics
GPCR
$3.68B
– –
-12,218
Closed -$616K
GRAB icon
534
Grab
GRAB
$15B
– –
-885,000
Closed -$3.13M
GSK icon
535
GSK
GSK
$105B
– –
-209,552
Closed -$7.6M
HPP
536
Hudson Pacific Properties
HPP
$811M
– –
-24,171
Closed -$1.13M
HROW icon
537
Harrow
HROW
$1.52B
– –
-32,508
Closed -$467K
HYG icon
538
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-1,400,000
Closed -$935K
ICLR icon
539
Icon
ICLR
$12.7B
– –
-2,045
Closed -$504K
INCY icon
540
CALL
Incyte
INCY
$24.4B
– –
-70,000
Closed -$47.3K
INKT icon
541
MiNK Therapeutics
INKT
$54.8M
– –
-2,159
Closed -$25.3K
INTC icon
542
Intel
INTC
$503B
– –
-7,500
Closed -$267K
INVH icon
543
Invitation Homes
INVH
$18.1B
– –
-310,777
Closed -$9.85M
ITOS
544
DELISTED
iTeos Therapeutics
ITOS
– –
-59,764
Closed -$654K
IWM icon
545
PUT
iShares Russell 2000 ETF
IWM
$82.8B
– –
-350,000
Closed -$1.15M
JAZZ icon
546
Jazz Pharmaceuticals
JAZZ
$16.6B
– –
-7,014
Closed -$908K
JCI icon
547
Johnson Controls International
JCI
$93.6B
– –
-78,906
Closed -$4.2M
JETS icon
548
PUT
US Global Jets ETF
JETS
$797M
– –
-250,000
Closed -$340K
KWEB icon
549
KraneShares CSI China Internet ETF
KWEB
$5.67B
– –
-343,720
Closed -$9.41M
LADR
550
Ladder Capital
LADR
$1.23B
– –
-152,300
Closed -$1.56M
20 21
22
23 24

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.