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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.85B
Cap. Flow %
-89.66%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.1 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
4.3 quarters
Top 10 Avg Time Held Equity only
0.1 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
PXD icon
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK icon
Splunk Inc
SPLK
+$446M
3
HES icon
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X icon
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Miscellaneous 10.26%
5 Real Estate 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EWZ icon
526
CALL
iShares MSCI Brazil ETF
EWZ
$12.1B
– –
-500,000
Closed -$233K –
EXPE icon
527
Expedia Group
EXPE
$32.9B
– –
-3,000
Closed -$367K –
FBIN icon
528
Fortune Brands Innovations
FBIN
$4.66B
– –
-75,150
Closed -$4.67M –
FDX icon
529
FedEx
FDX
$69B
– –
-17,600
Closed -$4.66M –
GKOS icon
530
Glaukos
GKOS
$9.77B
– –
-20,471
Closed -$1.54M –
LKFT icon
531
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.95B
– –
-10,888
Closed -$376K –
GNTX icon
532
Gentex
GNTX
$4.43B
– –
-111,500
Closed -$3.63M –
GPCR icon
533
Structure Therapeutics
GPCR
$1.82B
– –
-12,218
Closed -$616K –
GRAB icon
534
Grab
GRAB
$13.1B
– –
-885,000
Closed -$3.13M –
GSK icon
535
GSK
GSK
$93.2B
– –
-209,552
Closed -$7.6M –
HPP icon
536
Hudson Pacific Properties
HPP
$650M
– –
-24,171
Closed -$1.13M –
HROW icon
537
Harrow
HROW
$1.1B
– –
-32,508
Closed -$467K –
HYG icon
538
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
– –
-1,400,000
Closed -$935K –
ICLR icon
539
Icon
ICLR
$12.7B
– –
-2,045
Closed -$504K –
INCY icon
540
CALL
Incyte
INCY
$22.9B
– –
-70,000
Closed -$47.3K –
INKT icon
541
MiNK Therapeutics
INKT
$54.7M
– –
-2,159
Closed -$25.3K –
INTC icon
542
Intel
INTC
$553B
– –
-7,500
Closed -$267K –
INVH icon
543
Invitation Homes
INVH
$15.8B
– –
-310,777
Closed -$9.85M –
ITOS icon
544
DELISTED
iTeos Therapeutics
ITOS
– –
-59,764
Closed -$654K –
IWM icon
545
PUT
iShares Russell 2000 ETF
IWM
$78.5B
– –
-350,000
Closed -$1.15M –
JAZZ icon
546
Jazz Pharmaceuticals
JAZZ
$14.2B
– –
-7,014
Closed -$908K –
JCI icon
547
Johnson Controls International
JCI
$95.4B
– –
-78,906
Closed -$4.2M –
JETS icon
548
PUT
US Global Jets ETF
JETS
$811M
– –
-250,000
Closed -$340K –
KWEB icon
549
KraneShares CSI China Internet ETF
KWEB
$4.54B
– –
-343,720
Closed -$9.41M –
LADR icon
550
Ladder Capital
LADR
$1.11B
– –
-152,300
Closed -$1.56M –
20 21
22
23 24

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.85B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.