UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
Turnover
54.76%
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.2
years
Top 20 Avg Time Held Equity + Options
0.2
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
GFX
526
DELISTED
Golden Falcon Acquisition Corp.
GFX
| $2.01M | 0.02% |
205,700
| – | – |
2021 Q1
2 quarters
|
|
|
SWSSU
527
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
| $2M | 0.02% |
+401,566
| New | +$1.99M |
2021 Q3
0 quarters
|
|
|
VCXAU
528
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
| $2M | 0.02% |
+200,783
| New | +$2M |
2021 Q3
0 quarters
|
|
|
RVACU
529
DELISTED
Riverview Acquisition Corp. Unit
RVACU
| $1.99M | 0.02% |
+200,783
| New | +$1.99M |
2021 Q3
0 quarters
|
|
|
NGC
530
DELISTED
Northern Genesis Acquisition Corp. III
NGC
| $1.99M | 0.02% |
204,135
+19
| +0% | +$186 |
2021 Q2
1 quarter
|
|
531
SES AI
SES
$345M
| $1.99M | 0.02% |
200,783
-50,196
| -20% | -$499K |
2021 Q1
2 quarters
|
|
|
MAAC
532
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
| $1.99M | 0.02% |
198,807
| – | – |
2020 Q4
3 quarters
|
|
|
HZAC
533
DELISTED
Horizon Acquisition Corporation
HZAC
| $1.98M | 0.02% |
198,406
| – | – |
2020 Q4
3 quarters
|
|
534
Tigo Energy
TYGO
$68.1M
| $1.97M | 0.02% |
+200,783
| New | +$1.97M |
2021 Q3
0 quarters
|
|
|
FWAC
535
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
| $1.97M | 0.02% |
+200,783
| New | +$1.99M |
2021 Q3
0 quarters
|
|
|
ITQ
536
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
| $1.95M | 0.02% |
199,993
| – | – |
2021 Q2
1 quarter
|
|
|
TCAC
537
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
| $1.95M | 0.02% |
200,000
| – | – |
2021 Q2
1 quarter
|
|
538
DELISTED
Alpha Capital Acquisition Co
ASPC
| $1.94M | 0.02% |
200,000
| – | – |
2021 Q2
1 quarter
|
|
539
flyExclusive
FLYX
$62.6M
| $1.94M | 0.02% |
+200,000
| New | +$1.94M |
2021 Q3
0 quarters
|
|
|
HUGS
540
DELISTED
USHG Acquisition Corp.
HUGS
| $1.94M | 0.02% |
200,000
| – | – |
2021 Q2
1 quarter
|
|
|
CPTK
541
DELISTED
Crown PropTech Acquisitions
CPTK
| $1.94M | 0.02% |
198,807
| – | – |
2021 Q2
1 quarter
|
|
542
Freshworks
FRSH
$3.55B
| $1.92M | 0.02% |
+45,000
| New | +$2.02M |
2021 Q3
0 quarters
|
|
|
LITT
543
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
| $1.9M | 0.01% |
+195,764
| New | +$1.9M |
2021 Q3
0 quarters
|
|
|
LMACA
544
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
| $1.87M | 0.01% |
185,329
+35,137
| +23% | +$357K |
2021 Q1
2 quarters
|
|
545
Xos
XOS
$45.2M
| $1.85M | 0.01% |
13,333
-10,092
| -43% | -$2.55M |
2020 Q4
3 quarters
|
|
|
BKI
546
DELISTED
Black Knight, Inc. Common Stock
BKI
| $1.84M | 0.01% |
+25,600
| New | +$1.97M |
2021 Q3
0 quarters
|
|
|
BBLN
547
DELISTED
Babylon Holdings Limited
BBLN
| $1.84M | 0.01% |
7,367
| – | – |
2021 Q2
1 quarter
|
|
|
RICO
548
DELISTED
Agrico Acquisition Corp
RICO
| $1.76M | 0.01% |
+175,685
| New | +$1.75M |
2021 Q3
0 quarters
|
|
549
Atea Pharmaceuticals
AVIR
$371M
| $1.75M | 0.01% |
+50,000
| New | +$1.39M |
2021 Q3
0 quarters
|
|
550
W.P. Carey
WPC
$14.5B
| $1.75M | 0.01% |
+24,453
| New | +$1.86M |
2021 Q3
0 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.