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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFX
526
DELISTED
Golden Falcon Acquisition Corp.
GFX
$2.01M 0.02%
205,700
– –
SWSSU
527
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$2M 0.02%
+401,566
New +$1.99M
VCXAU
528
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
$2M 0.02%
+200,783
New +$2M
RVACU
529
DELISTED
Riverview Acquisition Corp. Unit
RVACU
$1.99M 0.02%
+200,783
New +$1.99M
NGC
530
DELISTED
Northern Genesis Acquisition Corp. III
NGC
$1.99M 0.02%
204,135
+19
+0% +$186
SES icon
531
SES AI
SES
$208M
$1.99M 0.02%
200,783
-50,196
-20% -$499K
MAAC
532
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$1.99M 0.02%
198,807
– –
HZAC
533
DELISTED
Horizon Acquisition Corporation
HZAC
$1.98M 0.02%
198,406
– –
TYGO icon
534
Tigo Energy
TYGO
$93.7M
$1.97M 0.02%
+200,783
New +$1.97M
FWAC
535
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
$1.97M 0.02%
+200,783
New +$1.99M
ITQ
536
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
$1.95M 0.02%
199,993
– –
TCAC
537
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
$1.95M 0.02%
200,000
– –
ASPC
538
DELISTED
Alpha Capital Acquisition Co
ASPC
$1.94M 0.02%
200,000
– –
FLYX icon
539
flyExclusive
FLYX
$62.1M
$1.94M 0.02%
+200,000
New +$1.94M
HUGS
540
DELISTED
USHG Acquisition Corp.
HUGS
$1.94M 0.02%
200,000
– –
CPTK
541
DELISTED
Crown PropTech Acquisitions
CPTK
$1.94M 0.02%
198,807
– –
FRSH icon
542
Freshworks
FRSH
$3.27B
$1.92M 0.02%
+45,000
New +$2.02M
LITT
543
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$1.9M 0.01%
+195,764
New +$1.9M
LMACA
544
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$1.87M 0.01%
185,329
+35,137
+23% +$357K
XOS icon
545
Xos
XOS
$37.7M
$1.85M 0.01%
13,333
-10,092
-43% -$2.55M
BKI
546
DELISTED
Black Knight, Inc. Common Stock
BKI
$1.84M 0.01%
+25,600
New +$1.97M
BBLN
547
DELISTED
Babylon Holdings Limited
BBLN
$1.84M 0.01%
7,367
– –
RICO
548
DELISTED
Agrico Acquisition Corp
RICO
$1.76M 0.01%
+175,685
New +$1.75M
AVIR icon
549
Atea Pharmaceuticals
AVIR
$420M
$1.75M 0.01%
+50,000
New +$1.39M
WPC icon
550
W.P. Carey
WPC
$16.4B
$1.75M 0.01%
+24,453
New +$1.86M
20 21
22
23 24

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SAG
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ACI
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RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.