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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPFI icon
526
OppFi
OPFI
$803M
$1.01M 0.01%
99,610
-356,640
-78% -$3.73M
NXDR
527
Nextdoor Holdings
NXDR
$986M
$1.01M 0.01%
+100,392
New +$1.01M
LMACA
528
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$1M 0.01%
+99,996
New +$1.05M
KVSC
529
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$1M 0.01%
+100,392
New +$995K
GAMCU
530
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$999K 0.01%
+100,392
New +$996K
CRZNU
531
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$999K 0.01%
+100,392
New +$995K
CHAA.U
532
DELISTED
Catcha Investment Corp Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
CHAA.U
$995K 0.01%
+100,000
New +$1.02M
DISAU
533
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$992K 0.01%
+100,392
New +$990K
UE icon
534
Urban Edge Properties
UE
$2.73B
$988K 0.01%
+59,782
New +$942K
XM
535
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$987K 0.01%
+30,000
New +$1.22M
CHPMW
536
DELISTED
CHP Merger Corp. Warrant
CHPMW
$981K 0.01%
+1,258,066
New +$1.7M
ICLN icon
537
iShares Global Clean Energy ETF
ICLN
$2.4B
$972K 0.01%
+40,000
New +$1.12M
DFNS.WS
538
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$934K 0.01%
+744,604
New +$1.31M
CHH icon
539
Choice Hotels
CHH
$4.8B
$891K 0.01%
+8,300
New +$884K
XLE icon
540
CALL
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$876K 0.01%
+405,000
New +$9.34M
RTP.WS
541
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$873K 0.01%
+437,484
New +$1.44M
HPP
542
Hudson Pacific Properties
HPP
$779M
$865K 0.01%
+4,557
New +$814K
AMAOU
543
DELISTED
American Acquisition Opportunity Inc. Units
AMAOU
$851K 0.01%
+85,132
New +$847K
RIG icon
544
PUT
Transocean
RIG
$5.82B
$833K 0.01%
1,074,400
+69,400
+7% +$241K
ESS icon
545
Essex Property Trust
ESS
$18.5B
$816K 0.01%
3,000
-3,900
-57% -$1.01M
PBCT
546
DELISTED
People's United Financial Inc
PBCT
$810K 0.01%
+45,264
New +$728K
NSH.WS
547
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
$793K 0.01%
+498,483
New +$838K
VYGG.WS
548
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$784K 0.01%
+399,985
New +$1.08M
RKLBW
549
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$767K 0.01%
+266,656
New +$603K
XOSWW
550
Xos Inc Warrants
XOSWW
$12.2K
$749K 0.01%
+401,566
New +$967K
20 21
22
23 24

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SAG
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CGL
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.