UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LMACA
526
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$1.01M 0.01%
+99,996
New +$1.01M
KVSC
527
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$1M 0.01%
+100,392
New +$1M
GAMCU
528
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$999K 0.01%
+100,392
New +$999K
CRZNU
529
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$999K 0.01%
+100,392
New +$999K
CHAA.U
530
DELISTED
Catcha Investment Corp Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
CHAA.U
$995K 0.01%
+100,000
New +$995K
DISAU
531
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$992K 0.01%
+100,392
New +$992K
UE icon
532
Urban Edge Properties
UE
$2.67B
$988K 0.01%
+59,782
New +$988K
XM
533
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$987K 0.01%
+30,000
New +$987K
CHPMW
534
DELISTED
CHP Merger Corp. Warrant
CHPMW
$981K 0.01%
+1,258,066
New +$981K
ICLN icon
535
iShares Global Clean Energy ETF
ICLN
$1.59B
$972K 0.01%
+40,000
New +$972K
DFNS.WS
536
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$934K 0.01%
+744,604
New +$934K
CHH icon
537
Choice Hotels
CHH
$5.41B
$891K 0.01%
+8,300
New +$891K
RTP.WS
538
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$873K 0.01%
+437,484
New +$873K
HPP
539
Hudson Pacific Properties
HPP
$1.16B
$865K 0.01%
+31,900
New +$865K
AMAOU
540
DELISTED
American Acquisition Opportunity Inc. Units
AMAOU
$851K 0.01%
+85,132
New +$851K
ESS icon
541
Essex Property Trust
ESS
$17.3B
$816K 0.01%
3,000
-3,900
-57% -$1.06M
PBCT
542
DELISTED
People's United Financial Inc
PBCT
$810K 0.01%
+45,264
New +$810K
NSH.WS
543
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
$793K 0.01%
+498,483
New +$793K
VYGG.WS
544
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$784K 0.01%
+399,985
New +$784K
RKLBW
545
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$767K 0.01%
+266,656
New +$767K
XOSWW
546
Xos, Inc. Warrants
XOSWW
$98K
$749K 0.01%
+401,566
New +$749K
SKINW
547
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$738K 0.01%
+351,370
New +$738K
VER
548
DELISTED
VEREIT, Inc.
VER
$730K 0.01%
18,900
-22,100
-54% -$854K
GRSVW
549
DELISTED
Gores Holdings V, Inc. Warrant
GRSVW
$700K 0.01%
+449,983
New +$700K
SPNV.WS
550
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
$693K 0.01%
+366,653
New +$693K
20 21
22
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