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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGS icon
526
CALL
GeneDx Holdings
WGS
$2.21B
$214K ﹤0.01%
+2,304
New +$803K
GTYH
527
CALL
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$203K ﹤0.01%
606,177
– –
CCL icon
528
PUT
Carnival Corporation Ltd
CCL
$39.1B
$182K ﹤0.01%
50,000
-100,000
-67% -$1.78M
DSAC
529
CALL
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$177K ﹤0.01%
+114,062
New +$1.13M
LEAP
530
CALL
DELISTED
Ribbit LEAP, Ltd.
LEAP
$154K ﹤0.01%
+36,500
New +$447K
LACQ
531
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$152K ﹤0.01%
196,975
– –
MIMO
532
CALL
DELISTED
Airspan Networks Holdings Inc
MIMO
$151K ﹤0.01%
+143,656
New +$1.44M
LVOX
533
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$142K ﹤0.01%
95,638
– –
YSAC
534
CALL
DELISTED
Yellowstone Acquisition Company
YSAC
$139K ﹤0.01%
+114,062
New +$1.17M
WT icon
535
CALL
WisdomTree
WT
$3.28B
$132K ﹤0.01%
100,000
– –
CYXT
536
CALL
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$130K ﹤0.01%
+60,833
New +$613K
SCPE
537
CALL
DELISTED
SC Health Corporation
SCPE
$123K ﹤0.01%
93,716
– –
OTRA
538
CALL
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$113K ﹤0.01%
+114,062
New +$1.16M
GEO icon
539
PUT
The GEO Group
GEO
$4.03B
$105K ﹤0.01%
25,000
– –
ITRM
540
DELISTED
Iterum Therapeutics
ITRM
$87K ﹤0.01%
5,867
– –
THBR
541
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$87K ﹤0.01%
23,429
– –
MAT icon
542
PUT
Mattel
MAT
$4.23B
$84K ﹤0.01%
610,000
– –
NLSN
543
PUT
DELISTED
Nielsen Holdings plc
NLSN
$83K ﹤0.01%
20,800
– –
RRC icon
544
PUT
Range Resources
RRC
$8.96B
$74K ﹤0.01%
54,600
– –
GNCA
545
DELISTED
Genocea Biosciences, Inc.
GNCA
$46K ﹤0.01%
19,170
– –
SPAK
546
PUT
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$41K ﹤0.01%
+137,700
New +$3.6M
CNX icon
547
PUT
CNX Resources
CNX
$5.19B
$39K ﹤0.01%
47,500
– –
DAL icon
548
CALL
Delta Air Lines
DAL
$60.2B
$34K ﹤0.01%
100,000
-50,000
-33% -$1.82M
F icon
549
CALL
Ford
F
$55.2B
$31K ﹤0.01%
200,000
-550,000
-73% -$4.61M
GRUB
550
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$27K ﹤0.01%
12,500
– –
20 21
22
23 24

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.