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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WGS icon
526
CALL
GeneDx Holdings
WGS
$2.01B
$214K ﹤0.01%
+2,304
New +$803K
2020 Q4
0 quarters
GTYH
527
CALL
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$203K ﹤0.01%
606,177
– –
2019 Q2
6 quarters
CCL icon
528
PUT
Carnival Corporation Ltd
CCL
$35.4B
$182K ﹤0.01%
50,000
-100,000
-67% -$1.78M
2020 Q1
3 quarters
DSAC icon
529
CALL
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$177K ﹤0.01%
+114,062
New +$1.13M
2020 Q4
0 quarters
LEAP
530
CALL
DELISTED
Ribbit LEAP, Ltd.
LEAP
$154K ﹤0.01%
+36,500
New +$447K
2020 Q4
0 quarters
LACQ
531
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$152K ﹤0.01%
196,975
– –
2019 Q3
5 quarters
MIMO
532
CALL
DELISTED
Airspan Networks Holdings Inc
MIMO
$151K ﹤0.01%
+143,656
New +$1.44M
2020 Q4
0 quarters
LVOX
533
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$142K ﹤0.01%
95,638
– –
2020 Q2
2 quarters
YSAC
534
CALL
DELISTED
Yellowstone Acquisition Company
YSAC
$139K ﹤0.01%
+114,062
New +$1.17M
2020 Q4
0 quarters
WT icon
535
CALL
WisdomTree
WT
$3.43B
$132K ﹤0.01%
100,000
– –
2020 Q3
1 quarter
CYXT
536
CALL
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$130K ﹤0.01%
+60,833
New +$613K
2020 Q4
0 quarters
SCPE
537
CALL
DELISTED
SC Health Corporation
SCPE
$123K ﹤0.01%
93,716
– –
2019 Q4
4 quarters
OTRA
538
CALL
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$113K ﹤0.01%
+114,062
New +$1.16M
2020 Q4
0 quarters
GEO icon
539
PUT
The GEO Group
GEO
$4.1B
$105K ﹤0.01%
25,000
– –
2019 Q2
6 quarters
ITRM icon
540
DELISTED
Iterum Therapeutics
ITRM
$87K ﹤0.01%
5,867
– –
2018 Q2
10 quarters
THBR
541
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$87K ﹤0.01%
23,429
– –
2019 Q4
4 quarters
MAT icon
542
PUT
Mattel
MAT
$4.77B
$84K ﹤0.01%
610,000
– –
2018 Q2
10 quarters
NLSN
543
PUT
DELISTED
Nielsen Holdings plc
NLSN
$83K ﹤0.01%
20,800
– –
2019 Q2
6 quarters
RRC icon
544
PUT
Range Resources
RRC
$9.56B
$74K ﹤0.01%
54,600
– –
2019 Q2
6 quarters
GNCA
545
DELISTED
Genocea Biosciences, Inc.
GNCA
$46K ﹤0.01%
19,170
– –
2019 Q2
6 quarters
SPAK
546
PUT
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$41K ﹤0.01%
+137,700
New +$3.6M
2020 Q4
0 quarters
CNX icon
547
PUT
CNX Resources
CNX
$5.03B
$39K ﹤0.01%
47,500
– –
2019 Q2
6 quarters
DAL icon
548
CALL
Delta Air Lines
DAL
$54B
$34K ﹤0.01%
100,000
-50,000
-33% -$1.82M
2020 Q3
1 quarter
F icon
549
CALL
Ford
F
$48.5B
$31K ﹤0.01%
200,000
-550,000
-73% -$4.61M
2020 Q3
1 quarter
GRUB
550
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$27K ﹤0.01%
12,500
– –
2020 Q1
3 quarters
20 21
22
23 24

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CGL
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.