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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
526
DELISTED
Yahoo Inc
YHOO
– –
-50,000
Closed -$1.66M
FCAM
527
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-784,800
Closed -$91.3M
SQNM
528
CALL
DELISTED
SEQUENOM INC NEW
SQNM
– –
-509,600
Closed -$5K
TLMR
529
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-63,000
Closed -$1.14M
LDRH
530
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-14,356
Closed -$360K
TE
531
DELISTED
TECO ENERGY INC
TE
– –
-98,700
Closed -$2.63M
BIN
532
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-372,144
Closed -$8.76M
SNDK
533
DELISTED
SANDISK CORP
SNDK
– –
-301,528
Closed -$22.9M
BRCM
534
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-8,579,797
Closed -$496M
SYA
535
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-421,800
Closed -$13.4M
PCP
536
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-1,409,764
Closed -$327M
DYAX
537
DELISTED
DYAX CORPORATION
DYAX
– –
-765,069
Closed -$28.8M
PMCS
538
DELISTED
P M C SIERRA INC
PMCS
– –
-683,485
Closed -$7.94M
GDP
539
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-1,233,583
Closed -$328K
TW
540
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-592,002
Closed -$76M
EOX
541
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-20,516
Closed -$23K
CTIC
542
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-33,000
Closed -$406K
DISH
543
DELISTED
DISH Network Corp.
DISH
– –
-85,000
Closed -$4.86M
WLH
544
DELISTED
WILLIAM LYON HOMES
WLH
– –
-178,956
Closed -$2.95M
TSS
545
DELISTED
Total System Services, Inc.
TSS
– –
-41,250
Closed -$2.05M
NDRM
546
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
– –
-40,000
Closed -$682K
FCH
547
DELISTED
Felcor Lodging Trust
FCH
– –
-655,135
Closed -$4.78M
LNKD
548
DELISTED
LinkedIn Corporation
LNKD
– –
-13,500
Closed -$3.04M
PNY
549
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-49,350
Closed -$2.81M
DRII
550
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-239,417
Closed -$6.11M
19 20 21
22
23

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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.