We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ADYX
526
DELISTED
Adynxx Inc
ADYX
– –
-1,168
Closed -$150K –
BMS
527
DELISTED
Bemis
BMS
– –
-372,144
Closed -$16.6M –
RDC
528
DELISTED
Rowan Companies Plc
RDC
– –
-272,800
Closed -$4.62M –
ACET icon
529
DELISTED
Aceto Corp
ACET
– –
-15,360
Closed -$414K –
RICE
530
DELISTED
Rice Energy Inc.
RICE
– –
-618,000
Closed -$6.74M –
KITE
531
DELISTED
Kite Pharma, Inc.
KITE
– –
-8,000
Closed -$492K –
KCG
532
DELISTED
KCG Holdings, Inc.
KCG
– –
-1,570,086
Closed -$19.3M –
TSNU
533
DELISTED
Tyson Foods, Inc.
TSNU
– –
-2,090,000
Closed -$127M –
YHOO
534
DELISTED
Yahoo Inc
YHOO
– –
-100,000
Closed -$3.33M –
FCAM
535
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-1,569,600
Closed -$183M –
SQNM
536
CALL
DELISTED
SEQUENOM INC NEW
SQNM
– –
-1,019,200
Closed -$10K –
TLMR
537
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-126,000
Closed -$2.28M –
LDRH icon
538
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-28,712
Closed -$720K –
TE icon
539
DELISTED
TECO ENERGY INC
TE
– –
-98,700
Closed -$2.63M –
BIN
540
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-744,288
Closed -$17.5M –
SNDK icon
541
DELISTED
SANDISK CORP
SNDK
– –
-301,528
Closed -$22.9M –
SLH
542
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
– –
-345,450
Closed -$18.9M –
KING
543
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
– –
-1,364,214
Closed -$24.4M –
BRCM
544
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-12,842,762
Closed -$743M –
SYA
545
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-1,254,552
Closed -$39.9M –
PCP
546
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-2,801,773
Closed -$650M –
PCP
547
PUT
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-693,600
Closed -$54K –
DYAX
548
DELISTED
DYAX CORPORATION
DYAX
– –
-1,520,193
Closed -$57.2M –
PMCS
549
DELISTED
P M C SIERRA INC
PMCS
– –
-1,358,084
Closed -$15.8M –
GDP
550
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-2,411,767
Closed -$641K –
19 20 21
22
23

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.