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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRLA
526
DELISTED
TRULIA INC (DEL)
TRLA
– –
-27,365
Closed -$965K
CCI.PRA
527
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-480,400
Closed -$48M
GTAT
528
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-75,000
Closed -$654K
ITMN
529
DELISTED
INTERMUNE INC
ITMN
– –
-10,000
Closed -$147K
RDA
530
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-156,622
Closed -$2.8M
LEAP
531
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-500,000
Closed -$8.7M
LIFE
532
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-1,254,694
Closed -$95.1M
HMA
533
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-2,156,300
Closed -$28.2M
VPHM
534
DELISTED
VIROPHARMA INC
VPHM
– –
-459,122
Closed -$22.9M
LPS
535
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-429,733
Closed -$16.1M
ATVI
536
DELISTED
Activision Blizzard
ATVI
– –
-171,592
Closed -$3.06M
IBTX
537
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-7,662
Closed -$380K
PEI
538
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-23,333
Closed -$6.64M
QIWI
539
DELISTED
QIWI PLC
QIWI
– –
-10,068
Closed -$564K
ACAS
540
DELISTED
American Capital Ltd
ACAS
– –
-676,082
Closed -$10.6M
POM
541
CALL
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-251,500
Closed -$13K
18 19 20 21
22

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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.