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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TRLA
526
DELISTED
TRULIA INC (DEL)
TRLA
– –
-27,365
Closed -$965K –
CCI.PRA icon
527
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-480,400
Closed -$48M –
GTAT
528
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-75,000
Closed -$654K –
ITMN
529
DELISTED
INTERMUNE INC
ITMN
– –
-10,000
Closed -$147K –
RDA
530
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-156,622
Closed -$2.8M –
LEAP
531
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-500,000
Closed -$8.7M –
LIFE icon
532
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-1,254,694
Closed -$95.1M –
HMA
533
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-2,156,300
Closed -$28.2M –
VPHM
534
DELISTED
VIROPHARMA INC
VPHM
– –
-459,122
Closed -$22.9M –
LPS
535
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-429,733
Closed -$16.1M –
ATVI
536
DELISTED
Activision Blizzard
ATVI
– –
-171,592
Closed -$3.06M –
IBTX icon
537
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-7,662
Closed -$380K –
PEI
538
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-23,333
Closed -$6.64M –
QIWI
539
DELISTED
QIWI PLC
QIWI
– –
-10,068
Closed -$564K –
ACAS
540
DELISTED
American Capital Ltd
ACAS
– –
-676,082
Closed -$10.6M –
POM
541
CALL
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-251,500
Closed -$13K –
18 19 20 21
22

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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.