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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TNL icon
501
Travel + Leisure Co
TNL
$3.86B
$2.42M 0.02%
44,400
-65,500
-60% -$3.58M
2021 Q2
1 quarter
AAC
502
DELISTED
Ares Acquisition Corporation
AAC
$2.42M 0.02%
248,608
– –
2021 Q1
2 quarters
PARA icon
503
Banzai International
PARA
$2.48M
$2.42M 0.02%
25
– –
2021 Q1
2 quarters
FORG
504
DELISTED
ForgeRock, Inc.
FORG
$2.41M 0.02%
+62,000
New +$2.61M
2021 Q3
0 quarters
PTOC
505
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$2.41M 0.02%
250,163
– –
2021 Q2
1 quarter
GXII
506
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
$2.41M 0.02%
249,804
– –
2021 Q2
1 quarter
FRW
507
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$2.41M 0.02%
250,164
– –
2021 Q2
1 quarter
DCRN
508
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$2.41M 0.02%
243,299
+78,505
+48% +$775K
2021 Q2
1 quarter
PLTR icon
509
Palantir
PLTR
$492B
$2.4M 0.02%
100,000
+25,000
+33% +$610K
2021 Q1
2 quarters
HMCO
510
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$2.4M 0.02%
242,309
+73,379
+43% +$715K
2021 Q1
2 quarters
WPCA
511
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$2.37M 0.02%
241,680
– –
2021 Q2
1 quarter
NGL icon
512
NGL Energy Partners
NGL
$1.83B
$2.37M 0.02%
1,000,000
-250,000
-20% -$488K
2021 Q1
2 quarters
HLGN
513
DELISTED
Heliogen, Inc.
HLGN
$2.37M 0.02%
6,808
-1,769
-21% -$613K
2021 Q2
1 quarter
NMG icon
514
Nouveau Monde Graphite
NMG
$332M
$2.32M 0.02%
414,412
+39,412
+11% +$259K
2021 Q2
1 quarter
RLX icon
515
RLX Technology
RLX
$2.1B
$2.26M 0.02%
+500,000
New +$2.72M
2021 Q3
0 quarters
DNAD
516
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$2.25M 0.02%
229,422
+179,422
+359% +$1.77M
2021 Q2
1 quarter
TSLA icon
517
PUT
Tesla
TSLA
$1.45T
$2.23M 0.02%
321,600
+261,600
+436% +$61.6M
2018 Q2
13 quarters
EJFA
518
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$2.22M 0.02%
225,001
– –
2021 Q2
1 quarter
KVSA
519
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$2.2M 0.02%
223,310
– –
2021 Q1
2 quarters
S icon
520
SentinelOne
S
$8.07B
$2.14M 0.02%
40,000
+5,000
+14% +$274K
2021 Q2
1 quarter
RBLX icon
521
Roblox
RBLX
$33.6B
$2.12M 0.02%
28,000
+15,000
+115% +$1.23M
2021 Q1
2 quarters
PFSI icon
522
PennyMac Financial
PFSI
$3.05B
$2.1M 0.02%
34,300
+4,300
+14% +$273K
2021 Q2
1 quarter
BHC icon
523
Bausch Health
BHC
$2.25B
$2.09M 0.02%
75,000
-90,000
-55% -$2.55M
2021 Q2
1 quarter
CRK icon
524
Comstock Resources
CRK
$4.07B
$2.08M 0.02%
201,250
-1,182,500
-85% -$8.01M
2020 Q3
4 quarters
GIA.U
525
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$2.06M 0.02%
+200,783
New +$2.05M
2021 Q3
0 quarters
19 20
21
22 23

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.