UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.34%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BNZI icon
501
Banzai International
BNZI
$9.67M
$2.42M 0.02%
498
– –
FORG
502
DELISTED
ForgeRock, Inc.
FORG
$2.41M 0.02%
+62,000
New +$2.41M
PTOC
503
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$2.41M 0.02%
250,163
– –
GXII
504
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
$2.41M 0.02%
249,804
– –
FRW
505
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$2.41M 0.02%
250,164
– –
DCRN
506
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$2.41M 0.02%
243,299
+78,505
+48% +$776K
PLTR icon
507
Palantir
PLTR
$373B
$2.4M 0.02%
100,000
+25,000
+33% +$601K
HMCO
508
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$2.4M 0.02%
242,309
+73,379
+43% +$726K
WPCA
509
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$2.37M 0.02%
241,680
– –
NGL icon
510
NGL Energy Partners
NGL
$735M
$2.37M 0.02%
1,000,000
-250,000
-20% -$593K
HLGN
511
DELISTED
Heliogen, Inc.
HLGN
$2.37M 0.02%
6,808
-1,769
-21% -$615K
NMG
512
Nouveau Monde Graphite
NMG
$296M
$2.32M 0.02%
414,412
+39,412
+11% +$221K
RLX icon
513
RLX Technology
RLX
$3.42B
$2.26M 0.02%
+500,000
New +$2.26M
DNAD
514
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$2.25M 0.02%
229,422
+179,422
+359% +$1.76M
EJFA
515
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$2.22M 0.02%
225,001
– –
KVSA
516
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$2.2M 0.02%
223,310
– –
S icon
517
SentinelOne
S
$6.1B
$2.14M 0.02%
40,000
+5,000
+14% +$268K
RBLX icon
518
Roblox
RBLX
$90B
$2.12M 0.02%
28,000
+15,000
+115% +$1.13M
PFSI icon
519
PennyMac Financial
PFSI
$6.11B
$2.1M 0.02%
34,300
+4,300
+14% +$263K
BHC icon
520
Bausch Health
BHC
$2.67B
$2.09M 0.02%
75,000
-90,000
-55% -$2.51M
CRK icon
521
Comstock Resources
CRK
$4.63B
$2.08M 0.02%
201,250
-1,182,500
-85% -$12.2M
GIA.U
522
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$2.06M 0.02%
+200,783
New +$2.06M
GFX
523
DELISTED
Golden Falcon Acquisition Corp.
GFX
$2.01M 0.02%
205,700
– –
SWSSU
524
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$2M 0.02%
+401,566
New +$2M
VCXAU
525
DELISTED
10X Capital Venture Acquisition Corp. II Unit
VCXAU
$2M 0.02%
+200,783
New +$2M
19 20
21
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