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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGSX.U
501
DELISTED
Build Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
BGSX.U
$1.49M 0.02%
+150,587
New +$1.49M
CRC icon
502
California Resources
CRC
$4.62B
$1.48M 0.02%
61,674
+6,920
+13% +$172K
ZFOX
503
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$1.48M 0.02%
+149,797
New +$1.52M
BSN
504
DELISTED
Broadstone Acquisition Corp.
BSN
$1.47M 0.02%
149,599
-306,651
-67% -$3.1M
SRZN icon
505
Surrozen
SRZN
$297M
$1.44M 0.02%
+9,993
New +$1.52M
FR icon
506
First Industrial Realty Trust
FR
$8.44B
$1.42M 0.02%
30,900
-52,800
-63% -$2.28M
FTCV
507
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$1.41M 0.02%
+125,587
New +$1.4M
PGRE
508
DELISTED
Paramount Group
PGRE
$1.35M 0.02%
+133,000
New +$1.25M
CHPT icon
509
ChargePoint
CHPT
$161M
$1.33M 0.02%
+2,500
New +$1.69M
BHIL
510
DELISTED
Benson Hill, Inc.
BHIL
$1.3M 0.02%
+3,681
New +$1.33M
NHICW
511
DELISTED
NewHold Investment Corp. Warrant
NHICW
$1.25M 0.02%
+752,937
New +$1.29M
ATSPU
512
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$1.24M 0.02%
+125,082
New +$1.24M
HYG icon
513
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.23M 0.02%
5,500,000
+500,000
+10% +$43.5M
D icon
514
CALL
Dominion Energy
D
$59.3B
$1.21M 0.02%
+200,000
New +$14.5M
ORGNW
515
DELISTED
Origin Materials Inc Warrants
ORGNW
$1.19M 0.02%
+687,367
New +$1.66M
TRNO icon
516
Terreno Realty
TRNO
$7.49B
$1.18M 0.02%
20,500
-30,200
-60% -$1.74M
COLD icon
517
Americold
COLD
$4.27B
$1.17M 0.02%
30,500
-150,380
-83% -$5.4M
BTRS
518
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$1.16M 0.02%
+80,000
New +$1.34M
SPY icon
519
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$1.13M 0.02%
1,500,000
+861,600
+135% +$332M
NNN icon
520
NNN REIT
NNN
$8.99B
$1.1M 0.02%
25,000
+6,000
+32% +$251K
SGFY
521
DELISTED
Signify Health, Inc.
SGFY
$1.08M 0.02%
+37,000
New +$1.15M
AGNC icon
522
AGNC Investment
AGNC
$12.9B
$1.07M 0.02%
63,600
+1,000
+2% +$16.2K
ATC
523
DELISTED
Atotech Limited
ATC
$1.06M 0.02%
+52,376
New +$1.07M
FTOC
524
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$1.06M 0.02%
100,392
-355,858
-78% -$4.17M
REGI
525
DELISTED
Renewable Energy Group, Inc.
REGI
$1.03M 0.01%
+15,658
New +$1.34M
19 20
21
22 23

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SAG
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ACI
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CGL
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CB
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JCM
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UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.