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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURU
501
CALL
DELISTED
NUBURU INC
BURU
$334K 0.01%
+1,143
New +$2.26M
CZOO
502
CALL
DELISTED
Cazoo Group Ltd
CZOO
$332K 0.01%
+51
New +$1.21M
TSLA icon
503
PUT
Tesla
TSLA
$1.29T
$324K 0.01%
1,314,900
+137,400
+12% +$23.4M
SAII
504
CALL
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$317K 0.01%
+228,125
New +$2.24M
LATN
505
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$309K 0.01%
331,849
– –
NMMC
506
CALL
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$308K 0.01%
+228,125
New +$2.35M
OWLT icon
507
CALL
Owlet
OWLT
$161M
$302K 0.01%
+16,295
New +$2.25M
RIG icon
508
Transocean
RIG
$5.76B
$289K 0.01%
125,000
– –
ACIC
509
CALL
DELISTED
Atlas Crest Investment Corp.
ACIC
$288K 0.01%
+152,083
New +$1.54M
FPAY
510
DELISTED
FlexShopper
FPAY
$281K 0.01%
109,480
– –
OXY icon
511
PUT
Occidental Petroleum
OXY
$55.3B
$278K 0.01%
1,574,500
-2,000,000
-56% -$27.4M
PWP icon
512
CALL
Perella Weinberg Partners
PWP
$1.29B
$278K 0.01%
+132,564
New +$1.38M
HLLY icon
513
CALL
Holley
HLLY
$388M
$274K 0.01%
+228,125
New +$2.26M
MSPR
514
CALL
DELISTED
MSP Recovery Inc
MSPR
$271K 0.01%
+52
New +$2.24M
CTAC
515
CALL
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$265K 0.01%
+197,708
New +$2M
HPX
516
CALL
DELISTED
HPX Corp.
HPX
$262K 0.01%
+228,124
New +$2.24M
TMTS
517
CALL
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$262K 0.01%
+228,125
New +$2.27M
BSN
518
CALL
DELISTED
Broadstone Acquisition Corp.
BSN
$259K 0.01%
+228,125
New +$2.24M
PMVC
519
CALL
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$250K 0.01%
+228,125
New +$2.25M
RDBX
520
CALL
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$247K 0.01%
+239,531
New +$2.39M
JSPR icon
521
CALL
Jasper Therapeutics
JSPR
$21.7M
$241K ﹤0.01%
16,400
– –
FLACU
522
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$237K ﹤0.01%
+22,812
New +$238K
CCC
523
CALL
CCC Intelligent Solutions
CCC
$3.95B
$231K ﹤0.01%
+54,750
New +$667K
SPY icon
524
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$230K ﹤0.01%
638,400
-786,400
-55% -$279M
QEP
525
DELISTED
QEP RESOURCES, INC.
QEP
$224K ﹤0.01%
93,600
– –
19 20
21
22 23

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
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CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.