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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BURU icon
501
CALL
DELISTED
NUBURU INC
BURU
$334K 0.01%
+1,143
New +$2.26M
2020 Q4
0 quarters
CZOO icon
502
CALL
DELISTED
Cazoo Group Ltd
CZOO
$332K 0.01%
+51
New +$1.21M
2020 Q4
0 quarters
TSLA icon
503
PUT
Tesla
TSLA
$1.51T
$324K 0.01%
1,314,900
+137,400
+12% +$23.4M
2018 Q2
10 quarters
SAII
504
CALL
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$317K 0.01%
+228,125
New +$2.24M
2020 Q4
0 quarters
LATN
505
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$309K 0.01%
331,849
– –
2019 Q4
4 quarters
NMMC
506
CALL
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$308K 0.01%
+228,125
New +$2.35M
2020 Q4
0 quarters
OWLT icon
507
CALL
Owlet
OWLT
$138M
$302K 0.01%
+16,295
New +$2.25M
2020 Q4
0 quarters
RIG icon
508
Transocean
RIG
$6.15B
$289K 0.01%
125,000
– –
2020 Q2
2 quarters
ACIC icon
509
CALL
DELISTED
Atlas Crest Investment Corp.
ACIC
$288K 0.01%
+152,083
New +$1.54M
2020 Q4
0 quarters
FPAY icon
510
DELISTED
FlexShopper
FPAY
$281K 0.01%
109,480
– –
2020 Q1
3 quarters
OXY icon
511
PUT
Occidental Petroleum
OXY
$60.1B
$278K 0.01%
1,574,500
-2,000,000
-56% -$27.4M
2020 Q1
3 quarters
PWP icon
512
CALL
Perella Weinberg Partners
PWP
$1.21B
$278K 0.01%
+132,564
New +$1.38M
2020 Q4
0 quarters
HLLY icon
513
CALL
Holley
HLLY
$302M
$274K 0.01%
+228,125
New +$2.26M
2020 Q4
0 quarters
MSPR
514
CALL
DELISTED
MSP Recovery Inc
MSPR
$271K 0.01%
+52
New +$2.24M
2020 Q4
0 quarters
CTAC
515
CALL
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$265K 0.01%
+197,708
New +$2M
2020 Q4
0 quarters
HPX
516
CALL
DELISTED
HPX Corp.
HPX
$262K 0.01%
+228,124
New +$2.24M
2020 Q4
0 quarters
TMTS icon
517
CALL
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$262K 0.01%
+228,125
New +$2.27M
2020 Q4
0 quarters
BSN
518
CALL
DELISTED
Broadstone Acquisition Corp.
BSN
$259K 0.01%
+228,125
New +$2.24M
2020 Q4
0 quarters
PMVC
519
CALL
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$250K 0.01%
+228,125
New +$2.25M
2020 Q4
0 quarters
RDBX
520
CALL
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$247K 0.01%
+239,531
New +$2.39M
2020 Q4
0 quarters
JSPR icon
521
CALL
Jasper Therapeutics
JSPR
$19M
$241K ﹤0.01%
16,400
– –
2020 Q1
3 quarters
FLACU
522
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$237K ﹤0.01%
+22,812
New +$238K
2020 Q4
0 quarters
CCC icon
523
CALL
CCC Intelligent Solutions
CCC
$4.13B
$231K ﹤0.01%
+54,750
New +$667K
2020 Q4
0 quarters
SPY icon
524
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$230K ﹤0.01%
638,400
-786,400
-55% -$279M
2019 Q4
4 quarters
QEP
525
DELISTED
QEP RESOURCES, INC.
QEP
$224K ﹤0.01%
93,600
– –
2020 Q2
2 quarters
19 20
21
22 23

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.