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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IDTI
501
DELISTED
Integrated Device Technology I
IDTI
– –
-80,700
Closed -$1.62M –
TFCFA
502
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-151,633
Closed -$4.1M –
NFX
503
DELISTED
Newfield Exploration
NFX
– –
-64,945
Closed -$2.87M –
KTWO icon
504
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-95,000
Closed -$1.47M –
IVTY
505
DELISTED
Invuity, Inc
IVTY
– –
-40,000
Closed -$381K –
GST
506
DELISTED
Gastar Exploration Inc.
GST
– –
-755,040
Closed -$831K –
WIN
507
DELISTED
Windstream Holdings Inc
WIN
– –
-139,363
Closed -$6.46M –
CAA
508
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-30,095
Closed -$1.1M –
RXDX
509
DELISTED
Ignyta, Inc.
RXDX
– –
-36,000
Closed -$195K –
POT
510
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-539,700
Closed -$139K –
CEMP
511
DELISTED
Cempra, Inc.
CEMP
– –
-60,000
Closed -$989K –
WFM
512
DELISTED
Whole Foods Market Inc
WFM
– –
-65,767
Closed -$2.11M –
ISLE
513
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-191,727
Closed -$3.51M –
CLCD
514
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
– –
-44,994
Closed -$368K –
EQY
515
DELISTED
Equity One
EQY
– –
-50,000
Closed -$1.61M –
VA
516
DELISTED
Virgin America Inc.
VA
– –
-106,778
Closed -$6M –
CVT
517
DELISTED
CVENT, INC.
CVT
– –
-608,450
Closed -$21.7M –
EMC icon
518
DELISTED
EMC CORPORATION
EMC
– –
-8,031,837
Closed -$218M –
EMC icon
519
PUT
DELISTED
EMC CORPORATION
EMC
– –
-437,000
Closed -$35K –
AXLL
520
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-1,877,492
Closed -$61.2M –
MESG
521
DELISTED
XURA INC COM (DE)
MESG
– –
-175,591
Closed -$4.29M –
MKTO
522
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-369,784
Closed -$12.9M –
TUMI
523
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-422,721
Closed -$11.3M –
EXAM
524
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-230,902
Closed -$8.05M –
CPXX
525
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-336,115
Closed -$10.1M –
18 19 20
21
22

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CGL
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JCM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.