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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDTI
501
DELISTED
Integrated Device Technology I
IDTI
– –
-80,700
Closed -$1.62M
TFCFA
502
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-151,633
Closed -$4.1M
NFX
503
DELISTED
Newfield Exploration
NFX
– –
-64,945
Closed -$2.87M
KTWO
504
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-95,000
Closed -$1.47M
IVTY
505
DELISTED
Invuity, Inc
IVTY
– –
-40,000
Closed -$381K
GST
506
DELISTED
Gastar Exploration Inc.
GST
– –
-755,040
Closed -$831K
WIN
507
DELISTED
Windstream Holdings Inc
WIN
– –
-139,363
Closed -$6.46M
CAA
508
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-30,095
Closed -$1.1M
RXDX
509
DELISTED
Ignyta, Inc.
RXDX
– –
-36,000
Closed -$195K
POT
510
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-539,700
Closed -$139K
CEMP
511
DELISTED
Cempra, Inc.
CEMP
– –
-60,000
Closed -$989K
WFM
512
DELISTED
Whole Foods Market Inc
WFM
– –
-65,767
Closed -$2.11M
ISLE
513
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-191,727
Closed -$3.51M
CLCD
514
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
– –
-44,994
Closed -$368K
EQY
515
DELISTED
Equity One
EQY
– –
-50,000
Closed -$1.61M
VA
516
DELISTED
Virgin America Inc.
VA
– –
-106,778
Closed -$6M
CVT
517
DELISTED
CVENT, INC.
CVT
– –
-608,450
Closed -$21.7M
EMC
518
DELISTED
EMC CORPORATION
EMC
– –
-8,031,837
Closed -$218M
EMC
519
PUT
DELISTED
EMC CORPORATION
EMC
– –
-437,000
Closed -$35K
AXLL
520
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-1,877,492
Closed -$61.2M
MESG
521
DELISTED
XURA INC COM (DE)
MESG
– –
-175,591
Closed -$4.29M
MKTO
522
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-369,784
Closed -$12.9M
TUMI
523
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-422,721
Closed -$11.3M
EXAM
524
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-230,902
Closed -$8.05M
CPXX
525
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-336,115
Closed -$10.1M
18 19 20
21
22

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.