We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
501
United Parcel Service
UPS
$88.5B
– –
-8,424
Closed -$831K
URI icon
502
United Rentals
URI
$72.8B
– –
-93,036
Closed -$5.59M
V icon
503
Visa
V
$687B
– –
-144,437
Closed -$10.1M
VLO icon
504
Valero Energy
VLO
$84.4B
– –
-143,642
Closed -$8.63M
VNO icon
505
Vornado Realty Trust
VNO
$7.4B
– –
-12,011
Closed -$878K
WDC icon
506
Western Digital
WDC
$148B
– –
-119,504
Closed -$7.18M
WERN icon
507
Werner Enterprises
WERN
$2.22B
– –
-378,346
Closed -$9.5M
WMT icon
508
Walmart Inc
WMT
$889B
– –
-375,000
Closed -$8.11M
WTFC icon
509
Wintrust Financial
WTFC
$10.7B
– –
-49,184
Closed -$2.63M
WY icon
510
Weyerhaeuser
WY
$18.6B
– –
-349,108
Closed -$9.54M
XHB icon
511
State Street SPDR S&P Homebuilders ETF
XHB
$1.55B
– –
-69,965
Closed -$2.4M
XLE icon
512
PUT
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
– –
-1,000,000
Closed -$152K
XME icon
513
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.33B
– –
-500,000
Closed -$35K
TEN
514
Tsakos Energy Navigation Ltd
TEN
$1.15B
– –
-20,200
Closed -$821K
AAMI
515
Acadian Asset Management
AAMI
$3.27B
– –
-108,500
Closed -$1.67M
JOYY
516
JOYY Inc
JOYY
$3.73B
– –
-5,163
Closed -$282K
TPC
517
Tutor Perini Cor
TPC
$4.99B
– –
-38,756
Closed -$638K
MDC
518
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-41,497
Closed -$782K
SIEN
519
DELISTED
Sientra, Inc.
SIEN
– –
-4,000
Closed -$406K
SYNH
520
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-24,400
Closed -$976K
LSI
521
DELISTED
Life Storage, Inc.
LSI
– –
-62,703
Closed -$3.94M
BBBY
522
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-112,000
Closed -$7K
HTGM
523
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
– –
-145
Closed -$199K
CTXS
524
DELISTED
Citrix Systems Inc
CTXS
– –
-382,218
Closed -$21.1M
MNDT
525
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-21,348
Closed -$679K
19 20
21
22 23

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.