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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYL
501
PUT
DELISTED
RYLAND GROUP INC
RYL
– –
-158,800
Closed -$322K
BALT
502
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
– –
-75,000
Closed -$367K
MIG
503
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
– –
-829,415
Closed -$5.39M
FDO
504
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-350,000
Closed -$656K
RKT
505
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-188,244
Closed -$9.53M
UNS
506
DELISTED
UNS ENERGY CORP COM
UNS
– –
-187,500
Closed -$8.74M
SPRD
507
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-175,052
Closed -$5.33M
BLC
508
DELISTED
BELO CORP SER A
BLC
– –
-300,000
Closed -$4.11M
ELN
509
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-2,850,000
Closed -$44.4M
LCC
510
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-1,829,825
Closed -$34.7M
GM.PRB
511
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-20,000
Closed -$1.01M
DOLE
512
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-374,944
Closed -$5.11M
DELL
513
DELISTED
DELL INC
DELL
– –
-505,845
Closed -$6.96M
BZ
514
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-360,111
Closed -$4.54M
ONXX
515
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-484,886
Closed -$60.5M
WCRX
516
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-400,000
Closed -$9.14M
CLP
517
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-699,999
Closed -$15.7M
RXII
518
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-349,400
Closed -$793K
TYC
519
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-403,974
Closed -$14.8M
CAM
520
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-57,906
Closed -$3.38M
HOT
521
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-220,000
Closed -$759K
SIVB
522
DELISTED
SVB Financial Group
SIVB
– –
-164,647
Closed -$14.2M
SBNY
523
DELISTED
Signature Bank
SBNY
– –
-140,717
Closed -$12.9M
WNR
524
DELISTED
Western Refining Inc
WNR
– –
-64,431
Closed -$1.94M
LNKD
525
DELISTED
LinkedIn Corporation
LNKD
– –
-75,925
Closed -$18.7M
18 19 20
21
22

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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.