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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TLT icon
501
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
– –
-130,000
Closed -$982K –
TMO icon
502
Thermo Fisher Scientific
TMO
$243B
– –
-72,000
Closed -$6.09M –
TOL icon
503
PUT
Toll Brothers
TOL
$12.3B
– –
-50,000
Closed -$16K –
TRV icon
504
Travelers Companies
TRV
$76.9B
– –
-27,093
Closed -$2.17M –
TT icon
505
Trane Technologies
TT
$105B
– –
-16,240
Closed -$720K –
TWO
506
DELISTED
Two Harbors Investment
TWO
– –
-10,905
Closed -$894K –
UNG icon
507
CALL
United States Natural Gas Fund
UNG
$497M
– –
-7,500
Closed -$14K –
UNG icon
508
United States Natural Gas Fund
UNG
$497M
– –
-1,412
Closed -$428K –
UNH icon
509
UnitedHealth
UNH
$340B
– –
-36,000
Closed -$2.36M –
VALE icon
510
Vale
VALE
$58B
– –
-441,001
Closed -$5.8M –
VLO icon
511
Valero Energy
VLO
$125B
– –
-37,869
Closed -$1.32M –
VTRS icon
512
Viatris
VTRS
$20.3B
– –
-176,000
Closed -$5.46M –
WCC icon
513
WESCO International
WCC
$17.8B
– –
-10,027
Closed -$681K –
WEC icon
514
PUT
WEC Energy
WEC
$33.8B
– –
-14,000
Closed -$3K –
WNC icon
515
Wabash National
WNC
$538M
– –
-105,515
Closed -$1.07M –
XLB icon
516
PUT
State Street Materials Select Sector SPDR ETF
XLB
$7.86B
– –
-100,000
Closed -$13K –
XLE icon
517
PUT
State Street Energy Select Sector SPDR ETF
XLE
$41.3B
– –
-100,000
Closed -$12K –
XLF icon
518
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-1,270,549
Closed -$21.7M –
XLF icon
519
PUT
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-341,744
Closed -$63K –
XLI icon
520
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
– –
-71,000
Closed -$3.03M –
XLV icon
521
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-43,000
Closed -$2.05M –
XLY icon
522
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22B
– –
-74,000
Closed -$2.09M –
XME icon
523
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-40,000
Closed -$10K –
XOMA icon
524
DELISTED
Xoma
XOMA
– –
-1,620
Closed -$118K –
ZBRA icon
525
Zebra Technologies
ZBRA
$18.3B
– –
-60,701
Closed -$2.64M –
19 20
21
22 23

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.