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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
501
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-130,000
Closed -$982K
TMO icon
502
Thermo Fisher Scientific
TMO
$216B
– –
-72,000
Closed -$6.09M
TOL icon
503
PUT
Toll Brothers
TOL
$14.3B
– –
-50,000
Closed -$16K
TRV icon
504
Travelers Companies
TRV
$80.1B
– –
-27,093
Closed -$2.17M
TT icon
505
Trane Technologies
TT
$106B
– –
-16,240
Closed -$720K
TWO
506
Two Harbors Investment
TWO
$1.27B
– –
-10,905
Closed -$894K
UNG icon
507
CALL
United States Natural Gas Fund
UNG
$454M
– –
-7,500
Closed -$14K
UNG icon
508
United States Natural Gas Fund
UNG
$454M
– –
-1,412
Closed -$428K
UNH icon
509
UnitedHealth
UNH
$371B
– –
-36,000
Closed -$2.36M
VALE icon
510
Vale
VALE
$62.8B
– –
-441,001
Closed -$5.8M
VLO icon
511
Valero Energy
VLO
$86.2B
– –
-37,869
Closed -$1.32M
VTRS icon
512
Viatris
VTRS
$19.4B
– –
-176,000
Closed -$5.46M
WCC
513
WESCO International
WCC
$18.1B
– –
-10,027
Closed -$681K
WEC icon
514
PUT
WEC Energy
WEC
$35.2B
– –
-14,000
Closed -$3K
WNC icon
515
Wabash National
WNC
$514M
– –
-105,515
Closed -$1.07M
XLB icon
516
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-100,000
Closed -$13K
XLE icon
517
PUT
State Street Energy Select Sector SPDR ETF
XLE
$37.9B
– –
-100,000
Closed -$12K
XLF icon
518
State Street Financial Select Sector SPDR ETF
XLF
$58.3B
– –
-1,270,549
Closed -$21.7M
XLF icon
519
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.3B
– –
-341,744
Closed -$63K
XLI icon
520
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-71,000
Closed -$3.03M
XLV icon
521
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-43,000
Closed -$2.05M
XLY icon
522
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.3B
– –
-74,000
Closed -$2.09M
XME icon
523
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.38B
– –
-40,000
Closed -$10K
XOMA
524
DELISTED
Xoma
XOMA
– –
-1,620
Closed -$118K
ZBRA icon
525
Zebra Technologies
ZBRA
$18B
– –
-60,701
Closed -$2.64M
19 20
21
22 23

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.