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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WDC icon
476
PUT
Western Digital
WDC
$145B
$99.3K ﹤0.01%
19,184
– –
2023 Q1
1 quarter
ANNX icon
477
CALL
Annexon
ANNX
$760M
$91.3K ﹤0.01%
+350,000
New +$1.53M
2023 Q2
0 quarters
CONXW icon
478
DELISTED
CONX Corp. Warrant
CONXW
$84.7K ﹤0.01%
460,218
-10,395
-2% -$1.67K
2021 Q1
9 quarters
SVC
479
PUT
Service Properties Trust
SVC
$791M
$76.8K ﹤0.01%
29,260
-7,060
-19% -$310K
2021 Q2
8 quarters
STWD icon
480
PUT
Starwood Property Trust
STWD
$4.68B
$73.7K ﹤0.01%
101,200
– –
2021 Q2
8 quarters
EXPE icon
481
PUT
Expedia Group
EXPE
$32.6B
$72.6K ﹤0.01%
11,000
+500
+5% +$49K
2022 Q2
4 quarters
XLV icon
482
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$44.3B
$72K ﹤0.01%
100,000
+60,000
+150% +$7.91M
2023 Q1
1 quarter
NCLH icon
483
PUT
Norwegian Cruise Line
NCLH
$7.11B
$69.6K ﹤0.01%
55,100
– –
2021 Q2
8 quarters
MRTX
484
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$68.8K ﹤0.01%
+25,000
New +$1.03M
2023 Q2
0 quarters
IWM icon
485
CALL
iShares Russell 2000 ETF
IWM
$78.4B
$65.7K ﹤0.01%
+30,000
New +$5.35M
2023 Q2
0 quarters
AFTR.WS
486
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
$59.6K ﹤0.01%
678,553
-13,890
-2% -$2.72K
2023 Q1
1 quarter
CBAY icon
487
CALL
DELISTED
Cymabay Therapeutics
CBAY
$56.3K ﹤0.01%
+75,000
New +$698K
2023 Q2
0 quarters
HLT icon
488
PUT
Hilton Worldwide
HLT
$73.9B
$54.6K ﹤0.01%
14,000
+500
+4% +$71.2K
2022 Q1
5 quarters
UAL icon
489
PUT
United Airlines
UAL
$34.3B
$51.5K ﹤0.01%
333,900
-16,100
-5% -$760K
2021 Q4
6 quarters
INKT icon
490
MiNK Therapeutics
INKT
$55M
$45.3K ﹤0.01%
+2,159
New +$43.3K
2023 Q2
0 quarters
APLS icon
491
CALL
DELISTED
Apellis Pharmaceuticals
APLS
$45K ﹤0.01%
+25,000
New +$2.16M
2023 Q2
0 quarters
MPT icon
492
PUT
Medical Properties Trust
MPT
$1.89B
$45K ﹤0.01%
200,000
-100,000
-33% -$846K
2022 Q4
2 quarters
CPAAW
493
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$44.1K ﹤0.01%
979,817
-22,327
-2% -$2.94K
2021 Q4
6 quarters
VICI icon
494
PUT
VICI Properties
VICI
$25.4B
$37.7K ﹤0.01%
32,100
– –
2022 Q3
3 quarters
COOP icon
495
PUT
DELISTED
Mr. Cooper
COOP
$37.5K ﹤0.01%
+150,000
New +$6.87M
2023 Q2
0 quarters
HALO icon
496
CALL
Halozyme
HALO
$12.7B
$37.5K ﹤0.01%
+30,000
New +$1.02M
2023 Q2
0 quarters
PTCT icon
497
CALL
PTC Therapeutics
PTCT
$5.32B
$34.4K ﹤0.01%
+27,500
New +$1.35M
2023 Q2
0 quarters
FUBO icon
498
CALL
FuboTV Inc
FUBO
$264M
$34K ﹤0.01%
8,333
– –
2023 Q1
1 quarter
JETS icon
499
PUT
US Global Jets ETF
JETS
$805M
$32.3K ﹤0.01%
150,000
– –
2023 Q1
1 quarter
STX icon
500
PUT
Seagate
STX
$172B
$32.2K ﹤0.01%
+55,000
New +$3.36M
2023 Q2
0 quarters
18 19
20
21 22

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.