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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
476
PUT
Western Digital
WDC
$149B
$99.3K ﹤0.01%
19,184
– –
ANNX icon
477
CALL
Annexon
ANNX
$891M
$91.3K ﹤0.01%
+350,000
New +$1.53M
CONXW
478
DELISTED
CONX Corp. Warrant
CONXW
$84.7K ﹤0.01%
460,218
-10,395
-2% -$1.67K
SVC
479
PUT
Service Properties Trust
SVC
$1.1B
$76.8K ﹤0.01%
29,260
-7,060
-19% -$310K
STWD icon
480
PUT
Starwood Property Trust
STWD
$6.01B
$73.7K ﹤0.01%
101,200
– –
EXPE icon
481
PUT
Expedia Group
EXPE
$37.3B
$72.6K ﹤0.01%
11,000
+500
+5% +$49K
XLV icon
482
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$72K ﹤0.01%
100,000
+60,000
+150% +$7.91M
NCLH icon
483
PUT
Norwegian Cruise Line
NCLH
$8.8B
$69.6K ﹤0.01%
55,100
– –
MRTX
484
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$68.8K ﹤0.01%
+25,000
New +$1.03M
IWM icon
485
CALL
iShares Russell 2000 ETF
IWM
$82.9B
$65.7K ﹤0.01%
+30,000
New +$5.35M
AFTR.WS
486
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
$59.6K ﹤0.01%
678,553
-13,890
-2% -$2.72K
CBAY
487
CALL
DELISTED
Cymabay Therapeutics
CBAY
$56.3K ﹤0.01%
+75,000
New +$698K
HLT icon
488
PUT
Hilton Worldwide
HLT
$72.1B
$54.6K ﹤0.01%
14,000
+500
+4% +$71.2K
UAL icon
489
PUT
United Airlines
UAL
$41.7B
$51.5K ﹤0.01%
333,900
-16,100
-5% -$760K
INKT icon
490
MiNK Therapeutics
INKT
$54.3M
$45.3K ﹤0.01%
+2,159
New +$43.3K
APLS
491
CALL
DELISTED
Apellis Pharmaceuticals
APLS
$45K ﹤0.01%
+25,000
New +$2.16M
MPT
492
PUT
Medical Properties Trust
MPT
$2.78B
$45K ﹤0.01%
200,000
-100,000
-33% -$846K
CPAAW
493
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$44.1K ﹤0.01%
979,817
-22,327
-2% -$2.94K
VICI icon
494
PUT
VICI Properties
VICI
$29.3B
$37.7K ﹤0.01%
32,100
– –
COOP
495
PUT
DELISTED
Mr. Cooper
COOP
$37.5K ﹤0.01%
+150,000
New +$6.87M
HALO icon
496
CALL
Halozyme
HALO
$11.8B
$37.5K ﹤0.01%
+30,000
New +$1.02M
PTCT icon
497
CALL
PTC Therapeutics
PTCT
$6.01B
$34.4K ﹤0.01%
+27,500
New +$1.35M
FUBO icon
498
CALL
FuboTV Inc
FUBO
$274M
$34K ﹤0.01%
8,333
– –
JETS icon
499
PUT
US Global Jets ETF
JETS
$797M
$32.3K ﹤0.01%
150,000
– –
STX icon
500
PUT
Seagate
STX
$182B
$32.2K ﹤0.01%
+55,000
New +$3.36M
18 19
20
21 22

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.