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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRZN
476
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$2.52M 0.02%
257,885
+6,906
+3% +$67.2K
TSPQ
477
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$2.52M 0.02%
258,460
-126,742
-33% -$1.23M
BHAC
478
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
$2.52M 0.02%
+257,885
New +$2.51M
FRON
479
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$2.52M 0.02%
257,048
+6,884
+3% +$67.2K
FLDDU
480
DELISTED
FTAC Emerald Acquisition Corp. Unit
FLDDU
$2.52M 0.02%
+252,838
New +$2.52M
CHAA
481
DELISTED
Catcha Investment Corp
CHAA
$2.52M 0.02%
257,885
-174,017
-40% -$1.7M
FATP
482
DELISTED
Fat Projects Acquisition Corp Class A Ordinary Share
FATP
$2.52M 0.02%
+257,885
New +$2.51M
MRT icon
483
Marti Technologies
MRT
$147M
$2.52M 0.02%
257,885
+6,906
+3% +$68.4K
ENER
484
DELISTED
Accretion Acquisition Corp
ENER
$2.52M 0.02%
+257,885
New +$2.51M
HCAR
485
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$2.52M 0.02%
257,885
+6,906
+3% +$67.5K
LUXA
486
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$2.52M 0.02%
256,881
+6,890
+3% +$67.9K
FACA
487
DELISTED
Figure Acquisition Corp. I
FACA
$2.52M 0.02%
256,690
+6,886
+3% +$67.8K
SHQA
488
DELISTED
Shelter Acquisition Corporation I Class A Common Stock
SHQA
$2.51M 0.02%
257,885
+6,906
+3% +$67.4K
JOFF
489
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$2.51M 0.02%
257,896
-241,295
-48% -$2.35M
OHPA
490
DELISTED
Orion Acquisition Corp. Class A common stock
OHPA
$2.51M 0.02%
257,048
+6,884
+3% +$67.1K
DLCA
491
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$2.51M 0.02%
256,881
+6,890
+3% +$67.2K
AOGOU
492
DELISTED
Arogo Capital Acquisition Corp. Unit
AOGOU
$2.51M 0.02%
+250,000
New +$2.5M
MVLA
493
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$2.51M 0.02%
258,916
-140,693
-35% -$1.39M
VHNAU
494
DELISTED
Vahanna Tech Edge Acquisition I Corp. Units
VHNAU
$2.51M 0.02%
+252,838
New +$2.54M
HLAH
495
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$2.51M 0.02%
256,881
+6,890
+3% +$67.3K
GSAQ
496
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$2.51M 0.02%
255,865
+6,862
+3% +$67.5K
TWOA
497
DELISTED
two
TWOA
$2.51M 0.02%
257,885
+6,906
+3% +$67.5K
APMI
498
DELISTED
AxonPrime Infrastructure Acquisition Corporation Class A Common Stock
APMI
$2.51M 0.02%
+257,885
New +$2.51M
OPA
499
DELISTED
Magnum Opus Acquisition Limited
OPA
$2.51M 0.02%
252,818
-249,140
-50% -$2.47M
ASAQ
500
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$2.51M 0.02%
255,864
+6,862
+3% +$67.4K
18 19
20
21 22

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SAG
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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.