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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SHQA
476
DELISTED
Shelter Acquisition Corporation I Class A Common Stock
SHQA
$2.44M 0.02%
+250,979
New +$2.44M
2021 Q3
0 quarters
RXRA
477
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
$2.44M 0.02%
250,979
– –
2021 Q2
1 quarter
FSSI
478
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$2.44M 0.02%
249,793
– –
2021 Q1
2 quarters
ASAQ
479
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$2.44M 0.02%
249,002
– –
2020 Q4
3 quarters
GSAQ
480
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$2.44M 0.02%
249,003
– –
2021 Q1
2 quarters
PFTA icon
481
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$2.44M 0.02%
+250,979
New +$2.42M
2021 Q3
0 quarters
SPGS
482
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$2.44M 0.02%
250,000
– –
2021 Q2
1 quarter
MITA icon
483
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$2.44M 0.02%
+250,979
New +$2.44M
2021 Q3
0 quarters
SCOB
484
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$2.44M 0.02%
249,991
– –
2021 Q2
1 quarter
EQHA
485
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.44M 0.02%
249,398
– –
2021 Q1
2 quarters
EPWR
486
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$2.44M 0.02%
249,200
– –
2021 Q1
2 quarters
TSIB icon
487
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$2.44M 0.02%
248,680
– –
2021 Q2
1 quarter
DLCA
488
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$2.44M 0.02%
249,991
– –
2021 Q1
2 quarters
FICV
489
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$2.43M 0.02%
+250,979
New +$2.44M
2021 Q3
0 quarters
JCIC
490
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$2.43M 0.02%
249,595
– –
2021 Q1
2 quarters
EPHY
491
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$2.43M 0.02%
249,003
– –
2021 Q1
2 quarters
LCAA
492
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$2.43M 0.02%
249,837
– –
2021 Q2
1 quarter
FRON
493
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$2.43M 0.02%
250,164
– –
2021 Q2
1 quarter
KRNL icon
494
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$2.43M 0.02%
249,398
– –
2021 Q2
1 quarter
DNZ
495
DELISTED
D and Z Media Acquisition Corp.
DNZ
$2.43M 0.02%
249,398
– –
2021 Q2
1 quarter
OHPA
496
DELISTED
Orion Acquisition Corp. Class A common stock
OHPA
$2.43M 0.02%
250,164
– –
2021 Q2
1 quarter
HLAH
497
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$2.42M 0.02%
249,991
– –
2021 Q1
2 quarters
FTEV
498
DELISTED
FinTech Evolution Acquisition Group
FTEV
$2.42M 0.02%
250,164
– –
2021 Q2
1 quarter
POND
499
DELISTED
Angel Pond Holdings Corporation
POND
$2.42M 0.02%
+250,979
New +$2.42M
2021 Q3
0 quarters
TRCA
500
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$2.42M 0.02%
249,674
– –
2021 Q2
1 quarter
18 19
20
21 22

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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.