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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHQA
476
DELISTED
Shelter Acquisition Corporation I Class A Common Stock
SHQA
$2.44M 0.02%
+250,979
New +$2.44M
RXRA
477
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
$2.44M 0.02%
250,979
– –
FSSI
478
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$2.44M 0.02%
249,793
– –
ASAQ
479
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$2.44M 0.02%
249,002
– –
GSAQ
480
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$2.44M 0.02%
249,003
– –
PFTA
481
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$2.44M 0.02%
+250,979
New +$2.42M
SPGS
482
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$2.44M 0.02%
250,000
– –
MITA
483
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$2.44M 0.02%
+250,979
New +$2.44M
SCOB
484
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$2.44M 0.02%
249,991
– –
EQHA
485
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.44M 0.02%
249,398
– –
EPWR
486
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$2.44M 0.02%
249,200
– –
TSIB
487
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$2.44M 0.02%
248,680
– –
DLCA
488
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$2.44M 0.02%
249,991
– –
FICV
489
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$2.43M 0.02%
+250,979
New +$2.44M
JCIC
490
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$2.43M 0.02%
249,595
– –
EPHY
491
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$2.43M 0.02%
249,003
– –
LCAA
492
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$2.43M 0.02%
249,837
– –
FRON
493
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$2.43M 0.02%
250,164
– –
KRNL
494
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$2.43M 0.02%
249,398
– –
DNZ
495
DELISTED
D and Z Media Acquisition Corp.
DNZ
$2.43M 0.02%
249,398
– –
OHPA
496
DELISTED
Orion Acquisition Corp. Class A common stock
OHPA
$2.43M 0.02%
250,164
– –
HLAH
497
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$2.42M 0.02%
249,991
– –
FTEV
498
DELISTED
FinTech Evolution Acquisition Group
FTEV
$2.42M 0.02%
250,164
– –
POND
499
DELISTED
Angel Pond Holdings Corporation
POND
$2.42M 0.02%
+250,979
New +$2.42M
TRCA
500
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$2.42M 0.02%
249,674
– –
18 19
20
21 22

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.