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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$1.21B
Cap. Flow %
17.57%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 16.91%
2 Industrials 10.77%
3 Consumer Discretionary 10.44%
4 Technology 9.3%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PF
476
DELISTED
Pinnacle Foods, Inc.
PF
– –
-500,000
Closed -$29.7M
PF
477
PUT
DELISTED
Pinnacle Foods, Inc.
PF
– –
-210,900
Closed -$580K
TNTR
478
DELISTED
Tintri, Inc. Common Stock
TNTR
– –
-200,000
Closed -$1.45M
GNRT
479
DELISTED
Gener8 Maritime, Inc.
GNRT
– –
-865,821
Closed -$4.93M
FOGO
480
DELISTED
Fogo de Chao, Inc. Common Stock
FOGO
– –
-87,334
Closed -$1.21M
WBMD
481
CALL
DELISTED
WebMD Health Corp.
WBMD
– –
-45,500
Closed -$61K
AMRI
482
DELISTED
Albany Molecular Research Inc
AMRI
– –
-10,000
Closed -$217K
WFM
483
DELISTED
Whole Foods Market Inc
WFM
– –
-350,000
Closed -$14.7M
SNOW
484
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
– –
-10,319
Closed -$245K
RAI
485
DELISTED
Reynolds American Inc
RAI
– –
-5,793,303
Closed -$377M
PNRA
486
DELISTED
Panera Bread Co
PNRA
– –
-80,729
Closed -$25.4M
KATE
487
DELISTED
Kate Spade & Company
KATE
– –
-10,059
Closed -$186K
CPAAU
488
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
– –
-1,000,000
Closed -$12.8M
BHI
489
DELISTED
Baker Hughes
BHI
– –
-53,000
Closed -$2.89M
CRC
490
DELISTED
California Resources Corporation
CRC
– –
-57,100
Closed -$488K
CAVM
491
DELISTED
Cavium, Inc.
CAVM
– –
-30,000
Closed -$1.86M
AAWW
492
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-32,580
Closed -$1.7M
WLL
493
DELISTED
Whiting Petroleum Corporation
WLL
– –
-3,141
Closed -$5.19M
GRA
494
DELISTED
W.R. Grace & Co.
GRA
– –
-173,974
Closed -$12.5M
BAS
495
DELISTED
Basis Energy Services, Inc.
BAS
– –
-79,838
Closed -$1.99M
OREX
496
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
33,333
– –
SPLS
497
DELISTED
Staples Inc
SPLS
– –
-400,000
Closed -$4.03M
DO
498
DELISTED
Diamond Offshore Drilling
DO
– –
-221,559
Closed -$2.4M
DOC
499
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-1,045,532
Closed -$21.1M
WOOF
500
DELISTED
VCA Inc.
WOOF
– –
-2,151,662
Closed -$199M
17 18 19
20
21

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $1.21B of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.