We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.11B
AUM Growth
+$185M
Cap. Flow
+$561M
Cap. Flow %
9.17%
Top 10 Hldgs %
34.62%
Holding
554
New
150
Increased
91
Reduced
113
Closed
170

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$263M
2
TWX
Time Warner Inc
TWX
+$82.9M
3
APD icon
Air Products & Chemicals
APD
+$61.4M
4
AKRX
Akorn Inc
AKRX
+$61.3M
5
DAL icon
Delta Air Lines
DAL
+$45.2M

Top Sells

Rank Stock Value
1
MJN
Mead Johnson Nutrition Company
MJN
+$202M
2
WWAV
The WhiteWave Foods Company
WWAV
+$121M
3
PVTB
PrivateBancorp Inc
PVTB
+$79.2M
4
BEAV
B/E Aerospace Inc
BEAV
+$63.7M
5
VAL
Valspar
VAL
+$60.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 21.63%
2 Communication Services 14.26%
3 Industrials 12.74%
4 Consumer Discretionary 10.07%
5 Technology 8.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
476
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-70,798
Closed -$3.67M
ATH
477
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-97,539
Closed -$4.88M
KSU
478
DELISTED
Kansas City Southern
KSU
– –
-53,297
Closed -$4.57M
CSOD
479
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-35,000
Closed -$1.36M
NAV
480
DELISTED
Navistar International
NAV
– –
-120,000
Closed -$2.95M
RLH
481
DELISTED
Red Lions Hotel Corporation
RLH
– –
-117,078
Closed -$825K
FIT
482
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-250,000
Closed -$1.48M
TIF
483
PUT
DELISTED
Tiffany & Co.
TIF
– –
-52,400
Closed -$90K
DNKN
484
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-115,407
Closed -$6.31M
TLRD
485
DELISTED
Tailored Brands, Inc.
TLRD
– –
-200,000
Closed -$2.99M
HCR
486
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-35,000
Closed -$607K
HCR
487
PUT
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-720,800
Closed -$110K
ARCH
488
DELISTED
Arch Resources, Inc.
ARCH
– –
-19,594
Closed -$1.35M
S
489
DELISTED
Sprint Corporation
S
– –
-1,050,427
Closed -$9.12M
HABT
490
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
– –
-180,370
Closed -$3.19M
FOMX
491
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
– –
-30,000
Closed -$148K
AVEO
492
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-49,360
Closed -$291K
MDR
493
CALL
DELISTED
McDermott International
MDR
– –
-223,333
Closed -$192K
MDR
494
PUT
DELISTED
McDermott International
MDR
– –
-100,000
Closed -$180K
APC
495
DELISTED
Anadarko Petroleum
APC
– –
-142,095
Closed -$7.54M
WFT
496
DELISTED
Weatherford International plc
WFT
– –
-542,994
Closed -$3.61M
ULTI
497
DELISTED
Ultimate Software Group Inc
ULTI
– –
-7,500
Closed -$1.46M
SN
498
DELISTED
Sanchez Energy Corporation
SN
– –
-117,100
Closed -$1.12M
BOJA
499
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-121,023
Closed -$2.48M
APTI
500
DELISTED
Apptio, Inc. Class A Common Stock
APTI
– –
-25,000
Closed -$293K
18 19
20
21 22

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2017 Portfolio in Review

As of Q2 2017, UBS O'Connor held 554 positions worth $6.11B, up 3.1% from $5.93B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

UBS O'Connor deployed $561M of net new capital in Q2 2017, opening 150 new positions and adding to 91 existing holdings. Its largest new stake was CR Bard Inc.: 886,472 shares worth $280M.

By sector, the portfolio is most concentrated in Consumer Staples at 22% of assets, down from 26% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was GE Aerospace, an estimated $28.3M trimmed.

  • UBS O'Connor's largest Q2 2017 buy was CR Bard Inc.: 886,472 shares worth $280M.
  • UBS O'Connor added most to Time Warner Inc in Q2 2017, an estimated $82.9M increase.
  • UBS O'Connor's biggest Q2 2017 reduction was GE Aerospace, cutting an estimated $28.3M.
  • UBS O'Connor fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $202M.
  • UBS O'Connor's ten largest holdings make up 35% of its $6.11B portfolio in Q2 2017.
  • UBS O'Connor opened 150 new positions and closed 170 in Q2 2017.
  • UBS O'Connor's portfolio value rose 3.1% quarter-over-quarter to $6.11B.

Based on UBS O'Connor's 13F filing for Q2 2017, filed 14 Aug 2017.