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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TKR icon
476
Timken Company
TKR
$8.05B
– –
-303,532
Closed -$12M –
TRN icon
477
Trinity Industries
TRN
$2.03B
– –
-397,551
Closed -$7.8M –
TTMI icon
478
TTM Technologies
TTMI
$12.7B
– –
-395,400
Closed -$3.39M –
UNP icon
479
Union Pacific
UNP
$165B
– –
-89,536
Closed -$7.95M –
URI icon
480
United Rentals
URI
$65.8B
– –
-116,899
Closed -$9.11M –
VTR icon
481
Ventas
VTR
$42.1B
– –
-306,497
Closed -$20M –
WBA icon
482
DELISTED
Walgreens Boots Alliance
WBA
– –
-513,538
Closed -$29.5M –
XLE icon
483
State Street Energy Select Sector SPDR ETF
XLE
$41.3B
– –
-14,000
Closed -$620K –
XOMA icon
484
DELISTED
Xoma
XOMA
– –
-11,750
Closed -$1.58M –
XOM icon
485
PUT
ExxonMobil
XOM
$695B
– –
-45,000
Closed -$19K –
CPAY icon
486
Corpay
CPAY
$26.1B
– –
-12,825
Closed -$1.5M –
ONIT icon
487
CALL
Onity Group
ONIT
$222M
– –
-3,333
Closed -$86K –
GAP icon
488
The Gap Inc
GAP
$8.16B
– –
-1,053,390
Closed -$41.2M –
QVCGA
489
DELISTED
QVC Group Inc Series A
QVCGA
– –
-2,279
Closed -$2.75M –
LOV
490
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-115,000
Closed -$708K –
OIG
491
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-500
Closed -$126K –
AUY
492
DELISTED
Yamana Gold, Inc.
AUY
– –
-14,535
Closed -$125K –
ATCO
493
PUT
DELISTED
Atlas Corp.
ATCO
– –
-50,000
Closed -$9K –
CLVS
494
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-20,000
Closed -$1.21M –
TWTR
495
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-30,000
Closed -$100K –
ACC
496
DELISTED
American Campus Communities, Inc.
ACC
– –
-472,243
Closed -$15.2M –
SFUN
497
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-5,000
Closed -$100K –
KRA
498
DELISTED
Kraton Corporation
KRA
– –
-37,499
Closed -$864K –
CSOD
499
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-68,832
Closed -$3.67M –
CATM
500
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-40,389
Closed -$1.75M –
18 19
20
21 22

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.