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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKR icon
476
Timken Company
TKR
$9.01B
– –
-303,532
Closed -$12M
TRN icon
477
Trinity Industries
TRN
$2.38B
– –
-397,551
Closed -$7.8M
TTMI icon
478
TTM Technologies
TTMI
$14.8B
– –
-395,400
Closed -$3.39M
UNP icon
479
Union Pacific
UNP
$175B
– –
-89,536
Closed -$7.95M
URI icon
480
United Rentals
URI
$72.8B
– –
-116,899
Closed -$9.11M
VTR icon
481
Ventas
VTR
$47.6B
– –
-306,497
Closed -$20M
WBA
482
DELISTED
Walgreens Boots Alliance
WBA
– –
-513,538
Closed -$29.5M
XLE icon
483
State Street Energy Select Sector SPDR ETF
XLE
$37.9B
– –
-14,000
Closed -$620K
XOMA
484
DELISTED
Xoma
XOMA
– –
-11,750
Closed -$1.58M
XOM icon
485
PUT
ExxonMobil
XOM
$633B
– –
-45,000
Closed -$19K
CPAY icon
486
Corpay
CPAY
$26B
– –
-12,825
Closed -$1.5M
ONIT
487
CALL
Onity Group
ONIT
$326M
– –
-3,333
Closed -$86K
GAP
488
The Gap Inc
GAP
$7.42B
– –
-1,053,390
Closed -$41.2M
QVCGA
489
DELISTED
QVC Group Inc Series A
QVCGA
– –
-2,279
Closed -$2.75M
LOV
490
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-115,000
Closed -$708K
OIG
491
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-500
Closed -$126K
AUY
492
DELISTED
Yamana Gold, Inc.
AUY
– –
-14,535
Closed -$125K
ATCO
493
PUT
DELISTED
Atlas Corp.
ATCO
– –
-50,000
Closed -$9K
CLVS
494
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-20,000
Closed -$1.21M
TWTR
495
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-30,000
Closed -$100K
ACC
496
DELISTED
American Campus Communities, Inc.
ACC
– –
-472,243
Closed -$15.2M
SFUN
497
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-5,000
Closed -$100K
KRA
498
DELISTED
Kraton Corporation
KRA
– –
-37,499
Closed -$864K
CSOD
499
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-68,832
Closed -$3.67M
CATM
500
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-40,389
Closed -$1.75M
18 19
20
21 22

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.