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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FBC
26
DELISTED
Flagstar Bancorp, Inc. New
FBC
$34.2M 0.27%
673,031
+323,031
+92% +$15.3M
2021 Q2
1 quarter
GM icon
27
General Motors
GM
$72.6B
$33.5M 0.26%
634,837
+331,599
+109% +$17.6M
2020 Q2
5 quarters
CPAAU
28
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
$32.9M 0.26%
+3,262,726
New +$32.7M
2021 Q3
0 quarters
CRM icon
29
Salesforce
CRM
$189B
$32.5M 0.26%
120,000
+55,000
+85% +$14M
2021 Q2
1 quarter
TEL icon
30
TE Connectivity
TEL
$63.2B
$32.2M 0.25%
234,974
+14,104
+6% +$2.04M
2020 Q4
3 quarters
META icon
31
Meta Platforms (Facebook)
META
$1.83T
$30.5M 0.24%
90,000
– –
2016 Q3
20 quarters
CMI icon
32
Cummins
CMI
$72.1B
$29.3M 0.23%
+130,483
New +$30.6M
2021 Q3
0 quarters
VST icon
33
Vistra
VST
$54.2B
$29M 0.23%
1,696,099
+1,496,099
+748% +$27.6M
2021 Q1
2 quarters
RYAAY icon
34
Ryanair
RYAAY
$28.1B
$28M 0.22%
635,770
+16,132
+3% +$698K
2020 Q1
6 quarters
EQT icon
35
EQT Corp
EQT
$33B
$27.1M 0.21%
+1,324,487
New +$25.6M
2021 Q3
0 quarters
TTWO icon
36
Take-Two Interactive
TTWO
$39.9B
$27M 0.21%
175,000
+100,000
+133% +$16.2M
2021 Q2
1 quarter
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$4.3T
$26.7M 0.21%
200,000
-20,000
-9% -$2.72M
2020 Q3
4 quarters
V icon
38
Visa
V
$724B
$26.7M 0.21%
120,000
+20,000
+20% +$4.69M
2020 Q4
3 quarters
LICY icon
39
DELISTED
Li-Cycle Holdings Corp.
LICY
$25.3M 0.2%
+270,544
New +$19.9M
2021 Q3
0 quarters
AMYT
40
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$24.1M 0.19%
1,990,000
– –
2020 Q4
3 quarters
JPM icon
41
JPMorgan Chase
JPM
$885B
$22.1M 0.17%
135,000
-5,000
-4% -$784K
2020 Q4
3 quarters
UBER icon
42
Uber
UBER
$146B
$22M 0.17%
490,000
+170,000
+53% +$7.43M
2020 Q2
5 quarters
J icon
43
Jacobs Solutions
J
$16.3B
$21.5M 0.17%
195,788
-21,954
-10% -$2.43M
2020 Q2
5 quarters
SUI icon
44
Sun Communities
SUI
$13.9B
$21.3M 0.17%
115,269
+36,030
+45% +$6.95M
2018 Q2
13 quarters
PSB
45
DELISTED
PS Business Parks, Inc.
PSB
$21M 0.17%
134,240
+71,940
+115% +$11.1M
2021 Q2
1 quarter
CSX icon
46
CSX Corp
CSX
$87.5B
$20.7M 0.16%
695,533
-13,802
-2% -$442K
2021 Q1
2 quarters
SBAC icon
47
SBA Communications
SBAC
$19.4B
$20.6M 0.16%
62,295
+11,820
+23% +$4.09M
2019 Q4
7 quarters
AFTR.U
48
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
$20M 0.16%
+2,007,831
New +$19.9M
2021 Q3
0 quarters
RDNW icon
49
RideNow Group
RDNW
$193M
$19.8M 0.16%
+507,572
New +$18.5M
2021 Q3
0 quarters
HPLTU
50
DELISTED
Home Plate Acquisition Corporation Unit
HPLTU
$19.5M 0.15%
+1,980,000
New +$19.5M
2021 Q3
0 quarters
1
2
3 4 5

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.