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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBC
26
DELISTED
Flagstar Bancorp, Inc. New
FBC
$34.2M 0.27%
673,031
+323,031
+92% +$15.3M
GM icon
27
General Motors
GM
$76.3B
$33.5M 0.26%
634,837
+331,599
+109% +$17.6M
CPAAU
28
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
$32.9M 0.26%
+3,262,726
New +$32.7M
CRM icon
29
Salesforce
CRM
$153B
$32.5M 0.26%
120,000
+55,000
+85% +$14M
TEL icon
30
TE Connectivity
TEL
$62.3B
$32.2M 0.25%
234,974
+14,104
+6% +$2.04M
META icon
31
Meta Platforms (Facebook)
META
$1.5T
$30.5M 0.24%
90,000
– –
CMI icon
32
Cummins
CMI
$88.7B
$29.3M 0.23%
+130,483
New +$30.6M
VST icon
33
Vistra
VST
$47.7B
$29M 0.23%
1,696,099
+1,496,099
+748% +$27.6M
RYAAY icon
34
Ryanair
RYAAY
$31.4B
$28M 0.22%
635,770
+16,132
+3% +$698K
EQT icon
35
EQT Corp
EQT
$32.3B
$27.1M 0.21%
+1,324,487
New +$25.6M
TTWO icon
36
Take-Two Interactive
TTWO
$43.5B
$27M 0.21%
175,000
+100,000
+133% +$16.2M
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$4.38T
$26.7M 0.21%
200,000
-20,000
-9% -$2.72M
V icon
38
Visa
V
$692B
$26.7M 0.21%
120,000
+20,000
+20% +$4.69M
LICY
39
DELISTED
Li-Cycle Holdings Corp.
LICY
$25.3M 0.2%
+270,544
New +$19.9M
AMYT
40
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$24.1M 0.19%
1,990,000
– –
JPM icon
41
JPMorgan Chase
JPM
$947B
$22.1M 0.17%
135,000
-5,000
-4% -$784K
UBER icon
42
Uber
UBER
$143B
$22M 0.17%
490,000
+170,000
+53% +$7.43M
J icon
43
Jacobs Solutions
J
$16.9B
$21.5M 0.17%
195,788
-21,954
-10% -$2.43M
SUI icon
44
Sun Communities
SUI
$14.7B
$21.3M 0.17%
115,269
+36,030
+45% +$6.95M
PSB
45
DELISTED
PS Business Parks, Inc.
PSB
$21M 0.17%
134,240
+71,940
+115% +$11.1M
CSX icon
46
CSX Corp
CSX
$93.9B
$20.7M 0.16%
695,533
-13,802
-2% -$442K
SBAC icon
47
SBA Communications
SBAC
$19.4B
$20.6M 0.16%
62,295
+11,820
+23% +$4.09M
AFTR.U
48
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
$20M 0.16%
+2,007,831
New +$19.9M
RDNW
49
RideNow Group
RDNW
$264M
$19.8M 0.16%
+507,572
New +$18.5M
HPLTU
50
DELISTED
Home Plate Acquisition Corporation Unit
HPLTU
$19.5M 0.15%
+1,980,000
New +$19.5M
1
2
3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.