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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVPT icon
26
AvePoint
AVPT
$2.71B
$24.3M 0.54%
2,375,000
-125,000
-5% -$1.24M
UWMC icon
27
UWM Holdings
UWMC
$407M
$24.1M 0.53%
2,375,000
-125,000
-5% -$1.25M
CHPM
28
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$23.2M 0.51%
2,327,500
-122,500
-5% -$1.2M
LGVW.U
29
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$23M 0.51%
+2,280,000
New +$22.9M
ASTS icon
30
AST SpaceMobile
ASTS
$20.1B
$23M 0.51%
2,277,000
– –
MA icon
31
Mastercard
MA
$505B
$22.2M 0.49%
75,000
+10,000
+15% +$2.82M
CTXS
32
DELISTED
Citrix Systems Inc
CTXS
$21.4M 0.47%
145,000
+85,000
+142% +$12.2M
CRC
33
PUT
DELISTED
California Resources Corporation
CRC
$21.4M 0.47%
3,112,400
-455,500
-13% -$770K
BDX icon
34
Becton Dickinson
BDX
$48.8B
$21.2M 0.47%
90,975
+24,350
+37% +$5.87M
LOTZ
35
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$21.2M 0.47%
2,065,300
-108,700
-5% -$1.09M
RIDE
36
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$21M 0.46%
136,167
-7,166
-5% -$1.08M
JWS.U
37
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
$20.8M 0.46%
+1,995,000
New +$20.8M
DM
38
DELISTED
Desktop Metal, Inc.
DM
$20.4M 0.45%
195,484
-10,289
-5% -$1.03M
GSKY
39
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$20.1M 0.44%
4,100,000
-160,646
-4% -$689K
DIS icon
40
Walt Disney
DIS
$182B
$20.1M 0.44%
180,000
+100,000
+125% +$11M
BTRS
41
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$19.8M 0.44%
1,945,408
-102,390
-5% -$1.01M
MAPS
42
DELISTED
WM TECHNOLOGY INC A
MAPS
$19.8M 0.44%
1,951,860
-102,730
-5% -$1.02M
CI icon
43
Cigna
CI
$72.7B
$19.7M 0.44%
105,000
+30,000
+40% +$5.69M
THBR
44
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$19M 0.42%
1,883,915
-99,153
-5% -$988K
PAYA
45
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$19M 0.42%
1,700,500
-89,500
-5% -$925K
CHPT icon
46
ChargePoint
CHPT
$152M
$18.5M 0.41%
92,100
-4,848
-5% -$954K
CBB
47
DELISTED
Cincinnati Bell Inc.
CBB
$18.4M 0.41%
1,241,978
+1,099,508
+772% +$16.2M
FUSE.U
48
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$18.3M 0.4%
+1,803,195
New +$18.3M
KPLT icon
49
Katapult Holdings
KPLT
$32.1M
$17M 0.38%
68,400
-3,600
-5% -$882K
ELS icon
50
Equity Lifestyle Properties
ELS
$12.5B
$17M 0.37%
271,700
+237,900
+704% +$14.6M
1
2
3 4 5

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.