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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WBC
26
DELISTED
WABCO HOLDINGS INC.
WBC
$19M 0.54%
+140,350
New +$18.9M
2019 Q4
0 quarters
KPLT icon
27
Katapult Holdings
KPLT
$399M
$18.7M 0.53%
+72,000
New +$18.7M
2019 Q4
0 quarters
DBX icon
28
Dropbox
DBX
$7.47B
$18.3M 0.52%
1,024,432
+190,000
+23% +$3.58M
2018 Q3
5 quarters
CIICU
29
DELISTED
CIIG Merger Corp. Units
CIICU
$18.3M 0.52%
+1,800,000
New +$18.3M
2019 Q4
0 quarters
FREE icon
30
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$17.5M 0.5%
1,733,443
+575,000
+50% +$5.72M
2019 Q3
1 quarter
DIS icon
31
Walt Disney
DIS
$187B
$17.4M 0.49%
120,000
-60,000
-33% -$8.37M
2016 Q3
13 quarters
BKSY icon
32
BlackSky Technology
BKSY
$856M
$17.2M 0.49%
+218,750
New +$17.1M
2019 Q4
0 quarters
PAYA
33
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$17.1M 0.48%
1,690,000
– –
2019 Q3
1 quarter
HCCOU
34
DELISTED
Healthcare Merger Corp. Units
HCCOU
$16.6M 0.47%
+1,600,000
New +$16.8M
2019 Q4
0 quarters
MVST icon
35
Microvast
MVST
$222M
$15.7M 0.45%
1,580,000
– –
2019 Q3
1 quarter
TRIT
36
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$15.4M 0.44%
1,546,595
-100,000
-6% -$985K
2019 Q3
1 quarter
DFNS.U
37
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$14.8M 0.42%
+1,450,000
New +$14.6M
2019 Q4
0 quarters
VVNT
38
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$14.4M 0.41%
1,395,671
-1,015,829
-42% -$10.4M
2019 Q3
1 quarter
PTACU
39
DELISTED
PropTech Acquisition Corporation Unit
PTACU
$14.3M 0.41%
+1,400,000
New +$14.2M
2019 Q4
0 quarters
CRC icon
40
PUT
DELISTED
California Resources Corporation
CRC
$13.9M 0.39%
3,875,500
+497,800
+15% +$4.03M
2018 Q3
5 quarters
DMS
41
DELISTED
Digital Media Solutions, Inc.
DMS
$13.3M 0.38%
85,355
– –
2019 Q3
1 quarter
LYFT icon
42
Lyft
LYFT
$6.14B
$13.1M 0.37%
305,328
+292,828
+2,343% +$12.8M
2019 Q3
1 quarter
BMY.RT icon
43
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$12.8M 0.36%
+4,153,884
New +$10.8M
2019 Q4
0 quarters
UTZ icon
44
Utz Brands
UTZ
$1.27B
$12.5M 0.35%
+1,215,700
New +$12.5M
2019 Q4
0 quarters
DM icon
45
DELISTED
Desktop Metal, Inc.
DM
$12.4M 0.35%
124,430
+76,000
+157% +$7.53M
2019 Q3
1 quarter
GLPI icon
46
Gaming and Leisure Properties
GLPI
$11.1B
$12.1M 0.34%
280,900
-33,800
-11% -$1.39M
2016 Q2
14 quarters
GTYH
47
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$12.1M 0.34%
2,050,000
+176,574
+9% +$954K
2019 Q2
2 quarters
ALUS.U
48
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$11.9M 0.34%
+1,179,200
New +$11.8M
2019 Q4
0 quarters
UPH
49
DELISTED
UpHealth, Inc.
UPH
$11.6M 0.33%
115,840
+30,000
+35% +$2.96M
2019 Q3
1 quarter
MAPS icon
50
DELISTED
WM TECHNOLOGY INC A
MAPS
$11.5M 0.33%
+1,157,890
New +$11.4M
2019 Q4
0 quarters
1
2
3 4 5

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.