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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KHC icon
26
The Kraft Heinz Company
KHC
$26.4B
$43.5M 0.77%
560,000
-484,931
-46% -$38.1M
2016 Q2
6 quarters
CTSH icon
27
Cognizant
CTSH
$26.7B
$42.6M 0.75%
600,000
+180,000
+43% +$13.2M
2017 Q1
3 quarters
QVCGA
28
DELISTED
QVC Group Inc Series A
QVCGA
$42.2M 0.75%
35,605
-445
-1% -$516K
2016 Q3
5 quarters
CAA
29
DELISTED
CalAtlantic Group, Inc.
CAA
$41.7M 0.74%
+739,047
New +$36.1M
2017 Q4
0 quarters
CMPR icon
30
Cimpress
CMPR
$1.81B
$37.9M 0.67%
316,272
-75,163
-19% -$8.62M
2014 Q2
14 quarters
GNCMA
31
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$32.2M 0.57%
825,528
+58,331
+8% +$2.38M
2017 Q2
2 quarters
KMX icon
32
CarMax
KMX
$7.47B
$32.1M 0.57%
500,000
-233,637
-32% -$16.7M
2017 Q2
2 quarters
GPOR icon
33
DELISTED
Gulfport Energy Corp.
GPOR
$30.6M 0.54%
2,400,000
-1,599,260
-40% -$21.3M
2016 Q4
4 quarters
GIS icon
34
General Mills
GIS
$17.3B
$29.1M 0.51%
+490,000
New +$26.5M
2017 Q4
0 quarters
HAIN icon
35
Hain Celestial
HAIN
$50.4M
$28.8M 0.51%
680,000
-145,000
-18% -$5.74M
2017 Q2
2 quarters
FTV icon
36
Fortive
FTV
$17.3B
$28.4M 0.5%
621,585
-129,302
-17% -$5.92M
2017 Q1
3 quarters
AAL icon
37
American Airlines Group
AAL
$8.45B
$27.9M 0.49%
535,612
+335,317
+167% +$16.7M
2013 Q4
16 quarters
MRC icon
38
DELISTED
MRC Global
MRC
$27.2M 0.48%
1,609,449
+69,049
+4% +$1.14M
2014 Q4
12 quarters
STZ icon
39
Constellation Brands
STZ
$20.8B
$26.5M 0.47%
115,958
-179,666
-61% -$38.8M
2017 Q1
3 quarters
AMZN icon
40
Amazon
AMZN
$2.83T
$25.7M 0.46%
439,620
-10,380
-2% -$571K
2015 Q1
11 quarters
TMUS icon
41
T-Mobile US
TMUS
$159B
$25.2M 0.45%
397,538
+50,808
+15% +$3.1M
2017 Q3
1 quarter
V icon
42
Visa
V
$724B
$24.7M 0.44%
+216,262
New +$23.9M
2017 Q4
0 quarters
ADP icon
43
Automatic Data Processing
ADP
$107B
$23.4M 0.42%
200,000
-40,000
-17% -$4.57M
2017 Q3
1 quarter
BOX icon
44
Box
BOX
$4.99B
$22.9M 0.41%
1,085,397
-310,247
-22% -$6.54M
2015 Q1
11 quarters
DISH
45
DELISTED
DISH Network Corp.
DISH
$22.3M 0.4%
466,872
-1,194,234
-72% -$59.5M
2016 Q3
5 quarters
CDK
46
DELISTED
CDK Global, Inc.
CDK
$21.4M 0.38%
300,000
-220,000
-42% -$14.8M
2014 Q4
12 quarters
DAL icon
47
Delta Air Lines
DAL
$54B
$21M 0.37%
375,177
+106,208
+39% +$5.55M
2015 Q1
11 quarters
CL icon
48
Colgate-Palmolive
CL
$70.4B
$20.5M 0.36%
272,147
+63,561
+30% +$4.64M
2017 Q3
1 quarter
HON icon
49
Honeywell
HON
$65.8B
$20.1M 0.36%
145,045
-61,797
-30% -$8.29M
2016 Q3
5 quarters
WYNN icon
50
Wynn Resorts
WYNN
$7.74B
$19.2M 0.34%
114,035
-3,546
-3% -$547K
2017 Q3
1 quarter
1
2
3 4 5

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.