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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DF
26
DELISTED
Dean Foods Company
DF
$45.3M 0.83%
2,637,498
+469,000
+22% +$8.54M
MAA icon
27
Mid-America Apartment Communities
MAA
$15.5B
$44.6M 0.82%
735,000
+118,867
+19% +$7.43M
MDLZ icon
28
Mondelez International
MDLZ
$80.1B
$43.9M 0.81%
1,245,000
-717,274
-37% -$23.8M
ROST icon
29
Ross Stores
ROST
$81.6B
$43.7M 0.8%
1,166,858
+800,968
+219% +$30.1M
RL icon
30
Ralph Lauren
RL
$23.6B
$41.2M 0.76%
233,448
+140,910
+152% +$24M
GAP
31
The Gap Inc
GAP
$7.39B
$41.2M 0.76%
1,053,390
+350,928
+50% +$13.7M
DLTR icon
32
Dollar Tree
DLTR
$24.9B
$41.1M 0.76%
+728,380
New +$42M
RHP icon
33
Ryman Hospitality Properties
RHP
$7.84B
$40.5M 0.74%
969,119
+375,319
+63% +$14.8M
HIW icon
34
Highwoods Properties
HIW
$3.47B
$38.1M 0.7%
1,052,042
+702,042
+201% +$25.6M
PG icon
35
Procter & Gamble
PG
$342B
$36.1M 0.66%
443,850
+186,264
+72% +$15.2M
NWSA icon
36
News Corp Class A
NWSA
$16.1B
$35.6M 0.65%
1,974,335
+726,247
+58% +$12.5M
WWAV
37
DELISTED
The WhiteWave Foods Company
WWAV
$35.2M 0.65%
1,534,178
-530,235
-26% -$11M
TGT icon
38
Target
TGT
$66.8B
$34.6M 0.64%
+547,443
New +$35M
RWT
39
Redwood Trust
RWT
$573M
$33.3M 0.61%
1,719,744
-29,258
-2% -$539K
ELS icon
40
Equity Lifestyle Properties
ELS
$12.5B
$32.1M 0.59%
1,771,862
-40,154
-2% -$727K
SWK icon
41
Stanley Black & Decker
SWK
$15.3B
$31.5M 0.58%
390,174
+330,140
+550% +$27M
BZT
42
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$31.3M 0.57%
838,100
-75,000
-8% -$2.34M
MWV
43
DELISTED
MEADWESTVACO CORP
MWV
$30M 0.55%
+813,384
New +$29.4M
WBA
44
DELISTED
Walgreens Boots Alliance
WBA
$29.5M 0.54%
+513,538
New +$29.9M
PPS
45
DELISTED
Post Properties
PPS
$29.4M 0.54%
649,600
+509,600
+364% +$22.9M
ALL icon
46
Allstate
ALL
$70.8B
$29M 0.53%
+532,216
New +$28.4M
HMA
47
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$28.2M 0.52%
2,156,300
+1,599,000
+287% +$20.7M
DCT
48
DELISTED
DCT Industrial Trust Inc.
DCT
$28.1M 0.52%
983,503
+301,003
+44% +$8.93M
AKR icon
49
Acadia Realty Trust
AKR
$2.84B
$27.9M 0.51%
1,125,000
+551,445
+96% +$14.2M
INTC icon
50
Intel
INTC
$503B
$27.7M 0.51%
1,065,204
+740,204
+228% +$17.9M
1
2
3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.