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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRLS icon
451
Borealis Foods
BRLS
$18.6M
$2.55M 0.02%
+257,885
New +$2.55M
AVAC
452
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
$2.55M 0.02%
+257,885
New +$2.54M
ZURA icon
453
Zura Bio
ZURA
$559M
$2.54M 0.02%
257,885
+6,906
+3% +$68.2K
FAAS
454
DELISTED
DigiAsia
FAAS
$2.54M 0.02%
257,885
-43,290
-14% -$428K
DRAY
455
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$2.54M 0.02%
258,361
-244,061
-49% -$2.4M
CSTA
456
DELISTED
Constellation Acquisition Corp I
CSTA
$2.54M 0.02%
260,518
-239,069
-48% -$2.34M
TPBA
457
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
$2.54M 0.02%
+257,885
New +$2.52M
TEKK
458
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$2.54M 0.02%
255,865
+6,862
+3% +$67.5K
HGAS
459
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$2.54M 0.02%
256,373
+6,876
+3% +$68K
MSAI icon
460
MultiSensor AI
MSAI
$11.1M
$2.53M 0.02%
+6,447
New +$2.54M
AGCB
461
DELISTED
Altimeter Growth Corp 2
AGCB
$2.53M 0.02%
256,880
-43,307
-14% -$433K
EVE.U
462
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$2.53M 0.02%
+252,838
New +$2.53M
IGAC
463
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$2.53M 0.02%
257,896
+6,917
+3% +$68K
SCVX
464
DELISTED
SCVX Corp.
SCVX
$2.53M 0.02%
253,253
-248,672
-50% -$2.48M
PTOC
465
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$2.53M 0.02%
257,047
+6,884
+3% +$67.2K
DAVE icon
466
Dave Inc
DAVE
$4.27B
$2.53M 0.02%
7,708
-7,516
-49% -$2.4M
SAGAU
467
DELISTED
Sagaliam Acquisition Corp. Units
SAGAU
$2.53M 0.02%
+252,838
New +$2.53M
PRLHU
468
DELISTED
Pearl Holdings Acquisition Corp Unit
PRLHU
$2.53M 0.02%
+252,838
New +$2.53M
BFAC.U
469
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$2.53M 0.02%
+252,838
New +$2.53M
PEPL
470
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$2.53M 0.02%
+257,885
New +$2.52M
KVSC
471
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$2.53M 0.02%
258,877
+6,932
+3% +$68.3K
GWII
472
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
$2.53M 0.02%
257,885
+6,906
+3% +$67.7K
MDH
473
DELISTED
MDH Acquisition Corp.
MDH
$2.53M 0.02%
257,885
+157,493
+157% +$1.55M
IMPX
474
DELISTED
AEA-Bridges Impact Corp
IMPX
$2.53M 0.02%
252,838
-314,657
-55% -$3.1M
XBP icon
475
XBP Global Holdings
XBP
$37M
$2.52M 0.02%
25,284
-2,243
-8% -$223K
17 18
19
20 21

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SAG
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.