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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GRNA
451
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$2.48M 0.02%
251,162
– –
2021 Q1
2 quarters
OTEC
452
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$2.48M 0.02%
+250,979
New +$2.47M
2021 Q3
0 quarters
DNAB
453
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$2.48M 0.02%
250,979
+200,979
+402% +$1.98M
2021 Q2
1 quarter
EUSG
454
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$2.48M 0.02%
249,991
– –
2021 Q1
2 quarters
ALTI icon
455
AlTi Global
ALTI
$278M
$2.47M 0.02%
250,266
+462
+0.2% +$4.48K
2021 Q2
1 quarter
HGAS icon
456
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$2.47M 0.02%
249,497
– –
2021 Q2
1 quarter
ALTU
457
DELISTED
Altitude Acquisition Corp
ALTU
$2.47M 0.02%
250,979
– –
2021 Q1
2 quarters
KVSC
458
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$2.47M 0.02%
251,945
+150,588
+149% +$1.48M
2021 Q1
2 quarters
ZURA icon
459
Zura Bio
ZURA
$405M
$2.47M 0.02%
+250,979
New +$2.46M
2021 Q3
0 quarters
TCVA
460
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$2.47M 0.02%
251,682
+210,823
+516% +$2.08M
2021 Q2
1 quarter
FACA
461
DELISTED
Figure Acquisition Corp. I
FACA
$2.46M 0.02%
249,804
– –
2021 Q2
1 quarter
FTCI icon
462
FTC Solar
FTCI
$30.9M
$2.46M 0.02%
31,575
+8,641
+38% +$873K
2021 Q2
1 quarter
PROK icon
463
ProKidney
PROK
$328M
$2.46M 0.02%
250,979
+200,979
+402% +$1.98M
2021 Q2
1 quarter
TWOA
464
DELISTED
two
TWOA
$2.46M 0.02%
250,979
– –
2021 Q2
1 quarter
IGAC icon
465
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$2.46M 0.02%
250,979
– –
2020 Q4
3 quarters
OSI icon
466
DELISTED
Osiris Acquisition Corp.
OSI
$2.46M 0.02%
+250,000
New +$2.42M
2021 Q3
0 quarters
ELIQ
467
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$2.45M 0.02%
249,003
– –
2021 Q1
2 quarters
GWII
468
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
$2.45M 0.02%
+250,979
New +$2.44M
2021 Q3
0 quarters
LUXA
469
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$2.45M 0.02%
249,991
– –
2021 Q1
2 quarters
ORIA
470
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$2.44M 0.02%
+250,000
New +$2.44M
2021 Q3
0 quarters
TEKK
471
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$2.44M 0.02%
249,003
– –
2020 Q4
3 quarters
BSKY
472
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$2.44M 0.02%
+249,804
New +$2.44M
2021 Q3
0 quarters
HCAR
473
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$2.44M 0.02%
+250,979
New +$2.43M
2021 Q3
0 quarters
COLI
474
DELISTED
Colicity Inc. Class A Common Stock
COLI
$2.44M 0.02%
250,000
– –
2021 Q2
1 quarter
CRZN
475
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$2.44M 0.02%
250,979
– –
2021 Q2
1 quarter
17 18
19
20 21

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ACI
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RC
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CGL
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CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.