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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRNA
451
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$2.48M 0.02%
251,162
– –
OTEC
452
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$2.48M 0.02%
+250,979
New +$2.47M
DNAB
453
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$2.48M 0.02%
250,979
+200,979
+402% +$1.98M
EUSG
454
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$2.48M 0.02%
249,991
– –
ALTI icon
455
AlTi Global
ALTI
$476M
$2.47M 0.02%
250,266
+462
+0.2% +$4.48K
HGAS
456
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$2.47M 0.02%
249,497
– –
ALTU
457
DELISTED
Altitude Acquisition Corp
ALTU
$2.47M 0.02%
250,979
– –
KVSC
458
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$2.47M 0.02%
251,945
+150,588
+149% +$1.48M
ZURA icon
459
Zura Bio
ZURA
$559M
$2.47M 0.02%
+250,979
New +$2.46M
TCVA
460
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$2.47M 0.02%
251,682
+210,823
+516% +$2.08M
FACA
461
DELISTED
Figure Acquisition Corp. I
FACA
$2.46M 0.02%
249,804
– –
FTCI icon
462
FTC Solar
FTCI
$46.4M
$2.46M 0.02%
31,575
+8,641
+38% +$873K
PROK icon
463
ProKidney
PROK
$337M
$2.46M 0.02%
250,979
+200,979
+402% +$1.98M
TWOA
464
DELISTED
two
TWOA
$2.46M 0.02%
250,979
– –
IGAC
465
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$2.46M 0.02%
250,979
– –
OSI
466
DELISTED
Osiris Acquisition Corp.
OSI
$2.46M 0.02%
+250,000
New +$2.42M
ELIQ
467
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$2.45M 0.02%
249,003
– –
GWII
468
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
$2.45M 0.02%
+250,979
New +$2.44M
LUXA
469
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$2.45M 0.02%
249,991
– –
ORIA
470
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$2.44M 0.02%
+250,000
New +$2.44M
TEKK
471
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$2.44M 0.02%
249,003
– –
BSKY
472
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$2.44M 0.02%
+249,804
New +$2.44M
HCAR
473
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$2.44M 0.02%
+250,979
New +$2.43M
COLI
474
DELISTED
Colicity Inc. Class A Common Stock
COLI
$2.44M 0.02%
250,000
– –
CRZN
475
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$2.44M 0.02%
250,979
– –
17 18
19
20 21

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.