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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBC
451
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-1,162,167
Closed -$157M
MLNX
452
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-2,036,907
Closed -$247M
ALGR
453
DELISTED
Allegro Merger Corp
ALGR
– –
-1,184,800
Closed -$13.6M
FTSV
454
DELISTED
Forty Seven, Inc. Common Stock
FTSV
– –
-613,157
Closed -$58.5M
OMN
455
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-199,914
Closed -$2.03M
S
456
DELISTED
Sprint Corporation
S
– –
-27,470,165
Closed -$237M
MEET
457
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-342,162
Closed -$2.01M
LVOXU
458
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
– –
-204,100
Closed -$2.09M
CY
459
DELISTED
Cypress Semiconductor
CY
– –
-16,896,600
Closed -$394M
RESI
460
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-201,431
Closed -$2.41M
HR
461
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-35,200
Closed -$983K
15 16 17 18
19

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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.