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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
451
Marathon Petroleum
MPC
$82.3B
– –
-21,000
Closed -$973K
MS icon
452
Morgan Stanley
MS
$337B
– –
-27,538
Closed -$867K
MTB icon
453
M&T Bank
MTB
$36.1B
– –
-10,000
Closed -$1.22M
MTDR icon
454
Matador Resources
MTDR
$6.02B
– –
-294,102
Closed -$6.1M
MTZ icon
455
MasTec
MTZ
$20.8B
– –
-50,679
Closed -$802K
MU icon
456
Micron Technology
MU
$968B
– –
-714,723
Closed -$10.7M
NAT icon
457
Nordic American Tanker
NAT
$1.35B
– –
-165,312
Closed -$2.49M
NBR icon
458
CALL
Nabors Industries
NBR
$1.21B
– –
-6,556
Closed -$8K
NBR icon
459
Nabors Industries
NBR
$1.21B
– –
-13,182
Closed -$6.23M
NDAQ icon
460
Nasdaq
NDAQ
$53.6B
– –
-105,000
Closed -$1.87M
NOW icon
461
ServiceNow
NOW
$129B
– –
-96,780
Closed -$1.34M
NTAP icon
462
NetApp
NTAP
$37.2B
– –
-16,222
Closed -$480K
NTRS icon
463
Northern Trust
NTRS
$33.6B
– –
-116,000
Closed -$7.91M
NVDA icon
464
NVIDIA
NVDA
$5.39T
– –
-7,517,920
Closed -$4.63M
OOMA icon
465
Ooma
OOMA
$603M
– –
-40,000
Closed -$278K
PCH
466
DELISTED
PotlatchDeltic
PCH
– –
-71,400
Closed -$2.06M
PG icon
467
Procter & Gamble
PG
$339B
– –
-16,250
Closed -$1.17M
PHM icon
468
Pultegroup
PHM
$25.2B
– –
-142,943
Closed -$2.7M
PLD icon
469
Prologis
PLD
$133B
– –
-224,567
Closed -$8.74M
PNC icon
470
CALL
PNC Financial Services
PNC
$100B
– –
-52,200
Closed -$10K
PTCT icon
471
PTC Therapeutics
PTCT
$5.97B
– –
-20,000
Closed -$534K
PWR icon
472
Quanta Services
PWR
$100B
– –
-174,237
Closed -$4.22M
RF icon
473
Regions Financial
RF
$26.8B
– –
-400,000
Closed -$3.6M
RLJ icon
474
RLJ Lodging Trust
RLJ
$1.77B
– –
-86,970
Closed -$2.2M
RMTI icon
475
Rockwell Medical
RMTI
$28.3M
– –
-597
Closed -$506K
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.