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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
451
PUT
Meta Platforms (Facebook)
META
$1.51T
– –
-30,000
Closed -$74K
MGM icon
452
PUT
MGM Resorts International
MGM
$11.2B
– –
-300,000
Closed -$111K
MO icon
453
CALL
Altria Group
MO
$114B
– –
-50,000
Closed -$32K
MS icon
454
Morgan Stanley
MS
$337B
– –
-334,751
Closed -$10.5M
MT icon
455
ArcelorMittal
MT
$54.7B
– –
-410,000
Closed -$16.7M
MYE icon
456
Myers Industries
MYE
$1.31B
– –
-15,000
Closed -$317K
MYGN icon
457
Myriad Genetics
MYGN
$306M
– –
-800,000
Closed -$16.8M
NLY icon
458
Annaly Capital Management
NLY
$17.4B
– –
-3,507
Closed -$140K
NLY icon
459
PUT
Annaly Capital Management
NLY
$17.4B
– –
-85,775
Closed -$15K
OIH icon
460
CALL
VanEck Oil Services ETF
OIH
$1.93B
– –
-2,500
Closed -$19K
PAYX icon
461
Paychex
PAYX
$43.1B
– –
-113,105
Closed -$5.15M
PCG icon
462
PG&E
PCG
$38B
– –
-151,768
Closed -$6.11M
PENN icon
463
PENN Entertainment
PENN
$2.71B
– –
-156,826
Closed -$2.25M
PLUR icon
464
CALL
Pluri
PLUR
$19.6M
– –
-2,188
Closed -$10K
PM icon
465
CALL
Philip Morris
PM
$295B
– –
-250,000
Closed -$31K
REG icon
466
Regency Centers
REG
$14.1B
– –
-163,545
Closed -$7.57M
RIO icon
467
CALL
Rio Tinto
RIO
$165B
– –
-202,800
Closed -$35K
ROST icon
468
Ross Stores
ROST
$81.7B
– –
-1,166,858
Closed -$43.7M
RS icon
469
Reliance Steel & Aluminium
RS
$21.3B
– –
-184,996
Closed -$14M
SHW icon
470
Sherwin-Williams
SHW
$90B
– –
-17,481
Closed -$1.07M
SHW icon
471
PUT
Sherwin-Williams
SHW
$90B
– –
-30,000
Closed -$40K
SPG icon
472
Simon Property Group
SPG
$72.2B
– –
-321,570
Closed -$46M
SVRA icon
473
Savara
SVRA
$1.2B
– –
-1,426
Closed -$46K
TCOM icon
474
Trip.com Group
TCOM
$29B
– –
-60,388
Closed -$1.5M
TGT icon
475
Target
TGT
$67B
– –
-547,443
Closed -$34.6M
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.