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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSAG
426
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$2.78M 0.02%
286,967
– –
SUNL
427
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
$2.77M 0.02%
+26,117
New +$3.69M
XBP icon
428
XBP Global Holdings
XBP
$37M
$2.74M 0.02%
27,527
– –
FTPA
429
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$2.67M 0.02%
274,320
– –
BILL icon
430
BILL Holdings
BILL
$4.76B
$2.67M 0.02%
+10,000
New +$2.31M
HCIC
431
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.64M 0.02%
+267,543
New +$2.66M
EQRX
432
DELISTED
EQRx, Inc. Common Stock
EQRX
$2.64M 0.02%
+266,038
New +$2.66M
CRC icon
433
California Resources
CRC
$4.66B
$2.59M 0.02%
63,076
+313
+0.5% +$10.2K
CDR
434
DELISTED
Cedar Realty Trust, Inc
CDR
$2.57M 0.02%
118,600
+18,400
+18% +$333K
OXACU
435
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
$2.57M 0.02%
+250,979
New +$2.54M
OXUSU
436
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$2.56M 0.02%
+250,979
New +$2.54M
DWACU
437
DELISTED
Digital World Acquisition Corp. Units
DWACU
$2.54M 0.02%
+250,979
New +$2.52M
EOCW.U
438
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$2.54M 0.02%
+250,979
New +$2.51M
THCA
439
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$2.54M 0.02%
+250,979
New +$2.52M
NVTS icon
440
Navitas Semiconductor
NVTS
$3.56B
$2.52M 0.02%
252,641
-50,196
-17% -$499K
MTAL
441
DELISTED
Metals Acquisition
MTAL
$2.51M 0.02%
+250,979
New +$2.46M
ASAX
442
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$2.5M 0.02%
+250,979
New +$2.45M
TPBAU
443
DELISTED
TPB Acquisition Corporation I Unit
TPBAU
$2.5M 0.02%
+250,979
New +$2.5M
AKLI
444
DELISTED
Akili Inc
AKLI
$2.5M 0.02%
250,979
+200,979
+402% +$1.98M
LFLY
445
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$2.5M 0.02%
12,491
– –
CXAI icon
446
CXApp
CXAI
$17.6M
$2.5M 0.02%
+250,979
New +$2.48M
ENJY
447
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$2.49M 0.02%
248,903
– –
MRT icon
448
Marti Technologies
MRT
$150M
$2.48M 0.02%
+250,979
New +$2.45M
APMIU
449
DELISTED
AxonPrime Infrastructure Acquisition Corporation Unit
APMIU
$2.48M 0.02%
+250,979
New +$2.48M
PEAR
450
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$2.48M 0.02%
249,991
– –
16 17
18
19 20

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.