UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
Turnover
54.76%
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.2
years
Top 20 Avg Time Held Equity + Options
0.2
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
PSAG
426
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
| $2.78M | 0.02% |
286,967
| – | – |
2021 Q2
1 quarter
|
|
|
SUNL
427
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
| $2.77M | 0.02% |
+26,117
| New | +$3.69M |
2021 Q3
0 quarters
|
|
428
XBP Global Holdings
XBP
$43.2M
| $2.74M | 0.02% |
27,527
| – | – |
2021 Q2
1 quarter
|
|
429
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
| $2.67M | 0.02% |
274,320
| – | – |
2021 Q2
1 quarter
|
|
430
BILL Holdings
BILL
$3.77B
| $2.67M | 0.02% |
+10,000
| New | +$2.31M |
2021 Q3
0 quarters
|
|
431
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
| $2.64M | 0.02% |
+267,543
| New | +$2.66M |
2021 Q3
0 quarters
|
|
|
EQRX
432
DELISTED
EQRx, Inc. Common Stock
EQRX
| $2.64M | 0.02% |
+266,038
| New | +$2.66M |
2021 Q3
0 quarters
|
|
433
California Resources
CRC
$4.8B
| $2.59M | 0.02% |
63,076
+313
| +0.5% | +$10.2K |
2020 Q4
3 quarters
|
|
|
CDR
434
DELISTED
Cedar Realty Trust, Inc
CDR
| $2.57M | 0.02% |
118,600
+18,400
| +18% | +$333K |
2021 Q2
1 quarter
|
|
|
OXACU
435
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
| $2.57M | 0.02% |
+250,979
| New | +$2.54M |
2021 Q3
0 quarters
|
|
|
OXUSU
436
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
| $2.56M | 0.02% |
+250,979
| New | +$2.54M |
2021 Q3
0 quarters
|
|
437
DELISTED
Digital World Acquisition Corp. Units
DWACU
| $2.54M | 0.02% |
+250,979
| New | +$2.52M |
2021 Q3
0 quarters
|
|
|
EOCW.U
438
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
| $2.54M | 0.02% |
+250,979
| New | +$2.51M |
2021 Q3
0 quarters
|
|
|
THCA
439
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
| $2.54M | 0.02% |
+250,979
| New | +$2.52M |
2021 Q3
0 quarters
|
|
440
Navitas Semiconductor
NVTS
$2.46B
| $2.52M | 0.02% |
252,641
-50,196
| -17% | -$499K |
2021 Q1
2 quarters
|
|
441
DELISTED
Metals Acquisition
MTAL
| $2.51M | 0.02% |
+250,979
| New | +$2.46M |
2021 Q3
0 quarters
|
|
|
ASAX
442
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
| $2.5M | 0.02% |
+250,979
| New | +$2.45M |
2021 Q3
0 quarters
|
|
|
TPBAU
443
DELISTED
TPB Acquisition Corporation I Unit
TPBAU
| $2.5M | 0.02% |
+250,979
| New | +$2.5M |
2021 Q3
0 quarters
|
|
444
DELISTED
Akili Inc
AKLI
| $2.5M | 0.02% |
250,979
+200,979
| +402% | +$1.98M |
2021 Q2
1 quarter
|
|
445
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
| $2.5M | 0.02% |
12,491
| – | – |
2019 Q4
7 quarters
|
|
446
CXApp
CXAI
$4.37M
| $2.5M | 0.02% |
+5,020
| New | +$2.48M |
2021 Q3
0 quarters
|
|
|
ENJY
447
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
| $2.49M | 0.02% |
248,903
| – | – |
2021 Q1
2 quarters
|
|
448
Marti Technologies
MRT
$153M
| $2.48M | 0.02% |
+250,979
| New | +$2.45M |
2021 Q3
0 quarters
|
|
449
DELISTED
AxonPrime Infrastructure Acquisition Corporation Unit
APMIU
| $2.48M | 0.02% |
+250,979
| New | +$2.48M |
2021 Q3
0 quarters
|
|
|
PEAR
450
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
| $2.48M | 0.02% |
249,991
| – | – |
2021 Q1
2 quarters
|
|
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FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.